13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 605,400 | $50,696,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 1,468,571 | $50,490,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 748,101 | $50,474,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,193,500 | $50,234,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 617,586 | $50,222,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 571,148 | $50,215,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 835,970 | $49,991,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 809,603 | $49,872,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 832,875 | $49,806,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,648,275 | $49,679,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,231,132 | $49,504,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 873,565 | $49,470,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 809,067 | $49,442,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,139,614 | $49,276,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,565,528 | $49,017,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 687,515 | $48,930,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,121,512 | $48,901,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 909,263 | $48,719,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 505,700 | $48,623,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 468,405 | $48,550,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 855,164 | $48,454,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 2,787,700 | $48,422,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 512,471 | $48,337,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 843,646 | $48,316,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,058,091 | $48,132,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 978,320 | $48,114,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,383,226 | $48,007,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 429,795 | $47,965,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,597,947 | $47,960,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 938,352 | $47,949,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 913,573 | $47,816,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,777,975 | $47,580,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,300,289 | $47,331,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,303,900 | $47,135,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 616,467 | $47,128,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 781,600 | $47,084,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,148,859 | $46,919,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,124,083 | $46,538,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 912,966 | $46,452,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 467,500 | $46,184,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 165,389 | $46,180,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 39,857 | $46,177,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,101,469 | $46,148,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 707,528 | $45,884,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,400,511 | $45,839,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 690,900 | $45,820,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 450,200 | $45,781,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 2,117,990 | $45,769,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 188,493 | $45,743,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 837,525 | $45,737,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 920,645 | $45,710,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 878,000 | $45,542,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,033,900 | $45,233,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,178,461 | $44,912,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 720,311 | $44,551,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,099,000 | $44,422,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 403,876 | $44,374,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 242,068 | $44,245,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 949,125 | $44,068,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 326,798 | $44,059,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,900,200 | $44,028,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 949,183 | $43,928,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 998,053 | $43,915,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 938,150 | $43,831,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 592,700 | $43,812,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 571,800 | $43,726,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 914,100 | $43,593,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 539,716 | $43,582,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,894,049 | $43,582,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,852,594 | $43,554,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 558,551 | $43,444,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 602,966 | $43,401,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,296,409 | $43,313,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 985,848 | $43,091,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 811,063 | $42,978,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,920,321 | $42,579,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,383,129 | $42,545,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 179,194 | $42,448,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,810,403 | $42,037,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 716,658 | $41,938,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,474,809 | $41,750,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,732,100 | $41,719,000 | thousands by filing date | put |
| UBS AG | H89231338 | SHS | 2,394,569 | $41,594,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,375,238 | $41,574,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 768,900 | $41,536,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,362,577 | $41,491,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 474,262 | $41,337,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 406,700 | $41,329,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 404,600 | $41,144,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 71,250 | $41,137,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 572,205 | $41,130,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 4,218,371 | $41,002,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 698,090 | $40,957,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,625,500 | $40,914,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 374,500 | $40,813,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,038,627 | $40,776,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 676,800 | $40,771,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 374,546 | $40,638,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 767,100 | $40,595,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,173,108 | $40,572,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 427,512 | $40,118,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,116,346 | $40,088,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 973,500 | $39,865,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 373,339 | $39,794,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 898,169 | $39,519,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 859,221 | $39,318,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,100,325 | $39,182,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 656,778 | $39,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 499,616 | $39,107,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 580,200 | $38,699,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 500,494 | $38,638,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,710,000 | $38,620,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 556,556 | $38,508,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,012,969 | $38,442,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 297,798 | $38,416,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,563,740 | $38,381,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 614,883 | $38,350,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 537,100 | $38,344,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 984,787 | $38,308,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,338,333 | $38,232,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 290,788 | $38,128,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 963,100 | $37,917,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 448,185 | $37,858,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 696,727 | $37,819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 815,374 | $37,687,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 674,800 | $37,350,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 352,319 | $37,349,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,875,935 | $37,275,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 334,557 | $37,086,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 824,348 | $36,997,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 187,357 | $36,861,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 331,850 | $36,803,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,077,917 | $36,800,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 858,936 | $36,728,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 287,842 | $36,581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 498,099 | $36,560,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,391,862 | $36,509,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,530,877 | $36,496,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 882,310 | $36,449,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,192,877 | $36,431,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 777,400 | $36,375,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 694,276 | $36,249,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 570,918 | $36,179,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 367,844 | $36,155,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 293,094 | $36,112,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 863,934 | $36,017,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 788,879 | $35,988,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,014,500 | $35,751,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,057,368 | $35,740,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 769,622 | $35,688,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 276,700 | $35,678,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 167,806 | $35,656,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 749,030 | $35,639,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 612,031 | $35,608,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 954,756 | $35,527,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,454,868 | $35,484,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,162,305 | $35,265,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,270,590 | $35,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,605,498 | $35,080,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 476,388 | $35,071,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,037,253 | $35,000,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 427,334 | $34,747,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 414,500 | $34,710,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 887,700 | $34,709,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 262,960 | $34,647,000 | thousands by filing date | |
| 38259p508 | COM | 58,849 | $34,627,000 | thousands by filing date | put | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 307,532 | $34,539,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,485,437 | $34,388,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 263,657 | $34,310,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,922,782 | $34,110,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 320,960 | $34,080,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 388,340 | $34,061,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 232,400 | $33,849,000 | thousands by filing date | put |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,408,811 | $33,811,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 332,800 | $33,759,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,059,599 | $33,599,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,816,300 | $33,570,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 970,500 | $33,550,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 1,306,262 | $33,466,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 1,770,357 | $33,424,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500,000 | $33,350,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 618,469 | $33,261,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 561,000 | $33,256,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 362,400 | $33,247,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 575,729 | $33,122,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 442,970 | $33,121,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 333,934 | $33,016,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 401,000 | $32,986,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 558,420 | $32,947,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 324,792 | $32,940,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 756,835 | $32,923,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 890,873 | $32,918,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 553,508 | $32,806,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 439,040 | $32,797,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 472,400 | $32,690,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,547,441 | $32,566,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,102,530 | $32,403,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 240,450 | $32,304,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 907,288 | $32,191,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 529,007 | $32,011,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 127,945 | $31,765,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 927,523 | $31,703,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 115,800 | $31,686,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 771,500 | $31,547,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 626,162 | $31,410,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,849,603 | $31,373,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,128,943 | $31,317,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 414,800 | $31,301,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,115,700 | $31,291,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 386,758 | $31,284,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,705,455 | $31,244,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 356,211 | $31,212,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 586,981 | $31,157,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 449,735 | $31,077,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 668,750 | $31,010,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 650,200 | $31,008,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,485,350 | $30,895,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 465,318 | $30,869,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 406,137 | $30,826,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 483,745 | $30,790,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 699,600 | $30,747,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,434,200 | $30,630,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 204,406 | $30,618,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 630,938 | $30,430,000 | thousands by filing date | |
| 38259p508 | COM | 51,600 | $30,362,000 | thousands by filing date | call | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 462,431 | $30,030,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 542,980 | $30,021,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 387,244 | $29,935,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 608,600 | $29,931,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,290,964 | $29,874,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 156,300 | $29,670,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 105,400 | $29,430,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,080,929 | $29,362,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,000,272 | $29,325,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 787,350 | $29,325,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 259,742 | $29,237,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 386,524 | $29,214,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 819,600 | $29,186,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 564,329 | $29,041,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 221,000 | $28,995,000 | thousands by filing date | put |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 497,514 | $28,975,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 409,787 | $28,898,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 556,505 | $28,838,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 290,100 | $28,729,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 769,219 | $28,654,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 555,906 | $28,645,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,068,400 | $28,590,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 429,443 | $28,489,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 217,000 | $28,470,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 368,347 | $28,450,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 433,594 | $28,210,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 647,041 | $28,185,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 4,827,570 | $28,145,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 261,454 | $28,051,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 374,358 | $28,047,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 276,972 | $28,043,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,024,302 | $27,923,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 913,365 | $27,913,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 272,115 | $27,852,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 667,343 | $27,768,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,946,600 | $27,622,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 734,177 | $27,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 850,591 | $27,576,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,060,852 | $27,492,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,013,064 | $27,454,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 449,200 | $27,451,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 580,911 | $27,430,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 515,600 | $27,404,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 327,800 | $27,339,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,039,544 | $27,330,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 611,580 | $27,258,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 635,425 | $27,107,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 504,569 | $27,105,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 207,541 | $27,043,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 240,100 | $27,014,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 403,518 | $26,951,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 712,060 | $26,944,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,123,103 | $26,888,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,205,602 | $26,788,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 410,200 | $26,688,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 564,819 | $26,676,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,507,275 | $26,618,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 2,455,373 | $26,592,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 188,900 | $26,533,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 896,624 | $26,513,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,173,231 | $26,386,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,045,950 | $26,352,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,989,000 | $26,332,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 396,532 | $26,322,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300,100 | $26,295,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 279,500 | $26,237,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,126,290 | $26,198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,604,939 | $26,127,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,208,500 | $26,116,000 | thousands by filing date | put |
| TIM HORTONS INC | 88706M103 | COM | 331,292 | $26,109,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,352,800 | $25,904,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 216,513 | $25,899,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 571,324 | $25,887,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 449,287 | $25,884,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 660,200 | $25,860,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 389,100 | $25,836,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 329,211 | $25,679,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 610,995 | $25,668,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 432,970 | $25,666,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 623,294 | $25,642,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 394,267 | $25,557,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 410,500 | $25,537,000 | thousands by filing date | call |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,337,329 | $25,503,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 213,300 | $25,451,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 154,353 | $25,301,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 255,000 | $25,253,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 125,879 | $25,221,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 283,800 | $25,216,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 267,300 | $25,212,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 376,300 | $25,205,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 658,492 | $25,168,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,262,273 | $25,157,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 668,200 | $25,118,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 245,801 | $25,104,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 511,000 | $25,090,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 440,872 | $25,075,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 372,900 | $24,977,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 275,500 | $24,966,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,111,094 | $24,955,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,689,191 | $24,875,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 113,503 | $24,856,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,122,261 | $24,830,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,222,596 | $24,684,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,007,572 | $24,655,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 803,840 | $24,630,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,525,654 | $24,548,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 335,440 | $24,534,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 328,673 | $24,466,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,449,457 | $24,446,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 52,900 | $24,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 560,820 | $24,407,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 418,830 | $24,314,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 258,745 | $24,295,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 431,128 | $24,273,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 549,074 | $24,269,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 611,321 | $24,215,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 633,000 | $24,212,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 212,654 | $24,202,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 618,779 | $24,169,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,320,029 | $24,117,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 473,939 | $24,104,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 564,700 | $24,090,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 263,998 | $24,045,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 342,900 | $24,034,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 382,637 | $23,965,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 447,856 | $23,960,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 884,262 | $23,946,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 657,950 | $23,877,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,068,721 | $23,874,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 606,271 | $23,869,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 501,093 | $23,863,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 582,174 | $23,840,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 216,128 | $23,828,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 218,600 | $23,701,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 196,161 | $23,692,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 249,485 | $23,678,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 609,600 | $23,671,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 127,985 | $23,592,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,997,347 | $23,585,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 199,977 | $23,504,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 258,295 | $23,425,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 466,291 | $23,422,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 441,803 | $23,358,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 145,410 | $23,347,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 2,010,471 | $23,341,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 388,745 | $23,157,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 118,900 | $23,146,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 182,492 | $23,143,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 287,164 | $23,067,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,445,064 | $23,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 783,079 | $22,999,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 902,494 | $22,914,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 233,602 | $22,903,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 179,100 | $22,814,000 | thousands by filing date | put |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 822,052 | $22,796,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 586,814 | $22,792,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 430,400 | $22,777,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 240,300 | $22,775,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 7,478,363 | $22,734,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 778,590 | $22,610,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 230,600 | $22,587,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 229,561 | $22,519,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 498,479 | $22,471,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 565,918 | $22,456,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 927,223 | $22,402,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 483,484 | $22,370,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,048,717 | $22,352,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 651,782 | $22,324,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 148,318 | $22,275,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 978,396 | $22,268,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 992,245 | $22,206,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 555,979 | $22,078,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 310,784 | $22,053,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 195,900 | $22,041,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 827,332 | $22,015,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 619,300 | $21,973,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 132,425 | $21,959,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 417,900 | $21,915,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 328,901 | $21,895,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 740,250 | $21,889,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,664,580 | $21,806,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 313,800 | $21,715,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 424,100 | $21,705,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 396,456 | $21,674,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,272,771 | $21,663,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 632,200 | $21,659,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 616,241 | $21,649,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 439,486 | $21,578,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,003,041 | $21,575,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 567,063 | $21,565,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 417,893 | $21,547,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 637,029 | $21,512,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 464,007 | $21,511,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 562,300 | $21,429,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 732,000 | $21,418,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,755,057 | $21,324,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 502,833 | $21,295,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 311,300 | $21,284,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 156,143 | $21,262,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 647,122 | $21,252,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 140,830 | $21,251,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,233,167 | $21,215,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 226,000 | $21,215,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 46,882 | $21,151,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 127,798 | $21,052,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 837,748 | $21,045,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 63,600 | $21,040,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,416,900 | $20,956,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 431,584 | $20,932,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 114,000 | $20,927,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 598,183 | $20,907,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 576,400 | $20,837,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 491,500 | $20,815,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 407,157 | $20,805,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 462,900 | $20,770,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 249,273 | $20,742,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 546,965 | $20,610,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 415,990 | $20,587,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 108,300 | $20,559,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 287,600 | $20,532,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,207,956 | $20,523,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 242,325 | $20,518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 268,442 | $20,420,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 237,940 | $20,408,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,460,570 | $20,273,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 154,715 | $20,243,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 411,619 | $20,227,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 477,889 | $20,167,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,614,312 | $20,130,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 680,100 | $20,124,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 386,100 | $20,027,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 307,371 | $19,866,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 590,495 | $19,840,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 1,885,198 | $19,757,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 725,402 | $19,695,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 248,231 | $19,640,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 682,437 | $19,627,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 54,404 | $19,614,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 735,348 | $19,590,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 16,900 | $19,580,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 1,108,589 | $19,577,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,427,234 | $19,567,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 421,500 | $19,503,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 473,235 | $19,461,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 201,972 | $19,433,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,036,549 | $19,363,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 136,300 | $19,311,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 554,413 | $19,304,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 659,500 | $19,297,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 282,044 | $19,280,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 776,323 | $19,268,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,842,968 | $19,253,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,260,586 | $19,238,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 16,600 | $19,232,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 828,400 | $19,194,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 306,991 | $19,190,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 887,700 | $19,183,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 560,002 | $19,062,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 434,069 | $19,048,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 851,140 | $19,040,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 290,228 | $19,024,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,610,474 | $19,019,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 290,259 | $19,009,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 179,332 | $18,980,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 103,000 | $18,908,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 304,463 | $18,861,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 989,343 | $18,847,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 275,174 | $18,830,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 242,663 | $18,766,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,830,818 | $18,765,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 291,498 | $18,743,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 815,190 | $18,742,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 250,500 | $18,717,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 458,435 | $18,699,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 835,838 | $18,656,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |