13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,900 | $66,000 | thousands by filing date | put |
| OI S.A. | 670851104 | SPONSORED ADR | 89,115 | $66,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,406 | $66,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 5,491 | $66,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 900 | $66,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 4,200 | $66,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 40,000 | $66,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 3,174 | $66,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 6,505 | $66,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,121 | $66,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 600 | $65,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,200 | $65,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $65,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,376 | $65,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,516 | $65,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 5,290 | $65,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 15,800 | $65,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 46,517 | $65,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,004 | $65,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 41,574 | $65,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 2,304 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,128 | $65,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 2,313 | $65,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,100 | $64,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,000 | $64,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,300 | $64,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,226 | $64,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,600 | $64,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,900 | $64,000 | thousands by filing date | call |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 2,449 | $64,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,175 | $64,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,909 | $64,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,345 | $64,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 56,081 | $64,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 400 | $64,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 400 | $64,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 863 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 965 | $64,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,671 | $64,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 4,238 | $64,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,700 | $63,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 800 | $63,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 6,833 | $63,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,300 | $63,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,900 | $63,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,600 | $63,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,651 | $63,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,800 | $63,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 753 | $63,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,876 | $63,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 884 | $63,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,040 | $63,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 2,200 | $63,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 1,400 | $63,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 2,488 | $63,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 652 | $63,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 978 | $63,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,172 | $63,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,500 | $62,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 900 | $62,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 1,300 | $62,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 2,127 | $62,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,348 | $62,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,000 | $62,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,493 | $62,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 1,400 | $62,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,900 | $62,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 1,020 | $62,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 800 | $62,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 1,600 | $62,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 51,800 | $62,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 20,600 | $62,000 | thousands by filing date | call |
| ACTIVE POWER INC | 00504W308 | COM NEW | 30,888 | $62,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,775 | $62,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 2,251 | $62,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 15,465 | $62,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,277 | $62,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 3,297 | $62,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 18,146 | $62,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 700 | $61,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,200 | $61,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,478 | $61,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,000 | $61,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 972 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,421 | $61,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 700 | $61,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,431 | $61,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,570 | $61,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 700 | $61,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,988 | $61,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,100 | $61,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,000 | $61,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,780 | $61,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,900 | $61,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $61,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 53,784 | $61,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 18,402 | $61,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 6,600 | $61,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 4,300 | $61,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 7,416 | $61,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 6,100 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 871 | $61,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 1,033 | $61,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 1,692 | $61,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 11,000 | $61,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,385 | $61,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,341 | $60,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 900 | $60,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,400 | $60,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,200 | $60,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 1,500 | $60,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 800 | $60,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 1,066 | $60,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,900 | $60,000 | thousands by filing date | call |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,800 | $60,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 3,037 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 4,243 | $60,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,200 | $60,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 11,700 | $60,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,262 | $60,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,600 | $60,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 26,115 | $60,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,000 | $60,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,956 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,382 | $60,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 5,692 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,553 | $60,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,000 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74348A863 | ULSHRT UTILS FD | 3,849 | $60,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,337 | $59,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 7,840 | $59,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 900 | $59,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 1,400 | $59,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 300 | $59,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 1,500 | $59,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,875 | $59,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,551 | $59,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 9,622 | $59,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,771 | $59,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,300 | $59,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 2,200 | $59,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,000 | $59,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 9,200 | $59,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,300 | $59,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 5,376 | $59,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,003 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,631 | $59,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,551 | $58,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,325 | $58,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,300 | $58,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 500 | $58,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,392 | $58,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 18,933 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,782 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,829 | $58,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 514 | $58,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,627 | $58,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 26,500 | $58,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 4,096 | $58,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 60,111 | $58,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,300 | $58,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,667 | $58,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,400 | $58,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,590 | $58,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 30,000 | $58,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 2,004 | $58,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,300 | $57,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,000 | $57,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,700 | $57,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,426 | $57,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 776 | $57,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,000 | $57,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 1,000 | $57,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 2,104 | $57,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 40,500 | $57,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 4,900 | $57,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 9,496 | $57,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 7,700 | $57,000 | thousands by filing date | call |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 6,301 | $57,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 3,120 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 1,090 | $57,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 3,600 | $57,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 1,500 | $57,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 1,900 | $56,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 500 | $56,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,000 | $56,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 4,335 | $56,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,865 | $56,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,600 | $56,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 7,825 | $56,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,000 | $56,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 600 | $56,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,300 | $56,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 3,622 | $56,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 3,604 | $56,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 462 | $56,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 3,267 | $56,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,118 | $56,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 4,200 | $56,000 | thousands by filing date | call |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 3,900 | $56,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 287,913 | $56,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 3,976 | $56,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,514 | $55,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 600 | $55,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,947 | $55,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 300 | $55,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $55,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 1,300 | $55,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,700 | $55,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 658 | $55,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,000 | $55,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 1,326 | $55,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 900 | $55,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,400 | $55,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,722 | $55,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 600 | $55,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 2,362 | $55,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,000 | $55,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 1,200 | $55,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 4,884 | $55,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 2,000 | $55,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 11,000 | $55,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 4,200 | $55,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 8,700 | $55,000 | thousands by filing date | call |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 2,738 | $55,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 8,554 | $55,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1,904 | $55,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,337 | $55,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 700 | $54,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,887 | $54,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,000 | $54,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 539 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,500 | $54,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,865 | $54,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 10,800 | $54,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,378 | $54,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 1,700 | $54,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 2,600 | $54,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 1,993 | $54,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 10,200 | $54,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 5,400 | $54,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,824 | $54,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,000 | $54,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 10,855 | $54,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 1,427 | $54,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 11,310 | $54,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,616 | $53,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $53,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 800 | $53,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,009 | $53,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 700 | $53,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 800 | $53,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 900 | $53,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 788 | $53,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,600 | $53,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 655 | $53,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,090 | $53,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 7,059 | $53,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,300 | $53,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,283 | $53,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 2,900 | $53,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 3,452 | $53,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,775 | $53,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,700 | $53,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 795 | $53,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 697 | $53,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 5,000 | $53,000 | thousands by filing date | call |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 3,370 | $53,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,629 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 1,580 | $53,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 1,514 | $53,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 400 | $52,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,100 | $52,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,500 | $52,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,500 | $52,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 1,000 | $52,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 4,245 | $52,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 400 | $52,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,000 | $52,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,268 | $52,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 2,098 | $52,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,729 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 500 | $52,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,800 | $52,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,000 | $52,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,800 | $52,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 47,300 | $52,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 2,000 | $52,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 2,100 | $52,000 | thousands by filing date | call |
| PCM INC | 69323K100 | COM | 5,331 | $52,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,700 | $52,000 | thousands by filing date | call |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 1,143 | $52,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 1,981 | $52,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 4,385 | $52,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,700 | $51,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,486 | $51,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 3,773 | $51,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 758 | $51,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,177 | $51,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,300 | $51,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,530 | $51,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 700 | $51,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,600 | $51,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,100 | $51,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,700 | $51,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 400 | $51,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 10,535 | $51,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 50,000 | $51,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 9,744 | $51,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 7,809 | $51,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 4,472 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,100 | $51,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 1,963 | $51,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 964 | $51,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 14,491 | $51,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 9,271 | $51,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 13,765 | $51,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 33,187 | $51,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 500 | $50,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 2,600 | $50,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 23,897 | $50,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 600 | $50,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,200 | $50,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,100 | $50,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,995 | $50,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,500 | $50,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 600 | $50,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 600 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 734 | $50,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 3,563 | $50,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 13,435 | $50,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 11,000 | $50,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 5,300 | $50,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 698 | $50,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,349 | $50,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 500 | $50,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 4,560 | $50,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 88,037 | $50,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 406 | $50,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,180 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 949 | $50,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 22,750 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,372 | $50,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 2,941 | $50,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,682 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,487 | $50,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 4,854 | $50,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $49,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,563 | $49,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,400 | $49,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,900 | $49,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,500 | $49,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 800 | $49,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 2,050 | $49,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 500 | $49,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,732 | $49,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,071 | $49,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,232 | $49,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,679 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,695 | $49,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 7,800 | $49,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,500 | $49,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,900 | $49,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,600 | $49,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 71,000 | $49,000 | thousands by filing date | principal |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,268 | $49,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 3,875 | $49,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,100 | $49,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 8,100 | $49,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 33,821 | $49,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,500 | $49,000 | thousands by filing date | call |
| NANOSPHERE INC | 63009F105 | COM | 87,152 | $49,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 11,102 | $49,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,290 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,904 | $49,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 2,900 | $49,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 5,325 | $49,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,000 | $48,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,300 | $48,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 6,981 | $48,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 700 | $48,000 | thousands by filing date | call |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,979 | $48,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,000 | $48,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,300 | $48,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 900 | $48,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,894 | $48,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 2,442 | $48,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 102,382 | $48,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 4,845 | $48,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,713 | $48,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,962 | $48,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 7,900 | $48,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 3,400 | $48,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 751 | $48,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,100 | $48,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,725 | $48,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,118 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 3,206 | $48,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,236 | $48,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 3,640 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 3,597 | $48,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 809 | $48,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,880 | $48,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,770 | $48,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 5,363 | $48,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 1,525 | $48,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,000 | $47,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,900 | $47,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 1,030 | $47,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 700 | $47,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 1,378 | $47,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 700 | $47,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,400 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 404 | $47,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,000 | $47,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,597 | $47,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 7,800 | $47,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,500 | $47,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,600 | $47,000 | thousands by filing date | put |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 6,892 | $47,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 46,000 | $47,000 | thousands by filing date | principal |
| GIGAMON INC | 37518B102 | COM | 4,500 | $47,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,000 | $47,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 8,464 | $47,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 13,369 | $47,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 9,183 | $47,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 55,397 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,882 | $47,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,800 | $47,000 | thousands by filing date | put |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 4,920 | $47,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,935 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 1,196 | $47,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 5,034 | $47,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 1,253 | $47,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 1,312 | $47,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,800 | $47,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,800 | $47,000 | thousands by filing date | call |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 1,592 | $47,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,425 | $46,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 747 | $46,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,100 | $46,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 1,328 | $46,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 900 | $46,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 1,116 | $46,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 900 | $46,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,285 | $46,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 600 | $46,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 700 | $46,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,900 | $46,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,900 | $46,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 1,700 | $46,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 1,997 | $46,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,900 | $46,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 6,124 | $46,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,600 | $46,000 | thousands by filing date | put |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 2,415 | $46,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,600 | $46,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,205 | $46,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,821 | $46,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 10,173 | $46,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 10,032 | $46,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,526 | $45,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,700 | $45,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,396 | $45,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,300 | $45,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,535 | $45,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,502 | $45,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,300 | $45,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 4,847 | $45,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 4,940 | $45,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,597 | $45,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,300 | $45,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 1,000 | $45,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,063 | $45,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,900 | $45,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 6,524 | $45,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,618 | $45,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 900 | $45,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,500 | $45,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,400 | $45,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 922 | $45,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,100 | $45,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,287 | $45,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 3,368 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 453 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 988 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 2,529 | $45,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,000 | $44,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,921 | $44,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 400 | $44,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 1,000 | $44,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,100 | $44,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 1,593 | $44,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,700 | $44,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 714 | $44,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,400 | $44,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 9,004 | $44,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 988 | $44,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,210 | $44,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,753 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |