13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 21,400 | $1,735,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 57,862 | $1,734,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 33,200 | $1,733,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 24,300 | $1,733,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 96,166 | $1,732,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 72,285 | $1,732,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 34,908 | $1,728,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 517,400 | $1,728,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 65,296 | $1,727,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 303,600 | $1,727,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 37,675 | $1,727,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 44,028 | $1,726,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 136,041 | $1,726,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 31,463 | $1,724,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 49,567 | $1,724,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 27,029 | $1,723,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 26,300 | $1,721,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 49,965 | $1,720,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,900 | $1,718,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 37,520 | $1,716,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 23,600 | $1,715,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 124,213 | $1,715,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 36,450 | $1,714,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 133,566 | $1,714,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 169,337 | $1,713,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 14,682 | $1,712,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 128,869 | $1,712,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 25,472 | $1,710,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,400 | $1,707,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 33,200 | $1,703,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 55,587 | $1,703,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 403,424 | $1,702,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 65,389 | $1,701,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 204,026 | $1,698,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 18,400 | $1,697,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 91,155 | $1,693,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 115,590 | $1,687,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 35,000 | $1,686,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 40,312 | $1,685,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 504,500 | $1,685,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,720 | $1,684,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 54,814 | $1,684,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 36,263 | $1,680,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 40,295 | $1,679,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 177,968 | $1,679,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 123,641 | $1,678,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 74,300 | $1,678,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 40,788 | $1,678,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 564,800 | $1,677,000 | thousands by filing date | put |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 47,286 | $1,677,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 26,803 | $1,673,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 67,624 | $1,673,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 39,156 | $1,666,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 68,800 | $1,665,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 26,136 | $1,664,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 27,872 | $1,664,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 176,586 | $1,662,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 16,409 | $1,661,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 17,400 | $1,660,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 29,284 | $1,656,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 31,195 | $1,655,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 45,889 | $1,654,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 95,354 | $1,652,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 17,900 | $1,651,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 32,383 | $1,649,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 144,200 | $1,648,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,700 | $1,647,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 84,151 | $1,647,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 122,502 | $1,646,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 16,400 | $1,644,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 17,388 | $1,642,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 107,508 | $1,642,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 47,665 | $1,641,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,815 | $1,638,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 55,527 | $1,638,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20,137 | $1,637,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 38,983 | $1,637,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 62,885 | $1,634,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,900 | $1,633,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 447,295 | $1,633,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 21,280 | $1,632,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 164,693 | $1,632,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 458,304 | $1,631,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 43,300 | $1,630,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 59,233 | $1,629,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 87,800 | $1,628,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 25,438 | $1,628,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 22,504 | $1,627,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 148,451 | $1,627,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 80,354 | $1,620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 55,847 | $1,619,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 63,018 | $1,617,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 30,656 | $1,617,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 104,682 | $1,617,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 34,848 | $1,615,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 144,104 | $1,614,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 72,900 | $1,613,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 47,800 | $1,611,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 47,800 | $1,611,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 57,641 | $1,610,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 26,110 | $1,606,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 112,043 | $1,604,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 99,871 | $1,601,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 33,012 | $1,599,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 63,644 | $1,598,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 29,996 | $1,597,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 115,627 | $1,595,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 428,025 | $1,593,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 49,331 | $1,588,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 20,375 | $1,588,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 24,400 | $1,586,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 16,445 | $1,583,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 85,120 | $1,582,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 45,519 | $1,581,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,347 | $1,580,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 455,400 | $1,576,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,700 | $1,573,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 87,554 | $1,573,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 423,900 | $1,573,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 26,272 | $1,572,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 44,047 | $1,570,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 35,268 | $1,568,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 43,665 | $1,564,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 121,623 | $1,563,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 190,577 | $1,563,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 131,405 | $1,562,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 35,924 | $1,562,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 44,525 | $1,562,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 69,413 | $1,561,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 213,969 | $1,560,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 53,100 | $1,559,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 273,553 | $1,557,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 524,097 | $1,556,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 46,769 | $1,556,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 45,862 | $1,552,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 95,885 | $1,550,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 115,700 | $1,549,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 49,375 | $1,548,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 21,183 | $1,543,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 154,700 | $1,541,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 13,971 | $1,540,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 25,852 | $1,539,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 16,525 | $1,538,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 24,100 | $1,537,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 390,410 | $1,534,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 63,268 | $1,533,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 71,259 | $1,532,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 29,188 | $1,531,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 21,300 | $1,527,000 | thousands by filing date | put |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 77,965 | $1,527,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 35,067 | $1,526,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 22,457 | $1,526,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 58,900 | $1,524,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 34,884 | $1,522,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 45,982 | $1,522,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 49,000 | $1,519,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 36,565 | $1,518,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 54,197 | $1,515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,498 | $1,513,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 102,444 | $1,513,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 26,441 | $1,512,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 116,912 | $1,512,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 43,061 | $1,511,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 24,345 | $1,510,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 107,199 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 28,172 | $1,508,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 44,797 | $1,506,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 35,686 | $1,503,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 93,617 | $1,503,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 358,436 | $1,502,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 34,928 | $1,502,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 254,821 | $1,501,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 52,943 | $1,497,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 71,618 | $1,496,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 112,972 | $1,495,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,500 | $1,493,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 217,572 | $1,492,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 92,664 | $1,490,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 22,300 | $1,488,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 105,164 | $1,488,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 30,966 | $1,488,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 38,859 | $1,486,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 26,429 | $1,484,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 64,870 | $1,482,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,700 | $1,480,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 115,800 | $1,479,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 38,600 | $1,478,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,217 | $1,478,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 21,940 | $1,478,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 105,546 | $1,473,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 17,300 | $1,471,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 15,800 | $1,469,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 69,225 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 36,215 | $1,466,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 23,500 | $1,463,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 44,793 | $1,461,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 31,727 | $1,457,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 69,080 | $1,456,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 132,400 | $1,451,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 196,383 | $1,449,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 83,532 | $1,446,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,411 | $1,446,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 51,800 | $1,446,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 279,726 | $1,446,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 140,605 | $1,445,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 33,420 | $1,441,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,281 | $1,438,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 28,018 | $1,436,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 30,446 | $1,435,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 92,044 | $1,435,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 50,576 | $1,435,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 63,867 | $1,432,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 183,077 | $1,430,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 20,200 | $1,426,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,656 | $1,425,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 32,635 | $1,424,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 246,352 | $1,424,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 16,874 | $1,423,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 30,516 | $1,422,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 25,994 | $1,422,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 12,500 | $1,421,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 48,268 | $1,419,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 147,475 | $1,418,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 16,801 | $1,417,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 43,281 | $1,417,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 229,253 | $1,417,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 34,569 | $1,415,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 24,900 | $1,415,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 85,005 | $1,415,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 68,099 | $1,415,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,800 | $1,414,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 92,238 | $1,413,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 118,105 | $1,411,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 49,787 | $1,409,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,800 | $1,407,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 101,244 | $1,405,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 30,187 | $1,400,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 59,633 | $1,400,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 31,604 | $1,396,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 22,500 | $1,395,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 75,400 | $1,395,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 53,000 | $1,388,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 33,132 | $1,386,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 117,702 | $1,386,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 19,079 | $1,385,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 22,727 | $1,383,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 8,600 | $1,382,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 69,874 | $1,381,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 107,311 | $1,377,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 163,865 | $1,376,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 27,859 | $1,376,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,200 | $1,371,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 34,674 | $1,370,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 26,966 | $1,370,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 13,700 | $1,369,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 35,700 | $1,367,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 98,508 | $1,367,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 29,095 | $1,366,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 21,400 | $1,365,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 107,415 | $1,365,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 380,124 | $1,365,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 56,100 | $1,364,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 96,806 | $1,363,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 39,695 | $1,362,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 65,572 | $1,362,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 13,632 | $1,362,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 33,200 | $1,361,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 20,082 | $1,361,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 133,100 | $1,360,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 22,898 | $1,359,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 56,521 | $1,357,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 32,100 | $1,356,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 26,736 | $1,356,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,110 | $1,356,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,077 | $1,356,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 29,565 | $1,354,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 155,686 | $1,353,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 32,492 | $1,351,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 20,529 | $1,350,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 985,111 | $1,349,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 20,821 | $1,347,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 24,900 | $1,339,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 51,368 | $1,337,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 97,582 | $1,335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 79,013 | $1,334,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 69,140 | $1,332,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 120,625 | $1,331,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,059 | $1,328,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 131,370 | $1,326,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 69,464 | $1,325,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 12,300 | $1,324,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 6,300 | $1,324,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 328,314 | $1,323,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 98,247 | $1,322,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 34,473 | $1,321,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 36,500 | $1,321,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 100,468 | $1,321,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 42,247 | $1,319,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40,049 | $1,319,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 16,881 | $1,318,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 62,049 | $1,318,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 28,900 | $1,318,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 175,871 | $1,317,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 68,731 | $1,315,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 85,476 | $1,307,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 91,674 | $1,306,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 40,672 | $1,305,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 106,173 | $1,304,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 89,971 | $1,301,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 52,844 | $1,300,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,100 | $1,297,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 18,700 | $1,296,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 51,282 | $1,293,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 39,861 | $1,292,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 17,384 | $1,292,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,262 | $1,290,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 57,450 | $1,289,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 41,500 | $1,287,000 | thousands by filing date | call |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 75,400 | $1,284,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 20,700 | $1,283,000 | thousands by filing date | call |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 15,600 | $1,282,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 47,616 | $1,277,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 26,500 | $1,276,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,700 | $1,273,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 45,117 | $1,273,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 16,010 | $1,271,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 180,732 | $1,270,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 28,300 | $1,270,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 15,700 | $1,269,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 177,000 | $1,269,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 85,070 | $1,269,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 48,323 | $1,265,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 49,263 | $1,264,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 51,261 | $1,263,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 16,328 | $1,262,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 66,567 | $1,261,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52,800 | $1,259,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 80,599 | $1,258,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 76,842 | $1,258,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 36,500 | $1,257,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 107,200 | $1,256,000 | thousands by filing date | put |
| RF MICRODEVICES INC | 749941100 | COM | 130,857 | $1,255,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,600 | $1,251,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,837 | $1,250,000 | thousands by filing date | put |
| AUTOBYTEL INC | 05275N205 | COM | 95,115 | $1,247,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 50,038 | $1,246,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 34,774 | $1,243,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 15,399 | $1,242,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,000 | $1,241,000 | thousands by filing date | put |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 49,472 | $1,241,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 60,000 | $1,241,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 90,190 | $1,240,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 25,100 | $1,238,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 25,219 | $1,238,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 67,400 | $1,237,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 67,258 | $1,234,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 57,786 | $1,233,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 124,852 | $1,233,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 49,357 | $1,229,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,638 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 24,391 | $1,228,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 149,433 | $1,225,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 101,400 | $1,225,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 27,900 | $1,219,000 | thousands by filing date | put |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 22,978 | $1,219,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 66,138 | $1,217,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 53,100 | $1,216,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 51,626 | $1,216,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 99,180 | $1,213,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 23,700 | $1,212,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 94,800 | $1,211,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 130,900 | $1,210,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 37,900 | $1,209,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 25,645 | $1,209,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 64,588 | $1,207,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 55,922 | $1,204,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 32,403 | $1,201,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 137,237 | $1,201,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 32,900 | $1,200,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 48,683 | $1,199,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 35,700 | $1,198,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 23,200 | $1,197,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 87,151 | $1,193,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 27,500 | $1,191,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,422,214 | $1,191,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 19,100 | $1,190,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 106,000 | $1,189,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 15,300 | $1,187,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 51,323 | $1,186,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12,965 | $1,185,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 46,300 | $1,185,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30,921 | $1,183,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 44,000 | $1,182,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 25,000 | $1,182,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 16,563 | $1,180,000 | thousands by filing date | put |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 97,999 | $1,180,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 14,200 | $1,179,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,185 | $1,177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 19,726 | $1,177,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 140,139 | $1,177,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 22,798 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,557 | $1,175,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 35,424 | $1,172,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 16,200 | $1,171,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 160,600 | $1,171,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 61,657 | $1,170,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 47,837 | $1,165,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 77,713 | $1,165,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 63,911 | $1,165,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 68,941 | $1,160,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 12,600 | $1,160,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 282,631 | $1,159,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 78,931 | $1,156,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 168,200 | $1,154,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 224,056 | $1,154,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 78,596 | $1,152,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 74,400 | $1,147,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 215,570 | $1,147,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 54,570 | $1,147,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 30,758 | $1,145,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 10,866 | $1,145,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 38,480 | $1,145,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 125,823 | $1,142,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 29,576 | $1,140,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 90,994 | $1,139,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 16,765 | $1,136,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 95,847 | $1,135,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 49,257 | $1,129,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 64,800 | $1,128,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 26,193 | $1,127,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 63,138 | $1,124,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 25,379 | $1,122,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 38,770 | $1,120,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 27,569 | $1,120,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 35,830 | $1,120,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 97,107 | $1,119,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 130,139 | $1,119,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,000 | $1,117,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 45,500 | $1,117,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 74,200 | $1,117,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 25,300 | $1,117,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 32,500 | $1,116,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 27,851 | $1,113,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 83,637 | $1,113,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 16,274 | $1,110,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,800 | $1,106,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,729 | $1,105,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 46,774 | $1,104,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 47,698 | $1,104,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 50,238 | $1,104,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 15,830 | $1,102,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 32,900 | $1,100,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 22,856 | $1,099,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,303 | $1,098,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 97,190 | $1,098,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,164 | $1,097,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27,041 | $1,096,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 41,427 | $1,096,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 87,229 | $1,095,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 58,969 | $1,094,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 74,506 | $1,094,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50,400 | $1,092,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 42,030 | $1,092,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 40,739 | $1,090,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 15,900 | $1,088,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 314,000 | $1,086,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,500 | $1,084,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,332 | $1,083,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 12,582 | $1,083,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 32,326 | $1,082,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 70,448 | $1,080,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 42,178 | $1,079,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 31,300 | $1,078,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 20,084 | $1,078,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 51,336 | $1,077,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 27,780 | $1,077,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 37,724 | $1,077,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 31,575 | $1,076,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 167,600 | $1,076,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 8,600 | $1,072,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 24,707 | $1,069,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,249 | $1,064,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 17,000 | $1,063,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 14,329 | $1,062,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 44,500 | $1,062,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,426 | $1,060,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 37,500 | $1,059,000 | thousands by filing date | call |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 54,524 | $1,056,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 15,058 | $1,054,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 94,113 | $1,052,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 52,100 | $1,050,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 46,056 | $1,050,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31,943 | $1,050,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 48,849 | $1,049,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 48,400 | $1,048,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 24,818 | $1,048,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 158,476 | $1,046,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 67,333 | $1,046,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 20,561 | $1,046,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 35,800 | $1,046,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |