13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,910 | $44,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,798 | $44,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,500 | $44,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,000 | $44,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,000 | $44,000 | thousands by filing date | call |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1,020 | $44,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,500 | $44,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,500 | $44,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,600 | $44,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 23,700 | $44,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 5,496 | $44,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 3,515 | $44,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 45,000 | $44,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 5,710 | $44,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,898 | $44,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,726 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 750 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,751 | $44,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 414 | $44,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 400 | $43,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 2,963 | $43,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,300 | $43,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,351 | $43,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 500 | $43,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 1,701 | $43,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $43,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 1,200 | $43,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 300 | $43,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,200 | $43,000 | thousands by filing date | call |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,100 | $43,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,371 | $43,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,270 | $43,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 9,900 | $43,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,400 | $43,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,100 | $43,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 1,300 | $43,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 19,400 | $43,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,800 | $43,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,200 | $43,000 | thousands by filing date | call |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,626 | $43,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,888 | $43,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,636 | $43,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 69,191 | $43,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,600 | $43,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 3,205 | $43,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 6,708 | $43,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22,139 | $43,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,136 | $43,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 2,703 | $43,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 863 | $43,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,500 | $43,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 600 | $42,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,400 | $42,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 2,600 | $42,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,705 | $42,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $42,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 1,215 | $42,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,879 | $42,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,950 | $42,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $42,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 1,300 | $42,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,005 | $42,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 4,981 | $42,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,800 | $42,000 | thousands by filing date | put |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 2,186 | $42,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,800 | $42,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 46,771 | $42,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 21,911 | $42,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 348 | $42,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,600 | $42,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 2,000 | $42,000 | thousands by filing date | call |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 1,500 | $42,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1,105 | $42,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 13,933 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 963 | $42,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,953 | $42,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 2,426 | $42,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,000 | $41,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 4,000 | $41,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 600 | $41,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,828 | $41,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,097 | $41,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,000 | $41,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,755 | $41,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,285 | $41,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 981 | $41,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,219 | $41,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,127 | $41,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,000 | $41,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,500 | $41,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $41,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,100 | $41,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $41,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 3,343 | $41,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 800 | $41,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,800 | $41,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 2,000 | $41,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 6,370 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,285 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 911 | $41,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,300 | $40,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 800 | $40,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 2,800 | $40,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 900 | $40,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,323 | $40,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 456 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,842 | $40,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,116 | $40,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 2,518 | $40,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,800 | $40,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,100 | $40,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,238 | $40,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,000 | $40,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,800 | $40,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 35,800 | $40,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 5,821 | $40,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 7,466 | $40,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,500 | $40,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 658 | $40,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 38,787 | $40,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,550 | $40,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 6,291 | $40,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,677 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,500 | $40,000 | thousands by filing date | put |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 930 | $40,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 20,406 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 900 | $40,000 | thousands by filing date | put |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,286 | $40,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 300 | $39,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 579 | $39,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,495 | $39,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $39,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,100 | $39,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,600 | $39,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 932 | $39,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,084 | $39,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,584 | $39,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,000 | $39,000 | thousands by filing date | call |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 462 | $39,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,831 | $39,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,942 | $39,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,700 | $39,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,501 | $39,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 6,893 | $39,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,454 | $39,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 28,061 | $39,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,200 | $39,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 41,155 | $39,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $39,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 18,800 | $39,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,000 | $39,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 2,247 | $39,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,560 | $39,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 3,918 | $39,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 1,920 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,969 | $39,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 1,401 | $39,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,143 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 1,314 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 801 | $39,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 800 | $38,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 891 | $38,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 3,600 | $38,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,000 | $38,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 9,951 | $38,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 700 | $38,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,600 | $38,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 6,500 | $38,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 4,600 | $38,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 15,653 | $38,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,100 | $38,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,164 | $38,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 22,500 | $38,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,334 | $38,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,771 | $38,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 2,488 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 631 | $38,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 1,563 | $38,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 2,054 | $38,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,917 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 791 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,202 | $38,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,900 | $38,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,241 | $38,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 2,049 | $38,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,500 | $37,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,974 | $37,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 300 | $37,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 908 | $37,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,001 | $37,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 942 | $37,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 500 | $37,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $37,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 2,600 | $37,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,700 | $37,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 4,800 | $37,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 2,639 | $37,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,000 | $37,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,642 | $37,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,772 | $37,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 5,220 | $37,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,564 | $37,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 4,353 | $37,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 26,664 | $37,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 56,100 | $37,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,445 | $37,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,412 | $37,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 700 | $37,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 811 | $37,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,200 | $37,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 9,933 | $37,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,538 | $37,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 9,031 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 976 | $37,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 470 | $37,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,600 | $37,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 923 | $37,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,461 | $37,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 1,594 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 400 | $37,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y256 | DLY S&P500 2XS | 865 | $37,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $36,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 600 | $36,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,219 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 321 | $36,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,500 | $36,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,600 | $36,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 500 | $36,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 600 | $36,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 686 | $36,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,015 | $36,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,250 | $36,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,387 | $36,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 22,600 | $36,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 300 | $36,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 2,000 | $36,000 | thousands by filing date | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 1,200 | $36,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 18,200 | $36,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $36,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $36,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 3,053 | $36,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 700 | $36,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,300 | $36,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 50,000 | $36,000 | thousands by filing date | principal |
| PHARMATHENE INC | 71714G102 | COM | 20,227 | $36,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,000 | $36,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,000 | $36,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 400 | $36,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,200 | $36,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 3,140 | $36,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 3,743 | $36,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 27,404 | $36,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,000 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 716 | $36,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,131 | $36,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 650 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 1,902 | $36,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 2,357 | $36,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 3,071 | $36,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,463 | $36,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 800 | $35,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 300 | $35,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,200 | $35,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 400 | $35,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 2,700 | $35,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,628 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 762 | $35,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,653 | $35,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,131 | $35,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,900 | $35,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,000 | $35,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 1,000 | $35,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,600 | $35,000 | thousands by filing date | put |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,400 | $35,000 | thousands by filing date | call |
| BBCN BANCORP INC | 073295107 | COM | 2,402 | $35,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $35,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 37,200 | $35,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 5,041 | $35,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $35,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,928 | $35,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 6,665 | $35,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 1,864 | $35,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 15,500 | $35,000 | thousands by filing date | call |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,174 | $35,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,006 | $35,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 1,559 | $35,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 13,127 | $35,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,350 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 584 | $35,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 2,863 | $35,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,206 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,452 | $35,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,848 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 1,799 | $35,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 3,466 | $35,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,070 | $34,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $34,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 800 | $34,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 500 | $34,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 400 | $34,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 900 | $34,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,476 | $34,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 5,000 | $34,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,500 | $34,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $34,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,300 | $34,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 400 | $34,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 800 | $34,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,400 | $34,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 1,329 | $34,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,014 | $34,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 741 | $34,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 8,655 | $34,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,822 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,724 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 365 | $34,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,687 | $34,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,300 | $34,000 | thousands by filing date | put |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 819 | $34,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,722 | $34,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,794 | $34,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,000 | $34,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 4,078 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,700 | $34,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 1,542 | $34,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 2,500 | $34,000 | thousands by filing date | put |
| SOLARWINDS INC | 83416B109 | COM | 800 | $34,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 29,727 | $34,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,417 | $34,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,900 | $34,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,696 | $34,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 23,836 | $34,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,000 | $34,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,746 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 1,165 | $34,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 645 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,723 | $34,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 7,412 | $34,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,600 | $33,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,500 | $33,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 800 | $33,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,039 | $33,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,100 | $33,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,300 | $33,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,862 | $33,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 455 | $33,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 600 | $33,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 1,429 | $33,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 504 | $33,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,848 | $33,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,949 | $33,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,900 | $33,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 4,353 | $33,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 1,672 | $33,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,300 | $33,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,100 | $33,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 9,500 | $33,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 700 | $33,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 2,479 | $33,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 592 | $33,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 7,899 | $33,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,200 | $33,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,857 | $33,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,643 | $33,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,585 | $33,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 3,364 | $33,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 2,600 | $33,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 554 | $33,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,917 | $33,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,539 | $33,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 3,025 | $33,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,449 | $33,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,889 | $33,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 2,177 | $33,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 6,758 | $33,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,590 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 682 | $33,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 10,815 | $33,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 1,043 | $33,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 600 | $32,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,600 | $32,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,441 | $32,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 900 | $32,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 804 | $32,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 800 | $32,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 935 | $32,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,500 | $32,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 2,790 | $32,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 2,034 | $32,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,974 | $32,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,000 | $32,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 5,400 | $32,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,300 | $32,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,800 | $32,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,387 | $32,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 5,687 | $32,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,420 | $32,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,575 | $32,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,780 | $32,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 400 | $32,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 48,158 | $32,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 763 | $32,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,838 | $32,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 2,469 | $32,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,000 | $32,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 1,200 | $32,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 4,774 | $32,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,500 | $32,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 700 | $32,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 13,536 | $32,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,200 | $32,000 | thousands by filing date | call |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 300 | $32,000 | thousands by filing date | put |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 957 | $32,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 5,000 | $32,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 204,023 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 2,764 | $32,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 2,469 | $32,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 35,636 | $32,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 2,945 | $32,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 1,150 | $32,000 | thousands by filing date | |
| ETF SER TR | 26923E108 | REC CAP NAS100 | 1,270 | $32,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 300 | $31,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 600 | $31,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 1,302 | $31,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 500 | $31,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 400 | $31,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 800 | $31,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,200 | $31,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,282 | $31,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,855 | $31,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 700 | $31,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,242 | $31,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 795 | $31,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 6,509 | $31,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,400 | $31,000 | thousands by filing date | call |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 2,619 | $31,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,522 | $31,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,500 | $31,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 1,806 | $31,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 200 | $31,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,300 | $31,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,632 | $31,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 800 | $31,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 2,406 | $31,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 2,593 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 924 | $31,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,225 | $31,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,800 | $31,000 | thousands by filing date | call |
| LOCAL CORP | 53954W104 | COM | 15,474 | $31,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,865 | $31,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 10,100 | $31,000 | thousands by filing date | call |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 3,087 | $31,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 5,500 | $31,000 | thousands by filing date | call |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 1,968 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 551 | $31,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 7,644 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 605 | $31,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 2,442 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 711 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 790 | $31,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 7,232 | $31,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 4,600 | $31,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,556 | $30,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 400 | $30,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 900 | $30,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,200 | $30,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $30,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,157 | $30,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,481 | $30,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,800 | $30,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 711 | $30,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 700 | $30,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 400 | $30,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $30,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 1,500 | $30,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,207 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 2,212 | $30,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 800 | $30,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 1,600 | $30,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,204 | $30,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,000 | $30,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 3,932 | $30,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 300 | $30,000 | thousands by filing date | put |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 200 | $30,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 3,290 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,074 | $30,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,242 | $30,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 16,340 | $30,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,400 | $30,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,000 | $30,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,810 | $30,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 13,590 | $30,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,200 | $30,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 7,500 | $30,000 | thousands by filing date | call |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,185 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 1,604 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 837 | $30,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,395 | $30,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 2,279 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |