13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POST PPTYS INC | 737464107 | COM | 19,537 | $1,044,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 65,023 | $1,042,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 63,805 | $1,041,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,447 | $1,039,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 35,001 | $1,036,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 118,859 | $1,036,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 40,694 | $1,035,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 97,500 | $1,034,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 20,673 | $1,031,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 60,200 | $1,030,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 70,251 | $1,029,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 26,300 | $1,028,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 513,986 | $1,028,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 14,864 | $1,028,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 61,582 | $1,028,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 21,449 | $1,027,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 16,030 | $1,026,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 38,414 | $1,025,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 22,463 | $1,024,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 27,112 | $1,023,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 174,600 | $1,023,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,300 | $1,020,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 41,900 | $1,019,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 142,500 | $1,019,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 119,300 | $1,018,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 48,874 | $1,018,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,900 | $1,017,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,544 | $1,016,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 271,202 | $1,015,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 68,828 | $1,014,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 31,332 | $1,013,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 31,300 | $1,013,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 17,698 | $1,012,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 67,558 | $1,011,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 81,214 | $1,009,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 70,400 | $1,009,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 39,651 | $1,009,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 33,541 | $1,008,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 200,050 | $1,008,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 22,800 | $1,007,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 33,900 | $1,006,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,800 | $1,006,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 103,340 | $1,005,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 36,953 | $1,005,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 108,639 | $1,004,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 37,708 | $1,003,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 24,889 | $1,002,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 37,939 | $1,002,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 28,736 | $1,001,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 42,050 | $999,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,876 | $998,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 17,400 | $998,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 38,802 | $997,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 75,002 | $996,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,359 | $995,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 18,200 | $993,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 34,443 | $993,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 73,016 | $992,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 24,866 | $992,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 39,027 | $992,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 73,225 | $991,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 172,085 | $991,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 36,452 | $991,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 137,900 | $989,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 10,000 | $989,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,200 | $988,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 18,700 | $988,000 | thousands by filing date | put |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 8,001 | $988,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 12,005 | $987,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 405,793 | $986,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 18,959 | $984,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 29,083 | $984,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 47,964 | $983,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 118,910 | $983,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 13,133 | $981,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,016 | $980,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 44,600 | $979,000 | thousands by filing date | put |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 17,551 | $979,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 63,104 | $977,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 82,273 | $975,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 35,767 | $973,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 86,175 | $973,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 21,189 | $972,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 114,225 | $972,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 73,477 | $971,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 9,685 | $969,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,000 | $968,000 | thousands by filing date | call |
| SONIC FDRY INC | 83545R207 | COM NEW | 89,910 | $967,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,790 | $966,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 18,100 | $965,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 87,172 | $964,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 52,144 | $963,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 13,300 | $962,000 | thousands by filing date | put |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 39,943 | $959,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 35,404 | $956,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 18,800 | $955,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10,605 | $953,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 16,200 | $951,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 86,216 | $950,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 27,750 | $949,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 14,771 | $949,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 81,865 | $948,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 24,506 | $947,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 24,754 | $946,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 19,163 | $945,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 31,717 | $945,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 50,100 | $944,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,500 | $943,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,400 | $941,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 38,300 | $941,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 42,276 | $940,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 69,597 | $939,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 70,725 | $937,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 9,267 | $936,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 22,267 | $935,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 38,878 | $935,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 36,006 | $935,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 31,400 | $932,000 | thousands by filing date | put |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 48,552 | $932,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 24,800 | $931,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 27,500 | $930,000 | thousands by filing date | call |
| ATHLON ENERGY INC | 047477104 | COM | 19,476 | $929,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 26,273 | $928,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 77,061 | $927,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,654 | $923,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 31,433 | $920,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,510 | $918,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 29,240 | $918,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,571 | $916,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,700 | $915,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,100 | $915,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 26,800 | $915,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 29,519 | $915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 32,830 | $915,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 86,175 | $915,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,500 | $913,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 60,472 | $913,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 11,000 | $913,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 25,942 | $910,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 311,256 | $909,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 81,313 | $909,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 59,009 | $909,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 14,231 | $909,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,670 | $908,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 36,410 | $908,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 75,057 | $907,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 47,977 | $904,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,000 | $903,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 22,829 | $903,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 145,748 | $903,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,079 | $902,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 22,738 | $902,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 308,900 | $902,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 6,300 | $900,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 62,200 | $900,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 34,146 | $899,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 39,500 | $898,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 149,264 | $897,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 20,809 | $897,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 18,781 | $896,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 36,400 | $895,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 20,663 | $894,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,000 | $893,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,100 | $893,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,628 | $891,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 134,600 | $891,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 40,000 | $890,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 10,294 | $890,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 48,566 | $889,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 91,233 | $889,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 15,131 | $888,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 52,968 | $887,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 80,822 | $885,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 21,307 | $885,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 18,055 | $885,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,900 | $883,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 40,955 | $883,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 42,784 | $883,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,300 | $882,000 | thousands by filing date | put |
| Equinix, Inc. | 29444U502 | EQIX | 4,200 | $882,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 44,415 | $882,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 12,000 | $881,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,400 | $880,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 37,600 | $880,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 68,744 | $876,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 36,704 | $873,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 61,154 | $872,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 51,584 | $870,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 18,721 | $869,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 43,079 | $868,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 41,733 | $868,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 44,236 | $867,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,700 | $866,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 63,817 | $864,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 11,605 | $863,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 80,297 | $862,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 47,932 | $860,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 8,000 | $859,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 46,526 | $859,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,965 | $857,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,100 | $857,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 34,015 | $856,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 27,674 | $856,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,200 | $855,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 12,600 | $854,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 38,645 | $853,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 42,596 | $853,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 100,890 | $852,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,400 | $851,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 35,300 | $851,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 120,606 | $850,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 48,900 | $850,000 | thousands by filing date | call |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 40,861 | $850,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 24,563 | $849,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,904 | $845,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 136,596 | $845,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 51,615 | $845,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 8,685 | $844,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 54,308 | $842,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 57,818 | $841,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 80,564 | $841,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 59,017 | $840,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 16,900 | $839,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,100 | $839,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 12,163 | $838,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 71,329 | $838,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 47,145 | $838,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,025 | $837,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 67,100 | $837,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 13,400 | $836,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 30,946 | $835,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,452 | $835,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,100 | $834,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 24,671 | $831,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,019 | $831,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 32,880 | $829,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 13,333 | $828,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 57,800 | $827,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 27,277 | $826,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14,200 | $825,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 49,677 | $824,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 54,895 | $824,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 23,600 | $823,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,000 | $822,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 26,122 | $822,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,544 | $821,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 43,384 | $821,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,100 | $820,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 84,766 | $820,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 44,514 | $820,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 16,634 | $818,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 58,641 | $817,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 13,900 | $816,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 33,206 | $815,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 96,151 | $814,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 22,800 | $813,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 92,377 | $812,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 460,339 | $811,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,622 | $811,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 17,502 | $810,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 62,700 | $808,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 37,968 | $807,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 13,100 | $807,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 15,300 | $806,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 17,672 | $806,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 40,256 | $805,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 145,779 | $804,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,021 | $800,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 83,100 | $798,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 21,600 | $797,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 61,133 | $797,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 24,421 | $796,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 21,436 | $795,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 28,800 | $795,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 36,455 | $789,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 15,634 | $789,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 30,510 | $789,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8,243 | $788,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 5,700 | $788,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 9,700 | $786,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 78,329 | $786,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 53,714 | $785,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 16,164 | $785,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,200 | $784,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 39,115 | $784,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 61,341 | $784,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 30,329 | $783,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 73,907 | $782,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 12,518 | $782,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 63,277 | $781,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 110,800 | $780,000 | thousands by filing date | put |
| Vistaprint NV Cimpress | N93540107 | CMPR | 19,274 | $780,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 45,416 | $780,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 49,701 | $778,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 41,178 | $777,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 23,500 | $777,000 | thousands by filing date | call |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 42,943 | $777,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 40,640 | $777,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 23,473 | $776,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 51,922 | $776,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 25,606 | $774,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,355 | $774,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 56,263 | $773,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 322,256 | $773,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,200 | $772,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 17,000 | $771,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,318 | $771,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 100,600 | $770,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 53,981 | $769,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 30,262 | $769,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 9,768 | $768,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 65,136 | $767,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 12,008 | $766,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 6,400 | $766,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,674 | $765,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,438 | $764,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,100 | $763,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 7,212 | $762,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 57,800 | $762,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,000 | $761,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 13,249 | $760,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,684 | $760,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 58,429 | $759,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 29,065 | $758,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 21,640 | $757,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 22,535 | $757,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,605 | $756,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 12,152 | $756,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 25,310 | $755,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 36,102 | $750,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 43,474 | $750,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 24,951 | $749,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 67,232 | $749,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 19,831 | $748,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 67,500 | $747,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 60,000 | $746,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 51,909 | $745,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,800 | $744,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 34,435 | $744,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 715,405 | $744,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 54,219 | $744,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,528 | $740,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 13,064 | $740,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 52,324 | $740,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,000 | $739,000 | thousands by filing date | call |
| BIO REFERENCE LABS INC | 09057G602 | COM | 24,453 | $739,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 30,142 | $738,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 67,686 | $737,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,112 | $737,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 31,891 | $736,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 14,712 | $736,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 25,069 | $735,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,185 | $735,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,000 | $733,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10,000 | $731,000 | thousands by filing date | call |
| McCormick & Company Inc | 579780107 | COM | 10,254 | $731,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 14,600 | $729,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 199,807 | $729,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 88,692 | $728,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,900 | $727,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 55,837 | $725,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 54,213 | $724,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 479,110 | $724,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,300 | $722,000 | thousands by filing date | call |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 84,715 | $722,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 29,947 | $720,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25,900 | $720,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,800 | $719,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,151 | $719,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 58,146 | $718,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 8,264 | $718,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 22,421 | $717,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 46,301 | $717,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 86,300 | $715,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,700 | $714,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 50,020 | $714,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 45,651 | $714,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 18,600 | $712,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 51,732 | $712,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 77,447 | $711,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,254 | $710,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 41,435 | $709,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 25,700 | $707,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 15,815 | $706,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 64,450 | $706,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,110 | $706,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 17,809 | $706,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 44,714 | $704,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 32,218 | $704,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 35,400 | $703,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 38,483 | $702,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,000 | $702,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 14,759 | $702,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,025 | $702,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 63,752 | $702,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 22,198 | $700,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 38,486 | $699,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,979 | $698,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,400 | $697,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 51,532 | $697,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 15,306 | $697,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,200 | $696,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 27,695 | $696,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 48,464 | $696,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 36,806 | $694,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 54,650 | $694,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 54,825 | $693,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 31,275 | $692,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,015 | $692,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 13,274 | $692,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 13,570 | $692,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 19,430 | $691,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 16,830 | $690,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 38,168 | $689,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 15,700 | $686,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 54,121 | $685,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,572 | $685,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 13,323 | $684,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 31,147 | $684,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 8,672 | $684,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 7,400 | $682,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 56,400 | $681,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 22,180 | $680,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,800 | $680,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 32,000 | $680,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 19,574 | $679,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,000 | $678,000 | thousands by filing date | put |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 39,600 | $678,000 | thousands by filing date | put |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 78,644 | $678,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 57,796 | $677,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,836 | $676,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 12,105 | $676,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 35,045 | $676,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 20,200 | $676,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 22,891 | $674,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 13,762 | $674,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15,241 | $673,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 105,500 | $672,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 23,954 | $672,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 13,800 | $671,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 22,675 | $671,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 14,499 | $670,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 13,858 | $669,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 62,898 | $669,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 14,241 | $667,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 47,200 | $667,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 27,100 | $667,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 34,897 | $666,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 56,201 | $666,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 91,400 | $666,000 | thousands by filing date | put |
| DEMANDWARE INC | 24802Y105 | COM | 9,600 | $666,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 56,850 | $665,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,987 | $661,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,700 | $660,000 | thousands by filing date | put |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 25,708 | $660,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 31,136 | $659,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 80,130 | $659,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 21,500 | $659,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 4,700 | $656,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 15,591 | $655,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 8,865 | $655,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 8,500 | $655,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 11,986 | $654,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,987 | $653,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 44,700 | $653,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 11,100 | $652,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 43,080 | $652,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 61,907 | $652,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 15,923 | $652,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 73,600 | $651,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 60,726 | $650,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 5,275 | $650,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,895 | $650,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 149,900 | $649,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 16,590 | $648,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 80,522 | $648,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,125 | $647,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 24,990 | $646,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 53,970 | $646,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 60,508 | $644,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 32,045 | $643,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 17,384 | $642,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,400 | $642,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 12,147 | $642,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 18,116 | $641,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 7,000 | $641,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 33,500 | $641,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 7,100 | $639,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,400 | $638,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 14,114 | $638,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,000 | $637,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 20,010 | $636,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 77,600 | $636,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,507 | $635,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,300 | $635,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,700 | $635,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 83,900 | $635,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 33,513 | $634,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 50,679 | $631,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,182 | $630,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |