13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,900 | $629,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,400 | $629,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,679 | $628,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,800 | $628,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,100 | $628,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 17,500 | $628,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 39,944 | $628,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 18,100 | $626,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 30,553 | $625,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 43,292 | $624,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 22,416 | $623,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 22,860 | $622,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,000 | $621,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 9,962 | $621,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 27,480 | $619,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 84,085 | $618,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 92,445 | $617,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,100 | $616,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 49,390 | $616,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 6,400 | $616,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,500 | $615,000 | thousands by filing date | call |
| REVENUESHARES ADR | 761396605 | ADR FD | 14,732 | $615,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 40,939 | $614,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,715 | $613,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 14,000 | $613,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 16,300 | $613,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,200 | $613,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 16,600 | $613,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,262 | $612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 8,959 | $611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 14,967 | $610,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 36,143 | $610,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 13,300 | $609,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,962 | $608,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 24,618 | $606,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 23,890 | $605,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,801 | $605,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,251 | $605,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 34,500 | $605,000 | thousands by filing date | call |
| UNS ENERGY CORP | 903119105 | COM | 10,000 | $604,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,910 | $603,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 5,700 | $603,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 43,250 | $600,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 31,748 | $599,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 23,257 | $597,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,198 | $597,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,263 | $597,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,619 | $597,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,807 | $596,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 70,583 | $596,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,977 | $595,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 49,551 | $594,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 48,412 | $593,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,789 | $592,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 259,600 | $592,000 | thousands by filing date | call |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 21,115 | $591,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,000 | $590,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 34,280 | $589,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 24,850 | $589,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,648 | $589,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,600 | $587,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,700 | $587,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 25,700 | $587,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 7,100 | $587,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 55,200 | $586,000 | thousands by filing date | put |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 34,634 | $586,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,600 | $585,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,514 | $585,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 20,738 | $585,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 34,409 | $585,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 19,023 | $584,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 45,550 | $584,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 58,106 | $584,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 5,300 | $584,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 7,554 | $583,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 40,474 | $583,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 11,161 | $583,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 168,526 | $581,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 17,171 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,100 | $580,000 | thousands by filing date | put |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 23,605 | $577,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,300 | $576,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 40,631 | $575,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 15,628 | $574,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 46,066 | $574,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,500 | $574,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 20,328 | $573,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 28,500 | $572,000 | thousands by filing date | call |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,319 | $571,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,304 | $570,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 9,500 | $570,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 202,254 | $570,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,600 | $569,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 17,500 | $569,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,284 | $568,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,500 | $568,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 32,277 | $568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 17,716 | $567,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,400 | $566,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 19,700 | $566,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,669 | $565,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,200 | $565,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 12,364 | $565,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,200 | $564,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 23,500 | $564,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,054 | $564,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 27,296 | $564,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 9,800 | $563,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 14,262 | $563,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 26,218 | $563,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 112,479 | $562,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,100 | $562,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 74,137 | $562,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 26,909 | $562,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 21,807 | $562,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 40,649 | $562,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 32,011 | $561,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 11,818 | $559,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10,100 | $559,000 | thousands by filing date | call |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 22,355 | $559,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 11,207 | $559,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 13,721 | $558,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 77,802 | $558,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 22,355 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,457 | $557,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 38,500 | $557,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 52,794 | $557,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 54,723 | $556,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,400 | $556,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 28,897 | $555,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 36,135 | $555,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 20,364 | $555,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,400 | $554,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 24,698 | $554,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 43,216 | $554,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 38,388 | $554,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 84,006 | $554,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 21,733 | $553,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 49,986 | $553,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 36,205 | $552,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 16,263 | $551,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 55,114 | $551,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 21,135 | $551,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 16,601 | $550,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 32,400 | $550,000 | thousands by filing date | call |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 25,350 | $548,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 8,654 | $547,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 38,597 | $547,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 10,870 | $546,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 30,699 | $546,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,141 | $546,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 14,300 | $546,000 | thousands by filing date | call |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 5,149 | $546,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,200 | $544,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 53,875 | $544,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 7,400 | $541,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 12,665 | $541,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 41,800 | $540,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 8,700 | $539,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 41,124 | $539,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,600 | $539,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 99,021 | $538,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 23,700 | $538,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,000 | $537,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,700 | $537,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 95,354 | $537,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,500 | $536,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,666 | $536,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 182,198 | $534,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,100 | $532,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 43,076 | $532,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 36,769 | $532,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 38,172 | $532,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 34,500 | $531,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 49,000 | $531,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 18,288 | $531,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,316 | $528,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,219 | $527,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 123,748 | $527,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 35,927 | $527,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 23,067 | $526,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,541 | $525,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 20,360 | $525,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 13,969 | $523,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 40,228 | $523,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6,463 | $522,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 13,361 | $522,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 62,965 | $522,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 10,567 | $522,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 35,600 | $520,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 10,418 | $520,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,100 | $519,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 139,800 | $519,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 37,200 | $519,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,800 | $517,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,869 | $516,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 20,981 | $516,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 22,598 | $516,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,038 | $516,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 33,014 | $514,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 40,778 | $513,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 30,166 | $513,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 71,325 | $512,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 27,893 | $512,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,121 | $512,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 11,831 | $511,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 20,688 | $511,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 36,053 | $511,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 62,728 | $510,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 64,231 | $510,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 16,592 | $510,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,300 | $509,000 | thousands by filing date | call |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 24,000 | $508,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,070 | $506,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 34,700 | $505,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 10,300 | $503,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,900 | $503,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,900 | $503,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 16,297 | $503,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 137,209 | $502,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 16,112 | $501,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 5,400 | $501,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13,800 | $501,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 16,526 | $499,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 40,948 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 30,643 | $497,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,000 | $497,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 39,700 | $497,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 74,995 | $497,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,600 | $496,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 15,317 | $496,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,700 | $495,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,323 | $494,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,600 | $494,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,395 | $493,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,000 | $492,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,512 | $492,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 10,681 | $492,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 16,170 | $492,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,282 | $491,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,088 | $491,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 110,900 | $491,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,600 | $490,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,000 | $489,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,271 | $488,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,107 | $488,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 14,901 | $488,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,100 | $487,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,303 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 9,874 | $486,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 56,400 | $486,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 18,551 | $485,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 9,200 | $485,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 5,700 | $485,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 16,100 | $485,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,198 | $484,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 32,321 | $484,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 13,651 | $484,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 900 | $483,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,853 | $483,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,000 | $483,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 66,646 | $482,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,395 | $481,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 16,275 | $479,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,852 | $479,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,800 | $479,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 11,800 | $478,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 16,887 | $478,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,534 | $478,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 30,310 | $477,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 18,785 | $477,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 11,060 | $477,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 34,510 | $475,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,800 | $474,000 | thousands by filing date | call |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 345,900 | $474,000 | thousands by filing date | call |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 36,885 | $474,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,900 | $473,000 | thousands by filing date | call |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 9,156 | $473,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,400 | $473,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,889 | $473,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 9,741 | $473,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 8,809 | $472,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 14,044 | $472,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 32,184 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,861 | $471,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,280 | $470,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 71,900 | $469,000 | thousands by filing date | call |
| EQUAL ENERGY LTD | 29390Q109 | COM | 86,500 | $469,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,288 | $468,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 6,000 | $468,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 22,779 | $468,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 20,402 | $467,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 28,258 | $466,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 34,800 | $466,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 75,592 | $465,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 16,731 | $465,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 13,172 | $465,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,100 | $464,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 10,600 | $463,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 22,784 | $463,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 16,700 | $463,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,208 | $463,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,300 | $462,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,850 | $462,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,316 | $460,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 54,024 | $459,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,000 | $458,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,300 | $458,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,729 | $458,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,300 | $457,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 15,625 | $457,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 29,678 | $457,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 27,277 | $457,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 9,658 | $455,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 18,700 | $455,000 | thousands by filing date | call |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 12,657 | $455,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 31,300 | $454,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,400 | $454,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,000 | $454,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 34,935 | $454,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 111,000 | $454,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 19,800 | $452,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,000 | $452,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 7,545 | $451,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 41,171 | $451,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,500 | $450,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 29,631 | $450,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 18,965 | $448,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,600 | $448,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 15,126 | $447,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 45,783 | $447,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 54,400 | $447,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 75,700 | $446,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 9,634 | $446,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 31,100 | $445,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 22,900 | $445,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 20,100 | $445,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 22,127 | $445,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 31,318 | $444,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,212 | $443,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 7,153 | $443,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 25,602 | $443,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,600 | $442,000 | thousands by filing date | call |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 13,252 | $442,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,523 | $441,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 64,266 | $441,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,812 | $441,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 65,563 | $441,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 73,276 | $441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 31,284 | $441,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,600 | $440,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,120 | $440,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,200 | $439,000 | thousands by filing date | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,100 | $439,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 12,300 | $437,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 18,177 | $437,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 15,992 | $437,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 30,914 | $437,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,466 | $436,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 37,127 | $436,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 3,065 | $436,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 155,131 | $434,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 19,794 | $434,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,183 | $433,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 22,895 | $433,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 48,996 | $433,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,100 | $432,000 | thousands by filing date | call |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 119,099 | $432,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 10,340 | $432,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8,246 | $431,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 52,800 | $431,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 46,744 | $431,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,643 | $431,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,333 | $430,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 28,974 | $430,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 39,826 | $430,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 32,699 | $428,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 15,976 | $428,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 21,018 | $428,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,000 | $427,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 4,491 | $427,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 18,220 | $427,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 23,133 | $427,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,000 | $426,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,300 | $426,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 12,800 | $426,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 9,206 | $426,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 39,725 | $426,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 27,700 | $425,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 8,600 | $425,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 21,642 | $425,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 16,704 | $425,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 32,547 | $424,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 39,652 | $424,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 30,500 | $424,000 | thousands by filing date | call |
| AES TR III | 00808N202 | PFD CV 6.75% | 8,176 | $424,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,600 | $423,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,800 | $423,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 56,253 | $423,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,900 | $422,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 20,949 | $422,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 4,907 | $422,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,300 | $421,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 25,800 | $421,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 50,808 | $419,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 32,490 | $419,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,600 | $418,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 8,834 | $416,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 13,300 | $416,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 34,921 | $414,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 575 | $413,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 60,155 | $413,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 17,223 | $412,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 82,164 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 11,597 | $409,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 11,756 | $409,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,900 | $409,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,374 | $409,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 61,515 | $409,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,800 | $409,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,698 | $408,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 42,900 | $408,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 20,351 | $408,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,148 | $407,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,600 | $407,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 19,506 | $407,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,200 | $407,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 4,752 | $407,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 10,300 | $406,000 | thousands by filing date | call |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 24,630 | $406,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 15,891 | $406,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,100 | $405,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 6,000 | $405,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 45,253 | $405,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 23,833 | $404,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 7,000 | $404,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,602 | $403,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,200 | $403,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 11,346 | $403,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 19,017 | $402,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 11,700 | $402,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 9,900 | $401,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,831 | $401,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 23,644 | $401,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 6,139 | $400,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 8,333 | $400,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 6,100 | $400,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 11,580 | $399,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,892 | $398,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 28,419 | $398,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 23,816 | $398,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,800 | $397,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,800 | $397,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 7,929 | $397,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,900 | $397,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 21,200 | $396,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 114,900 | $396,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,900 | $396,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 49,386 | $396,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 30,959 | $395,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,400 | $394,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,450 | $394,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 34,182 | $393,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,400 | $391,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,800 | $391,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 26,644 | $390,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,400 | $390,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 48,991 | $390,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 54,300 | $389,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 13,200 | $389,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 16,900 | $388,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,126 | $388,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 27,591 | $388,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 28,230 | $388,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 22,433 | $388,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,136 | $387,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,700 | $386,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,751 | $386,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 29,721 | $386,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 11,654 | $386,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,954 | $386,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,690 | $385,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,078 | $385,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 11,666 | $385,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,333 | $384,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,600 | $384,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,896 | $383,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 30,747 | $383,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 54,516 | $383,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,467 | $383,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,800 | $383,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 11,071 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,261 | $382,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,600 | $381,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 18,300 | $381,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 12,600 | $381,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 5,500 | $381,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 27,418 | $381,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 34,400 | $381,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 20,178 | $380,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |