13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Wellesley Bancorp. | 949485106 | COM | 1,599 | $30,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 5,080 | $30,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 600 | $29,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 2,109 | $29,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 861 | $29,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,900 | $29,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 1,400 | $29,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,600 | $29,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,951 | $29,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 4,887 | $29,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 8,306 | $29,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,845 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,393 | $29,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 900 | $29,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 28,000 | $29,000 | thousands by filing date | principal |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,900 | $29,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,811 | $29,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,100 | $29,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 500 | $29,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,300 | $29,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,350 | $29,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 4,600 | $29,000 | thousands by filing date | put |
| ANCHOR | 032838104 | COMMON STOCK | 1,429 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,375 | $29,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,583 | $29,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 1,321 | $29,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,454 | $29,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 1,108 | $29,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,102 | $29,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 24,090 | $29,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 4,098 | $29,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 991 | $29,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,331 | $29,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,764 | $29,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 4,299 | $29,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 6,262 | $29,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 2,224 | $29,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,964 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 300 | $28,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,100 | $28,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 700 | $28,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $28,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 600 | $28,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 900 | $28,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,500 | $28,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 2,700 | $28,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 3,065 | $28,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 500 | $28,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 500 | $28,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 600 | $28,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 1,200 | $28,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,559 | $28,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 379 | $28,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 500 | $28,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $28,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 500 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 200 | $28,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $28,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,585 | $28,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 1,874 | $28,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,229 | $28,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 936 | $28,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,204 | $28,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 648 | $28,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,100 | $28,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,242 | $28,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,700 | $28,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 895 | $28,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 800 | $28,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 2,662 | $28,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,430 | $28,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 4,400 | $28,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 1,100 | $28,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 8,400 | $28,000 | thousands by filing date | put |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 1,298 | $28,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 635 | $28,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 9,300 | $28,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,000 | $28,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 11,986 | $28,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,000 | $28,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,700 | $28,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,975 | $28,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 5,398 | $28,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,507 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,176 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 10,494 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,006 | $28,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,238 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 856 | $28,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 12,984 | $28,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,599 | $28,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,537 | $28,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 893 | $28,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 2,692 | $28,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,555 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 1,657 | $28,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,406 | $28,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 1,288 | $28,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,800 | $28,000 | thousands by filing date | put |
| PROSHARES TR | 74348A830 | CMN | 650 | $28,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,717 | $28,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,820 | $28,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 4,057 | $27,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,643 | $27,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 400 | $27,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 800 | $27,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $27,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,005 | $27,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,289 | $27,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,419 | $27,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,700 | $27,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $27,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,400 | $27,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,000 | $27,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,069 | $27,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,296 | $27,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 600 | $27,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 400 | $27,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,101 | $27,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $27,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,000 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 500 | $27,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 500 | $27,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,800 | $27,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,800 | $27,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,466 | $27,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 600 | $27,000 | thousands by filing date | put |
| NORTHEAST UTILS | 664397106 | COM | 600 | $27,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 2,476 | $27,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 793 | $27,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 800 | $27,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 30,028 | $27,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,100 | $27,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 998 | $27,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,500 | $27,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 400 | $27,000 | thousands by filing date | call |
| PMFG INC | 69345P103 | COM | 5,360 | $27,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,000 | $27,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $27,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 685 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 1,074 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 949 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 400 | $27,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,600 | $27,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 778 | $27,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $27,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,764 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 635 | $27,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 9,885 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 1,056 | $27,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 3,064 | $27,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 300 | $26,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 500 | $26,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,100 | $26,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,700 | $26,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $26,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $26,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $26,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 700 | $26,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 1,000 | $26,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $26,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,790 | $26,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,100 | $26,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,100 | $26,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 2,000 | $26,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 292 | $26,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,300 | $26,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $26,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 962 | $26,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,000 | $26,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,100 | $26,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,300 | $26,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 600 | $26,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,300 | $26,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,400 | $26,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 1,900 | $26,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 1,000 | $26,000 | thousands by filing date | put |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 300 | $26,000 | thousands by filing date | call |
| NORTEK INC | 656559309 | COM NEW | 347 | $26,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,800 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 3,871 | $26,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 6,300 | $26,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 2,065 | $26,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,070 | $26,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,100 | $26,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 2,890 | $26,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 6,405 | $26,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 2,198 | $26,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,231 | $26,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 2,206 | $26,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,000 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 717 | $26,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 1,644 | $26,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 912 | $26,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 4,902 | $26,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,721 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,461 | $26,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 3,265 | $26,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,796 | $26,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 3,063 | $26,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,600 | $26,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $25,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 700 | $25,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 800 | $25,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 509 | $25,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,784 | $25,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,528 | $25,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 532 | $25,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 426 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 400 | $25,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $25,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 200 | $25,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 200 | $25,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,107 | $25,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 300 | $25,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 2,337 | $25,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,241 | $25,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 200 | $25,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 3,544 | $25,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,801 | $25,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,351 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 649 | $25,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 954 | $25,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,219 | $25,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 500 | $25,000 | thousands by filing date | put |
| MAGNETEK INC | 559424403 | COMMON STOCK | 794 | $25,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 37,730 | $25,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,441 | $25,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,178 | $25,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 3,721 | $25,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 759 | $25,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 400 | $25,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 1,100 | $25,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 900 | $25,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 3,300 | $25,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,100 | $25,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 7,600 | $25,000 | thousands by filing date | call |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 102,452 | $25,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 11,652 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 900 | $25,000 | thousands by filing date | put |
| HOPFED BANCORP INC | 439734104 | COM | 2,140 | $25,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 8,833 | $25,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,500 | $25,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,000 | $25,000 | thousands by filing date | put |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $25,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 300 | $24,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $24,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 400 | $24,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,800 | $24,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,696 | $24,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 300 | $24,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 1,495 | $24,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,000 | $24,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,000 | $24,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 500 | $24,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,090 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 300 | $24,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $24,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 600 | $24,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,295 | $24,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 722 | $24,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,000 | $24,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 1,000 | $24,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,148 | $24,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,200 | $24,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,448 | $24,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 6,404 | $24,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 984 | $24,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 695 | $24,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,044 | $24,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 521 | $24,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,600 | $24,000 | thousands by filing date | call |
| AUBURN NATL BANCORP | 050473107 | COM | 987 | $24,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,432 | $24,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,000 | $24,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,000 | $24,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,200 | $24,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,100 | $24,000 | thousands by filing date | put |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,000 | $24,000 | thousands by filing date | put |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $24,000 | thousands by filing date | put |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $24,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,300 | $24,000 | thousands by filing date | put |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,010 | $24,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 500 | $24,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,584 | $24,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,357 | $24,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,386 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,500 | $24,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 8,200 | $24,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,900 | $24,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 7,300 | $24,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 841 | $24,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 5,220 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 2,692 | $24,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 2,158 | $24,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 1,881 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 1,403 | $24,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 597 | $24,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 5,397 | $24,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 1,381 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,470 | $24,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,372 | $24,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 12,003 | $24,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 6,492 | $24,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,300 | $23,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 300 | $23,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 800 | $23,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 300 | $23,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 951 | $23,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,957 | $23,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,357 | $23,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 200 | $23,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 700 | $23,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $23,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 1,200 | $23,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 700 | $23,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 1,362 | $23,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,700 | $23,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 1,530 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 200 | $23,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,300 | $23,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 815 | $23,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 1,585 | $23,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,563 | $23,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,092 | $23,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 468 | $23,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 340 | $23,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,740 | $23,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 4,500 | $23,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 19,330 | $23,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 800 | $23,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,230 | $23,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,300 | $23,000 | thousands by filing date | put |
| HMN FINL INC | 40424G108 | COM | 1,705 | $23,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 3,900 | $23,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 8,753 | $23,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 875 | $23,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 2,828 | $23,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 1,779 | $23,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 12,520 | $23,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 13,200 | $23,000 | thousands by filing date | call |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 11,415 | $23,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 812 | $23,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 14,175 | $23,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,000 | $23,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 506 | $23,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,484 | $23,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 4,000 | $23,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,402 | $23,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 2,123 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 400 | $23,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,782 | $23,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 5,387 | $23,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 461 | $23,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,572 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,115 | $23,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 23,600 | $23,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1,798 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 630 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 767 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 925 | $23,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,610 | $23,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 2,409 | $23,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 3,020 | $23,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 829 | $23,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 200 | $22,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $22,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,476 | $22,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 500 | $22,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $22,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 500 | $22,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 500 | $22,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $22,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,800 | $22,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $22,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 800 | $22,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $22,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,311 | $22,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,400 | $22,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,300 | $22,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 675 | $22,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,847 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 621 | $22,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 400 | $22,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 500 | $22,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 599 | $22,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 500 | $22,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 400 | $22,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,100 | $22,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,100 | $22,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 937 | $22,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,028 | $22,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,377 | $22,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,136 | $22,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,727 | $22,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,201 | $22,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,286 | $22,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,093 | $22,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $22,000 | thousands by filing date | put |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 845 | $22,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,000 | $22,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,174 | $22,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 800 | $22,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,379 | $22,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,400 | $22,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 2,222 | $22,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,840 | $22,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,100 | $22,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 2,500 | $22,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 700 | $22,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 1,000 | $22,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 5,283 | $22,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,039 | $22,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 542 | $22,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 5,200 | $22,000 | thousands by filing date | put |
| PARTNERRE LTD | G6852T105 | COM | 200 | $22,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 800 | $22,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,300 | $22,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 3,457 | $22,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,400 | $22,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,177 | $22,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 4,826 | $22,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,185 | $22,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 8,459 | $22,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 5,000 | $22,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,524 | $22,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 5,276 | $22,000 | thousands by filing date | |
| PROSHARES ULTRA MID CAP VAL | 74347R495 | COM | 258 | $22,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 200 | $22,000 | thousands by filing date | call |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 1,123 | $22,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,985 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 2,655 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,027 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 825 | $22,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 1,501 | $22,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 5,598 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 900 | $22,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 2,410 | $22,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 400 | $21,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,100 | $21,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $21,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,500 | $21,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $21,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 1,192 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,300 | $21,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 500 | $21,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 700 | $21,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 700 | $21,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 500 | $21,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 3,452 | $21,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 500 | $21,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,000 | $21,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 800 | $21,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 805 | $21,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,564 | $21,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,016 | $21,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 4,857 | $21,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,095 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 371 | $21,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 4,661 | $21,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 681 | $21,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 3,429 | $21,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,500 | $21,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,600 | $21,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 1,693 | $21,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 900 | $21,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 716 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,100 | $21,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 9,600 | $21,000 | thousands by filing date | call |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 992 | $21,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,200 | $21,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 1,500 | $21,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,000 | $21,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 15,134 | $21,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,655 | $21,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 18,782 | $21,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,800 | $21,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 14,961 | $21,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,309 | $21,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 7,990 | $21,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 8,902 | $21,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 6,525 | $21,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 3,418 | $21,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 988 | $21,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,900 | $21,000 | thousands by filing date | put |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,000 | $21,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 1,110 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 1,800 | $21,000 | thousands by filing date | put |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 53,024 | $21,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,789 | $21,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,355 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 1,557 | $21,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 4,030 | $21,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 963 | $21,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 806 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |