13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,200 | $100,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 4,466 | $100,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 3,000 | $100,000 | thousands by filing date | put |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 3,978 | $100,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 4,400 | $100,000 | thousands by filing date | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 4,400 | $100,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 2,100 | $100,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 9,300 | $100,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,808 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 6,200 | $100,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,051 | $100,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,043 | $100,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 9,000 | $99,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 1,715 | $99,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,913 | $99,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,973 | $99,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,000 | $99,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 62,218 | $99,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,082 | $99,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 6,243 | $99,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 6,835 | $99,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 3,459 | $99,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 2,340 | $99,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 1,700 | $99,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,334 | $98,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,800 | $98,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,425 | $98,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,600 | $98,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 1,000 | $98,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 20,481 | $98,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 71,028 | $98,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 3,300 | $98,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,776 | $98,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,901 | $97,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,700 | $97,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 5,295 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,500 | $97,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,359 | $97,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,924 | $97,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,034 | $97,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,500 | $97,000 | thousands by filing date | call |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 7,790 | $97,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,800 | $97,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,498 | $97,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,500 | $97,000 | thousands by filing date | call |
| TAMINCO CORP | 87509U106 | COM | 3,715 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 2,009 | $97,000 | thousands by filing date | |
| IJH | 464287507 | COM | 700 | $96,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 7,700 | $96,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,800 | $96,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,756 | $96,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,000 | $96,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 165,358 | $96,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,900 | $96,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,100 | $96,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 11,800 | $96,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,200 | $96,000 | thousands by filing date | put |
| AMER MUN INCOME PORT INC | 027649102 | COM | 6,477 | $96,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 2,248 | $96,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 28,800 | $95,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 2,000 | $95,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 2,138 | $95,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,500 | $94,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,354 | $94,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 8,700 | $94,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,580 | $94,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,044 | $94,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,507 | $94,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 4,505 | $94,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 7,800 | $94,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 7,168 | $94,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,035 | $94,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 2,218 | $94,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,500 | $93,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,600 | $93,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 7,300 | $93,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 2,600 | $93,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 47,015 | $93,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,409 | $93,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 11,500 | $93,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 3,774 | $93,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,247 | $93,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 9,700 | $93,000 | thousands by filing date | put |
| LSB FINL CORP | 501925101 | COM | 2,312 | $93,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,000 | $92,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 7,806 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 951 | $92,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,500 | $92,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,508 | $92,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 7,370 | $92,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,352 | $92,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,600 | $92,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 18,428 | $92,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 15,100 | $92,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 25,900 | $92,000 | thousands by filing date | put |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 10,190 | $92,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 2,010 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 6,100 | $92,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 3,095 | $92,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 2,859 | $92,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,300 | $91,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 1,700 | $91,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,691 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,130 | $91,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,627 | $91,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 27,705 | $91,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 7,369 | $91,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 7,300 | $91,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 739 | $91,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 5,900 | $91,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 14,799 | $91,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 6,500 | $91,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 4,300 | $91,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 3,245 | $91,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,647 | $91,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,100 | $90,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 9,300 | $90,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,500 | $90,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 2,251 | $90,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,000 | $90,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,100 | $90,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,967 | $90,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 5,794 | $90,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,400 | $90,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 1,300 | $90,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 6,100 | $90,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,400 | $90,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,000 | $89,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,600 | $89,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,459 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,702 | $89,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,532 | $89,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,778 | $89,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,695 | $89,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,714 | $89,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,250 | $89,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,400 | $89,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,653 | $89,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,800 | $89,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 136,930 | $89,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,800 | $89,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 2,417 | $89,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,329 | $89,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 7,500 | $89,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 1,500 | $88,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 1,200 | $88,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,500 | $88,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 1,300 | $88,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 7,000 | $88,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,200 | $88,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 6,790 | $88,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 5,696 | $88,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,356 | $88,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,800 | $88,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,700 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 3,100 | $88,000 | thousands by filing date | call |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 3,900 | $88,000 | thousands by filing date | call |
| SQUARE 1 FINL INC | 85223W101 | CL A | 4,581 | $88,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,908 | $87,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,787 | $87,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,300 | $87,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,300 | $87,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,893 | $87,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 7,900 | $87,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 9,900 | $87,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,700 | $87,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 90,125 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,364 | $87,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,800 | $86,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,100 | $86,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,100 | $86,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,600 | $86,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,362 | $86,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,949 | $86,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,374 | $86,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,900 | $86,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,800 | $86,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,400 | $86,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,300 | $86,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 2,400 | $86,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $86,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,300 | $86,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 14,300 | $86,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 6,012 | $86,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 9,000 | $86,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W102 | COM CL A | 3,847 | $86,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,527 | $86,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 2,831 | $86,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 7,300 | $86,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,500 | $85,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,799 | $85,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,608 | $85,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,600 | $85,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,716 | $85,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,248 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 5,800 | $85,000 | thousands by filing date | call |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,939 | $85,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,300 | $84,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,400 | $84,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 800 | $84,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,000 | $84,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 5,000 | $84,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 5,598 | $84,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 700 | $84,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,538 | $84,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,800 | $84,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,700 | $84,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 3,700 | $84,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 5,565 | $84,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 3,098 | $84,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 37,391 | $84,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,200 | $83,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 2,800 | $83,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 3,200 | $83,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 2,000 | $83,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,200 | $83,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 4,300 | $83,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,200 | $83,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 900 | $83,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,700 | $83,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,292 | $83,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,309 | $83,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,300 | $83,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 10,035 | $83,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 700 | $83,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,500 | $83,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,147 | $83,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,000 | $83,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,500 | $82,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 5,698 | $82,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,221 | $82,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,620 | $82,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 4,836 | $82,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,000 | $82,000 | thousands by filing date | put |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 5,045 | $82,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 5,122 | $82,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,800 | $82,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 12,400 | $82,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,982 | $82,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 3,429 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 900 | $82,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,100 | $81,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,021 | $81,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,100 | $81,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,548 | $81,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 3,288 | $81,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,098 | $81,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 5,692 | $81,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 16,709 | $81,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,109 | $81,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 1,788 | $81,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,443 | $81,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,359 | $81,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 3,528 | $81,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,200 | $80,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,700 | $80,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,604 | $80,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 900 | $80,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 8,671 | $80,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,468 | $80,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,175 | $80,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 5,399 | $80,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,100 | $80,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 1,700 | $80,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 3,700 | $80,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,078 | $80,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 813 | $80,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,177 | $80,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,960 | $80,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,000 | $79,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,938 | $79,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 400 | $79,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,000 | $79,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 800 | $79,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,457 | $79,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,400 | $79,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 8,000 | $79,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 5,000 | $79,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 12,047 | $79,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 6,100 | $79,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 88,900 | $79,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 2,349 | $79,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 4,102 | $79,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 11,300 | $79,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,200 | $78,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 3,000 | $78,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,202 | $78,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,238 | $78,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,576 | $78,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,300 | $78,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 2,126 | $78,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,200 | $78,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 500 | $78,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 57,100 | $78,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $78,000 | thousands by filing date | principal |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,291 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 3,590 | $78,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,800 | $77,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,600 | $77,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,300 | $77,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 15,200 | $77,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,500 | $77,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,000 | $77,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 23,334 | $77,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,400 | $77,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 3,409 | $77,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 5,000 | $77,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 5,900 | $77,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 7,724 | $77,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,000 | $77,000 | thousands by filing date | put |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 4,943 | $77,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 65,100 | $77,000 | thousands by filing date | put |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 38,540 | $77,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,350 | $77,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,560 | $77,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $77,000 | thousands by filing date | principal |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 27,061 | $77,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 2,146 | $77,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 589 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 767 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 582 | $77,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 400 | $76,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,500 | $76,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $76,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 4,700 | $76,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 20,450 | $76,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,500 | $76,000 | thousands by filing date | put |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 4,230 | $76,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,522 | $76,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 600 | $76,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 2,300 | $76,000 | thousands by filing date | call |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,256 | $76,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,200 | $76,000 | thousands by filing date | put |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 79,000 | $76,000 | thousands by filing date | principal |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 3,940 | $76,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 5,870 | $76,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 13,733 | $76,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 7,500 | $76,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 3,018 | $76,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 500 | $75,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 500 | $75,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 500 | $75,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 904 | $75,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,179 | $75,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,500 | $75,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 5,541 | $75,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 9,297 | $75,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,532 | $75,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,845 | $75,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 4,300 | $75,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,800 | $75,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,000 | $75,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,957 | $75,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,610 | $75,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 4,500 | $75,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,277 | $75,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,300 | $75,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,800 | $75,000 | thousands by filing date | call |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 750 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,468 | $75,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 1,340 | $75,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,322 | $74,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,100 | $74,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 1,200 | $74,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,300 | $74,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,400 | $74,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,936 | $74,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 700 | $74,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,992 | $74,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 3,049 | $74,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 3,694 | $74,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 1,460 | $74,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 5,000 | $74,000 | thousands by filing date | put |
| PROSHARES TR | 74348A293 | ULTSHT RUSS GWTH | 1,777 | $74,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 2,011 | $74,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,400 | $73,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $73,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,200 | $73,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,600 | $73,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 5,142 | $73,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 28,800 | $73,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 9,700 | $73,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24,000 | $73,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 7,500 | $73,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,316 | $73,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,655 | $73,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 2,029 | $73,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 700 | $72,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 2,600 | $72,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,540 | $72,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,900 | $72,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,066 | $72,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 10,757 | $72,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,200 | $72,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $72,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 10,561 | $72,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,100 | $72,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 3,872 | $72,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,464 | $72,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,300 | $72,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 58,400 | $72,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 13,038 | $72,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 13,227 | $72,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1,768 | $72,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 1,403 | $72,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 7,172 | $72,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $71,000 | thousands by filing date | put |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 885 | $71,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 527 | $71,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 4,132 | $71,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 28,600 | $71,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,102 | $71,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,500 | $71,000 | thousands by filing date | call |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 2,957 | $71,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,100 | $71,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 73,743 | $71,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 7,100 | $71,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,200 | $70,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 7,200 | $70,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,200 | $70,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,700 | $70,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 600 | $70,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,424 | $70,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,717 | $70,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3,900 | $70,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 11,230 | $70,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,700 | $70,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,307 | $70,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,800 | $70,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,200 | $70,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 20,510 | $70,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 4,603 | $70,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 3,000 | $70,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 2,700 | $70,000 | thousands by filing date | put |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,691 | $70,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,195 | $69,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,000 | $69,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 3,000 | $69,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,620 | $69,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,650 | $69,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 800 | $69,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,300 | $69,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,455 | $69,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,807 | $69,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 7,240 | $69,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,498 | $69,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,500 | $69,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,101 | $69,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,100 | $69,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 2,000 | $69,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 7,900 | $69,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,700 | $69,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 4,724 | $69,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 5,400 | $69,000 | thousands by filing date | put |
| HUBBELL INC -CL A | 443510102 | CL A | 555 | $69,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 3,000 | $69,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 700 | $68,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,100 | $68,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 1,200 | $68,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 1,000 | $68,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,300 | $68,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,902 | $68,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,500 | $68,000 | thousands by filing date | call |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 900 | $68,000 | thousands by filing date | put |
| KEY TECHNOLOGY INC | 493143101 | COM | 5,125 | $68,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 6,809 | $68,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 6,900 | $68,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,200 | $68,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,600 | $68,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,985 | $68,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 4,282 | $68,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,581 | $68,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 700 | $67,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $67,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 6,900 | $67,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,975 | $67,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 300 | $67,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 900 | $67,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 3,409 | $67,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 25 | $67,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,285 | $67,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,574 | $67,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,500 | $67,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 6,300 | $67,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,424 | $67,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,200 | $67,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 800 | $67,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 3,600 | $67,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 20,200 | $67,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 22,020 | $67,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 11,913 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 3,896 | $67,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 1,534 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $66,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 900 | $66,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400 | $66,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,527 | $66,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 700 | $66,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 23,813 | $66,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 4,091 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |