13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 54,837 | $2,938,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 383,455 | $2,937,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47,200 | $2,934,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 59,092 | $2,930,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 957,335 | $2,929,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 74,888 | $2,927,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 33,039 | $2,924,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,729 | $2,923,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 115,730 | $2,922,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 125,495 | $2,919,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 47,000 | $2,913,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 147,865 | $2,913,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 49,232 | $2,902,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 88,737 | $2,901,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 82,400 | $2,896,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 163,210 | $2,894,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 55,594 | $2,891,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 48,600 | $2,891,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 32,900 | $2,889,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 61,000 | $2,886,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 63,600 | $2,885,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 188,159 | $2,885,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 52,500 | $2,882,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 35,917 | $2,881,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 125,883 | $2,879,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 175,693 | $2,878,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 84,309 | $2,875,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 43,775 | $2,873,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 9,100 | $2,869,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 106,930 | $2,868,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 71,800 | $2,866,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 126,700 | $2,866,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 87,047 | $2,861,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 64,370 | $2,855,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 32,403 | $2,854,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 84,906 | $2,853,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 77,295 | $2,847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 68,079 | $2,844,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 82,992 | $2,842,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 75,409 | $2,835,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 288,969 | $2,829,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 70,600 | $2,828,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 53,051 | $2,827,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 89,864 | $2,822,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 117,100 | $2,822,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 247,804 | $2,813,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 47,340 | $2,810,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 159,967 | $2,807,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 115,780 | $2,805,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 149,772 | $2,803,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 81,354 | $2,802,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 85,500 | $2,800,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 391,200 | $2,797,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 268,200 | $2,795,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 263,687 | $2,795,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 25,801 | $2,791,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 75,000 | $2,790,000 | thousands by filing date | put |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 181,742 | $2,788,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 74,300 | $2,785,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 97,183 | $2,780,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 62,900 | $2,775,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 38,287 | $2,774,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 68,400 | $2,769,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 324,495 | $2,767,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 318,299 | $2,763,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 108,673 | $2,758,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 57,212 | $2,752,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 49,724 | $2,749,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 25,279 | $2,747,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 63,506 | $2,741,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 107,393 | $2,739,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 45,000 | $2,737,000 | thousands by filing date | put |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 244,744 | $2,736,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32,600 | $2,734,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 35,500 | $2,733,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 192,606 | $2,728,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 84,897 | $2,727,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 280,934 | $2,725,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 70,150 | $2,722,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 48,839 | $2,720,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 33,400 | $2,715,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 28,200 | $2,715,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22,655 | $2,711,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 104,819 | $2,710,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 142,500 | $2,708,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 11,500 | $2,708,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 195,773 | $2,708,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 75,600 | $2,700,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 31,263 | $2,699,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 48,700 | $2,696,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 42,970 | $2,688,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 45,631 | $2,687,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 216,685 | $2,686,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 274,044 | $2,685,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 202,302 | $2,685,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 28,030 | $2,684,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 75,400 | $2,684,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 60,700 | $2,681,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 34,187 | $2,679,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 105,790 | $2,668,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 35,152 | $2,664,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 28,800 | $2,664,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 154,754 | $2,663,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 74,700 | $2,662,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 86,300 | $2,659,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 208,116 | $2,655,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 192,775 | $2,649,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 92,607 | $2,647,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 150,808 | $2,645,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 54,125 | $2,642,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 69,235 | $2,640,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 45,607 | $2,636,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 181,806 | $2,629,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 20,986 | $2,626,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 35,400 | $2,625,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 82,659 | $2,621,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 124,062 | $2,620,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 55,800 | $2,618,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 200,600 | $2,616,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 70,400 | $2,612,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 99,000 | $2,607,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 200,815 | $2,601,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 519,762 | $2,599,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 26,071 | $2,596,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 19,631 | $2,592,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 88,234 | $2,592,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 88,500 | $2,591,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,900 | $2,585,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 69,070 | $2,584,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 82,884 | $2,581,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 52,508 | $2,576,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 255,008 | $2,575,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 469,420 | $2,572,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 70,444 | $2,571,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 243,503 | $2,571,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 150,000 | $2,570,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 20,300 | $2,569,000 | thousands by filing date | call |
| Washington Prime Group | 939647103 | COM | 137,071 | $2,568,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 24,900 | $2,565,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 27,111 | $2,565,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 61,420 | $2,559,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 72,550 | $2,559,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 47,903 | $2,558,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 94,790 | $2,558,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 36,121 | $2,547,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 48,119 | $2,546,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 141,836 | $2,544,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 287,758 | $2,544,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 117,048 | $2,544,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 55,400 | $2,543,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 51,200 | $2,542,000 | thousands by filing date | put |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 155,887 | $2,539,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 48,820 | $2,536,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 106,553 | $2,533,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 48,095 | $2,532,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 43,600 | $2,527,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 70,690 | $2,525,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 36,721 | $2,524,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 252,443 | $2,524,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 33,589 | $2,523,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 157,980 | $2,523,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 51,546 | $2,523,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 163,530 | $2,520,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 208,835 | $2,520,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 27,800 | $2,516,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 58,459 | $2,516,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 74,600 | $2,513,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 86,971 | $2,511,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,600 | $2,507,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 146,882 | $2,502,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 213,340 | $2,500,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25,800 | $2,498,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 289,128 | $2,487,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 63,800 | $2,483,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 175,814 | $2,481,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 41,546 | $2,478,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 89,537 | $2,471,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 98,482 | $2,470,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 35,665 | $2,470,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 37,920 | $2,469,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 116,884 | $2,464,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 106,314 | $2,462,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 137,315 | $2,459,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 60,053 | $2,459,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 159,966 | $2,455,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 38,300 | $2,449,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 72,600 | $2,441,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 62,600 | $2,440,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 59,340 | $2,439,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 196,828 | $2,437,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 26,900 | $2,436,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 90,508 | $2,435,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 114,861 | $2,432,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 50,675 | $2,429,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 85,600 | $2,428,000 | thousands by filing date | put |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 182,729 | $2,428,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 84,007 | $2,423,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 38,347 | $2,422,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 53,255 | $2,419,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 344,500 | $2,415,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 20,140 | $2,412,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 90,651 | $2,412,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 104,428 | $2,407,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 84,410 | $2,406,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 24,681 | $2,399,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 76,817 | $2,397,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 19,200 | $2,393,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 114,177 | $2,391,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,100 | $2,390,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 118,229 | $2,385,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 45,287 | $2,383,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 99,617 | $2,382,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 51,386 | $2,379,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 576,900 | $2,377,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 117,754 | $2,377,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 24,807 | $2,375,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,890 | $2,371,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 162,866 | $2,371,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 50,000 | $2,369,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,300 | $2,367,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,100 | $2,361,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 64,515 | $2,361,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 27,298 | $2,360,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 69,865 | $2,360,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 50,565 | $2,353,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 182,823 | $2,344,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 558,990 | $2,342,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 10,500 | $2,342,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 68,727 | $2,342,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,976 | $2,340,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 36,247 | $2,339,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 293,800 | $2,339,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 25,400 | $2,333,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 838,749 | $2,332,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 566,305 | $2,328,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 184,704 | $2,327,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 33,600 | $2,327,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 129,842 | $2,325,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 48,541 | $2,323,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 36,000 | $2,322,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 22,586 | $2,321,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 245,550 | $2,318,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 281,805 | $2,313,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 55,241 | $2,309,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 46,838 | $2,307,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 262,727 | $2,296,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 33,600 | $2,291,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 53,200 | $2,285,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 12,800 | $2,285,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 130,413 | $2,285,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 104,284 | $2,285,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 24,702 | $2,284,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 13,300 | $2,279,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 37,598 | $2,279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 76,237 | $2,279,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 30,590 | $2,275,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 88,437 | $2,275,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 89,624 | $2,272,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 122,750 | $2,271,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 29,386 | $2,269,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 143,363 | $2,265,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 55,200 | $2,260,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 212,587 | $2,253,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 30,323 | $2,252,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 47,447 | $2,252,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 13,377 | $2,252,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 48,370 | $2,252,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38,800 | $2,251,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 75,438 | $2,247,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18,061 | $2,246,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 44,500 | $2,246,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 25,779 | $2,243,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 14,407 | $2,239,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 148,300 | $2,232,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 200,000 | $2,228,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 45,200 | $2,226,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 67,364 | $2,211,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 35,500 | $2,207,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 203,361 | $2,206,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 53,223 | $2,204,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 54,604 | $2,202,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 318,319 | $2,202,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 49,700 | $2,200,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 194,342 | $2,194,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 167,306 | $2,192,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 58,103 | $2,191,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 141,381 | $2,190,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 286,407 | $2,188,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 31,472 | $2,182,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 47,044 | $2,180,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 95,800 | $2,178,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,700 | $2,175,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 82,800 | $2,175,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 83,529 | $2,172,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 38,784 | $2,167,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 53,400 | $2,165,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 28,600 | $2,156,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 60,070 | $2,155,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 36,365 | $2,154,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 28,500 | $2,152,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 13,900 | $2,145,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 49,900 | $2,144,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 63,550 | $2,140,000 | thousands by filing date | call |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 73,171 | $2,140,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 28,500 | $2,139,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 117,697 | $2,139,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 27,700 | $2,138,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 57,058 | $2,138,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 47,300 | $2,137,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 52,520 | $2,133,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30,000 | $2,132,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 91,994 | $2,128,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 22,185 | $2,122,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 50,351 | $2,122,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 22,500 | $2,117,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 98,737 | $2,117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 64,994 | $2,115,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 188,400 | $2,114,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 16,556 | $2,114,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 16,669 | $2,107,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,800 | $2,107,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 145,653 | $2,107,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 127,736 | $2,105,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 138,538 | $2,105,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,700 | $2,101,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 25,564 | $2,101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 29,074 | $2,100,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 28,683 | $2,100,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 304,364 | $2,097,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 658,986 | $2,096,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 18,996 | $2,094,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 85,112 | $2,094,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 43,178 | $2,089,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 153,105 | $2,088,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 31,173 | $2,087,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 71,969 | $2,085,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 327,279 | $2,085,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 35,900 | $2,083,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 147,900 | $2,083,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 29,800 | $2,082,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 404,302 | $2,082,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 35,867 | $2,078,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 92,100 | $2,077,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 92,737 | $2,077,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 135,300 | $2,074,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 168,440 | $2,073,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 53,638 | $2,072,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 24,720 | $2,071,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,600 | $2,070,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 86,485 | $2,070,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 106,427 | $2,069,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 50,199 | $2,067,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 111,100 | $2,060,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 142,153 | $2,060,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 38,813 | $2,057,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,854 | $2,054,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 60,848 | $2,051,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 18,745 | $2,047,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,556 | $2,045,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 30,100 | $2,042,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 149,911 | $2,037,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 55,592 | $2,036,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,600 | $2,035,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 61,160 | $2,034,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 11,862 | $2,034,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 22,900 | $2,030,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 136,381 | $2,025,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 491,046 | $2,023,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 32,954 | $2,023,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 97,689 | $2,021,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 29,340 | $2,020,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,900 | $2,018,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 76,800 | $2,018,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 57,861 | $2,017,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 19,300 | $2,016,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 303,370 | $2,014,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 96,320 | $2,010,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 55,111 | $2,008,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 14,500 | $2,003,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 45,102 | $2,002,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 68,145 | $2,001,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 71,693 | $2,000,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 33,600 | $1,999,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 45,055 | $1,999,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 40,099 | $1,995,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 23,703 | $1,994,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 93,462 | $1,986,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 229,303 | $1,986,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 27,300 | $1,984,000 | thousands by filing date | call |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 164,931 | $1,982,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 107,151 | $1,978,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 103,918 | $1,975,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 321,709 | $1,975,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 614,100 | $1,971,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 29,955 | $1,964,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 49,104 | $1,964,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 82,125 | $1,960,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 18,900 | $1,958,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 80,281 | $1,952,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 59,353 | $1,951,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 53,401 | $1,946,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 72,600 | $1,944,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 80,677 | $1,944,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 175,848 | $1,941,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 33,100 | $1,940,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 70,300 | $1,940,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 35,057 | $1,938,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 91,779 | $1,935,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 57,605 | $1,930,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 41,770 | $1,920,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 42,518 | $1,918,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 61,953 | $1,909,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 44,596 | $1,909,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 96,920 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 18,273 | $1,900,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 205,361 | $1,898,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 94,012 | $1,897,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 735,898 | $1,892,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 61,354 | $1,889,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 20,397 | $1,888,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 150,893 | $1,886,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 18,570 | $1,882,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 80,400 | $1,882,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 17,500 | $1,878,000 | thousands by filing date | put |
| Market Vectors Small Cap India | 57061r551 | COM | 36,313 | $1,876,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 27,600 | $1,875,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 121,938 | $1,875,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 71,698 | $1,872,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 343,500 | $1,872,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 56,444 | $1,871,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 36,424 | $1,869,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 156,593 | $1,868,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 435,444 | $1,868,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 100,998 | $1,866,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 35,224 | $1,864,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 70,138 | $1,864,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 83,598 | $1,859,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 22,696 | $1,859,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 169,600 | $1,859,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 45,100 | $1,855,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 23,291 | $1,851,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 89,357 | $1,848,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 95,683 | $1,848,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 100,598 | $1,846,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 185,445 | $1,845,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 21,903 | $1,842,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 91,061 | $1,842,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 33,959 | $1,836,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 28,136 | $1,835,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 61,310 | $1,834,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 38,419 | $1,833,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,671 | $1,831,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 107,850 | $1,831,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 185,259 | $1,830,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 32,443 | $1,830,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 38,632 | $1,829,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 64,616 | $1,828,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 162,500 | $1,825,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 29,559 | $1,824,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 102,169 | $1,823,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 485,855 | $1,822,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 137,862 | $1,820,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 19,926 | $1,818,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 22,100 | $1,817,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 193,135 | $1,809,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 42,170 | $1,807,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 230,788 | $1,805,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 37,120 | $1,805,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 138,228 | $1,803,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 123,906 | $1,802,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 54,500 | $1,801,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 17,267 | $1,800,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 95,700 | $1,796,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 52,172 | $1,786,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 90,800 | $1,781,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 72,061 | $1,779,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 13,112 | $1,779,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 35,000 | $1,775,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 29,134 | $1,773,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,771,000 | thousands by filing date | principal |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 132,599 | $1,770,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 38,107 | $1,769,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 95,100 | $1,769,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 50,897 | $1,763,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 22,374 | $1,762,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 53,853 | $1,762,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 32,422 | $1,756,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 21,704 | $1,755,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 114,035 | $1,754,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 269,801 | $1,754,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 120,602 | $1,754,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 411,600 | $1,753,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 83,645 | $1,749,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,500 | $1,749,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 86,709 | $1,747,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 37,625 | $1,746,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 49,958 | $1,742,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 147,851 | $1,740,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 24,721 | $1,736,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 71,535 | $1,736,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |