13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 8,445 | $150,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,861 | $150,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 18,100 | $150,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 6,800 | $150,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,376 | $150,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 20,318 | $150,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 774,535 | $150,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 23,500 | $150,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 11,070 | $149,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 18,100 | $149,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,200 | $149,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 12,072 | $149,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,329 | $148,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,300 | $148,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,251 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 6,037 | $148,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,908 | $148,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 43,300 | $148,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,900 | $147,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,700 | $147,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 24,100 | $147,000 | thousands by filing date | call |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 46,001 | $147,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 11,754 | $147,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 6,851 | $146,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,500 | $146,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,500 | $146,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 9,021 | $146,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,300 | $146,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 2,200 | $146,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 26,765 | $146,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,980 | $146,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,407 | $145,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 5,200 | $145,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,300 | $145,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 6,381 | $145,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,812 | $145,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 90,350 | $145,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 13,198 | $145,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,900 | $144,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,400 | $144,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 6,021 | $144,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 5,700 | $144,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,951 | $144,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,948 | $144,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 21,458 | $144,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 22,172 | $144,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,300 | $144,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 10,171 | $144,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 7,436 | $144,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 19,569 | $144,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 21,550 | $144,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,000 | $143,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 5,100 | $143,000 | thousands by filing date | put |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,240 | $143,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,945 | $143,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,670 | $143,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,253 | $142,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,658 | $142,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 4,262 | $142,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 8,613 | $142,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,651 | $141,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,500 | $141,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,900 | $141,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 57,200 | $141,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,200 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,110 | $141,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 20,879 | $141,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 12,672 | $141,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,900 | $141,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 3,253 | $141,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 8,747 | $141,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 154,942 | $141,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 3,964 | $141,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 46,426 | $141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,100 | $140,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 700 | $140,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 9,764 | $140,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,600 | $140,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,857 | $140,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 13,000 | $140,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,500 | $140,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 4,800 | $139,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 1,900 | $139,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,948 | $138,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,967 | $138,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,700 | $138,000 | thousands by filing date | put |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,000 | $138,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,500 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 1,312 | $138,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,839 | $138,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 7,900 | $138,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 2,400 | $137,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 2,500 | $137,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 5,716 | $137,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 8,804 | $137,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,154 | $137,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,044 | $137,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 37,200 | $137,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,400 | $137,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 1,399 | $137,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,600 | $137,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 6,400 | $137,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 1,100 | $136,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 8,500 | $136,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 13,059 | $136,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,146 | $136,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 4,382 | $136,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 7,672 | $136,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,600 | $136,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,100 | $136,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 11,300 | $136,000 | thousands by filing date | call |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 5,203 | $136,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 7,729 | $136,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 3,874 | $135,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,000 | $135,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,647 | $135,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,924 | $135,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,800 | $135,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,300 | $135,000 | thousands by filing date | put |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,558 | $135,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,200 | $135,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,500 | $134,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,632 | $134,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,100 | $134,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,100 | $134,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,400 | $134,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 4,400 | $134,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,300 | $134,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,345 | $134,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,700 | $134,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 15,126 | $134,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 20,484 | $134,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 10,500 | $134,000 | thousands by filing date | call |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 1,072 | $134,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 14,998 | $134,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,900 | $133,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,100 | $133,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 2,435 | $133,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,000 | $133,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 1,800 | $133,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,456 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,643 | $133,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,598 | $133,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 13,400 | $133,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 14,832 | $133,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,400 | $133,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 4,187 | $133,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 39,000 | $133,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,922 | $133,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 20,581 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,700 | $133,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 15,259 | $132,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,774 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 1,538 | $132,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 26,786 | $132,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 4,987 | $132,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 5,600 | $132,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 5,034 | $132,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 884 | $131,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,460 | $131,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,740 | $131,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,002 | $131,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,057 | $131,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,150 | $131,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,383 | $131,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 4,181 | $131,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 9,000 | $131,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,800 | $131,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 93,440 | $131,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,000 | $131,000 | thousands by filing date | call |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,348 | $131,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,100 | $130,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 9,712 | $130,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 500 | $130,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 2,242,273 | $130,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,000 | $130,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 6,700 | $130,000 | thousands by filing date | put |
| Nextera Energy, Inc. | 65339F887 | PFD | 2,162 | $130,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 13,000 | $130,000 | thousands by filing date | put |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 9,893 | $130,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,923 | $130,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 84,000 | $129,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 13,600 | $129,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,315 | $129,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,318 | $129,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,600 | $128,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,700 | $128,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,490 | $128,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,787 | $128,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 905 | $128,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,128 | $128,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,300 | $128,000 | thousands by filing date | put |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 7,821 | $128,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,044 | $128,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 42,819 | $128,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,300 | $127,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 8,900 | $127,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,600 | $127,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 900 | $127,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 5,588 | $127,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,242 | $127,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 38,532 | $127,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,167 | $127,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 4,800 | $127,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 11,281 | $127,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,500 | $126,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 3,491 | $126,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,295 | $126,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,400 | $126,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,512 | $126,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,200 | $126,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,000 | $126,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 8,987 | $126,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 67,500 | $126,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 19,752 | $126,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 10,050 | $126,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 10,173 | $126,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,000 | $126,000 | thousands by filing date | call |
| Dws Strategic Muni Incm | 25159F102 | COM | 9,338 | $126,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 4,602 | $125,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 11,870 | $125,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,443 | $125,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,400 | $125,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 4,122 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,700 | $125,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,100 | $125,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,503 | $125,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 3,435 | $125,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,109 | $125,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,800 | $125,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 700 | $125,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,600 | $125,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 3,198 | $125,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 9,530 | $125,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,500 | $124,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 2,800 | $124,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 11,700 | $124,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 17,056 | $124,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,650 | $124,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,000 | $124,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 6,700 | $124,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,496 | $124,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 7,100 | $124,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,940 | $124,000 | thousands by filing date | |
| IJH | 464287507 | COM | 900 | $123,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 5,600 | $123,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 5,488 | $123,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,600 | $123,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,563 | $123,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 7,836 | $123,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,700 | $123,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,799 | $123,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,400 | $123,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 59,991 | $123,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,872 | $123,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,514 | $123,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 24,221 | $123,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,000 | $122,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,514 | $122,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 5,158 | $122,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 5,343 | $122,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 9,944 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,800 | $122,000 | thousands by filing date | call |
| AVALON RARE METALS INC | 053470100 | COM | 379,122 | $122,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,000 | $122,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 1,463 | $122,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 5,000 | $121,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,000 | $121,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 2,157 | $121,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 11,600 | $121,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,074 | $121,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 32,218 | $121,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,100 | $120,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 8,586 | $120,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,300 | $119,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 7,600 | $119,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 500 | $119,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,326 | $119,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,777 | $119,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,872 | $119,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,304 | $119,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 8,755 | $119,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 6,100 | $119,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39,200 | $119,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 4,200 | $119,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 59,025 | $118,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,900 | $118,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,900 | $118,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,500 | $118,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,500 | $118,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 2,617 | $118,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 12,533 | $118,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,000 | $118,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 17,706 | $118,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,902 | $118,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 5,331 | $118,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,500 | $118,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 4,339 | $118,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 3,355 | $118,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 8,497 | $118,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 600 | $117,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,550 | $117,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,300 | $117,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 4,400 | $117,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 7,100 | $117,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 4,656 | $117,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 18,212 | $117,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 7,588 | $117,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5,000 | $117,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,100 | $116,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,000 | $116,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 2,500 | $116,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,500 | $116,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,600 | $116,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 4,700 | $116,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,537 | $116,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 29,000 | $116,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 9,857 | $116,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,801 | $116,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,653 | $116,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,437 | $116,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,749 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,794 | $116,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 8,067 | $116,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,000 | $115,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,751 | $115,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 32,540 | $115,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,718 | $115,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,100 | $115,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 6,399 | $115,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,341 | $115,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 7,365 | $115,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 33,054 | $115,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 32,300 | $115,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,634 | $115,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,400 | $114,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,300 | $114,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,200 | $114,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 1,700 | $114,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,094 | $114,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,190 | $114,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 36,700 | $114,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 5,300 | $114,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,200 | $114,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,758 | $114,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,000 | $114,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,900 | $114,000 | thousands by filing date | call |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 1,492 | $114,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,707 | $113,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,900 | $113,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,300 | $113,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 1,400 | $113,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 624 | $113,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,318 | $113,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,300 | $113,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 5,000 | $113,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 5,000 | $113,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 19,700 | $113,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 4,100 | $113,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 686 | $113,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,500 | $112,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,500 | $112,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,200 | $112,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,500 | $112,000 | thousands by filing date | call |
| WATSCO INC | 942622101 | CL B CONV | 1,289 | $112,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,000 | $112,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 2,300 | $112,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,124 | $112,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,561 | $111,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,800 | $111,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 4,832 | $111,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,800 | $111,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,200 | $111,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,500 | $111,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 9,873 | $111,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,000 | $110,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,358 | $110,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,600 | $110,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 7,315 | $110,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,744 | $110,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,106 | $110,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,521 | $110,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,342 | $110,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 53,300 | $110,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,699 | $110,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 2,640 | $110,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 13,460 | $110,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,200 | $109,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,200 | $109,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 900 | $109,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,900 | $109,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,000 | $109,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 3,300 | $109,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,917 | $109,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 17,639 | $109,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,200 | $109,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,970 | $109,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 5,200 | $109,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,300 | $109,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 27,154 | $109,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 2,015 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1,740 | $109,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,200 | $108,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,600 | $108,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,300 | $108,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 2,400 | $108,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,137 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,800 | $108,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,013 | $108,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 2,856 | $108,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,107 | $108,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 7,584 | $108,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,800 | $108,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 12,000 | $108,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 8,600 | $108,000 | thousands by filing date | call |
| BLACKHAWK NET B | 09238E203 | Common Stock | 3,343 | $108,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 69,772 | $107,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,500 | $107,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,400 | $107,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 9,764 | $107,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,934 | $107,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,900 | $107,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,200 | $107,000 | thousands by filing date | put |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,100 | $107,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,809 | $107,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,776 | $107,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 35,589 | $107,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 7,374 | $107,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,200 | $106,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,501 | $106,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,800 | $106,000 | thousands by filing date | call |
| SL INDS INC | 784413106 | COMMON STOCK | 2,173 | $106,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,700 | $106,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,100 | $106,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8,300 | $105,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,296 | $105,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,400 | $105,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,200 | $105,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 2,800 | $105,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,600 | $105,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 1,300 | $105,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 7,269 | $105,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,700 | $105,000 | thousands by filing date | call |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,215 | $105,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,500 | $104,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $104,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 2,800 | $104,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 900 | $104,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 2,600 | $104,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,500 | $104,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,075 | $104,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 4,377 | $104,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 9,037 | $104,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,133 | $104,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 13,000 | $104,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,440 | $104,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 4,900 | $104,000 | thousands by filing date | call |
| ISHARES TR | 464289404 | S&P TARGET 20 | 2,591 | $104,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,600 | $103,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 2,900 | $103,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,400 | $103,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 11,200 | $103,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 6,000 | $103,000 | thousands by filing date | put |
| LIPOSCIENCE INC | 53630M108 | COM | 19,949 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 5,412 | $103,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,800 | $102,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,800 | $102,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,400 | $102,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,200 | $102,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 10,346 | $102,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 13,852 | $102,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 2,011 | $102,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 800 | $102,000 | thousands by filing date | put |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 1,134 | $102,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 35,872 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,800 | $102,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 4,196 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 2,303 | $102,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 2,142 | $102,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 5,152 | $102,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,300 | $101,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,800 | $101,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 782 | $101,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,352 | $101,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,995 | $101,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,000 | $101,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 6,063 | $101,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,500 | $101,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,054 | $101,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,900 | $101,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 3,100 | $101,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 1,300 | $101,000 | thousands by filing date | call |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 9,038 | $101,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 46,000 | $101,000 | thousands by filing date | principal |
| CIM COML TR CORP | 125525105 | COM | 4,604 | $101,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,700 | $100,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,232 | $100,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,700 | $100,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 24,900 | $100,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,700 | $100,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |