13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 56,597 | $4,836,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 56,400 | $4,835,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 193,542 | $4,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 235,133 | $4,832,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 649,505 | $4,832,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 156,463 | $4,810,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 49,598 | $4,794,000 | thousands by filing date | |
| 38259p508 | COM | 8,193 | $4,790,000 | thousands by filing date | put | |
| GAMESTOP CORP | 36467W109 | CL A | 118,229 | $4,784,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 96,255 | $4,780,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 404,874 | $4,765,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 53,100 | $4,764,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 117,500 | $4,756,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 53,400 | $4,755,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 83,033 | $4,751,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 156,346 | $4,748,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 151,400 | $4,746,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 40,504 | $4,745,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 438,968 | $4,745,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 63,117 | $4,737,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 176,283 | $4,737,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 197,440 | $4,711,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 73,628 | $4,707,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 280,317 | $4,701,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 300,955 | $4,679,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 171,220 | $4,673,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 74,533 | $4,666,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 5,437,062 | $4,665,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 311,797 | $4,662,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 123,331 | $4,661,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 42,748 | $4,659,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 286,222 | $4,654,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 96,927 | $4,646,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 63,870 | $4,637,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 73,356 | $4,634,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 48,561 | $4,633,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 171,665 | $4,630,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 141,400 | $4,621,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 118,991 | $4,620,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 196,675 | $4,620,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 215,783 | $4,616,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 64,269 | $4,615,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,000,000 | $4,613,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 137,400 | $4,611,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 78,600 | $4,611,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 77,911 | $4,606,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 896,041 | $4,605,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 27,200 | $4,603,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 215,408 | $4,593,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 133,097 | $4,592,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,300 | $4,587,000 | thousands by filing date | call |
| Marine Harvest ASA | 56824R205 | ADR | 333,726 | $4,579,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 59,941 | $4,567,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 111,400 | $4,565,000 | thousands by filing date | put |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 186,750 | $4,562,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 248,475 | $4,560,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 176,937 | $4,560,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $4,549,000 | thousands by filing date | put |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 782,589 | $4,539,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 37,521 | $4,530,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 51,000 | $4,526,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 114,659 | $4,522,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 127,252 | $4,518,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 49,000 | $4,516,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 124,741 | $4,509,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 112,877 | $4,507,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 1,414,265 | $4,498,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 50,117 | $4,492,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 175,217 | $4,486,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 297,737 | $4,475,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 265,558 | $4,475,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 136,525 | $4,472,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 17,634 | $4,465,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 64,412 | $4,461,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 38,600 | $4,457,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 91,733 | $4,450,000 | thousands by filing date | call |
| MEADWESTVACO CORP | 583334107 | COM | 100,423 | $4,445,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 135,000 | $4,436,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 619,984 | $4,433,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 151,091 | $4,429,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 62,200 | $4,417,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 282,262 | $4,415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 131,909 | $4,408,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 73,680 | $4,406,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 371,912 | $4,392,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 114,631 | $4,389,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,512 | $4,380,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 193,200 | $4,366,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 71,800 | $4,360,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 318,547 | $4,358,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 112,500 | $4,356,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 233,635 | $4,341,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 102,100 | $4,337,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 130,822 | $4,318,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 428,935 | $4,315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 299,775 | $4,314,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 468,851 | $4,314,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,476,669 | $4,312,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 45,500 | $4,308,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,200 | $4,294,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 329,554 | $4,294,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 106,008 | $4,290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 80,230 | $4,288,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 33,300 | $4,283,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 102,510 | $4,272,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 145,719 | $4,267,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 48,000 | $4,266,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 392,334 | $4,261,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 96,143 | $4,260,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 68,138 | $4,260,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 347,671 | $4,259,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 52,679 | $4,254,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 42,200 | $4,251,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 218,154 | $4,248,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 99,200 | $4,229,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 571,322 | $4,228,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,200 | $4,223,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 72,700 | $4,213,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 67,190 | $4,212,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 128,800 | $4,209,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 61,113 | $4,207,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 102,887 | $4,199,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 79,675 | $4,194,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 110,200 | $4,183,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 152,017 | $4,181,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 184,209 | $4,180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 283,704 | $4,179,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 182,300 | $4,162,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 155,781 | $4,158,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 29,100 | $4,149,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 29,100 | $4,149,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 48,940 | $4,147,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 249,945 | $4,142,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 55,700 | $4,141,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 186,204 | $4,138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 77,253 | $4,138,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 30,500 | $4,138,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 194,261 | $4,130,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 71,000 | $4,124,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 583,929 | $4,117,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,000 | $4,113,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 114,330 | $4,112,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 454,100 | $4,110,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 199,405 | $4,106,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 108,967 | $4,104,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 45,738 | $4,104,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 274,700 | $4,101,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 451,703 | $4,088,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 66,998 | $4,080,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 273,715 | $4,051,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200,460 | $4,049,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 322,342 | $4,049,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 104,582 | $4,049,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 34,300 | $4,046,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 85,400 | $4,040,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 118,200 | $4,035,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 295,636 | $4,035,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 157,000 | $4,032,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 129,564 | $4,029,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 280,312 | $4,028,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 91,200 | $4,027,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 263,084 | $4,026,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 172,976 | $4,026,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,251,600 | $4,018,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 100,600 | $4,016,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 69,396 | $4,013,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 63,085 | $4,012,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 205,500 | $4,009,000 | thousands by filing date | put |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 176,287 | $4,009,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 110,672 | $4,007,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 101,583 | $4,007,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 396,878 | $4,004,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 213,956 | $3,999,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 59,798 | $3,991,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 126,664 | $3,990,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 303,718 | $3,982,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 624,611 | $3,979,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 68,600 | $3,975,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 95,098 | $3,968,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 596,192 | $3,964,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 479,673 | $3,963,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 52,000 | $3,962,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 183,532 | $3,959,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 69,565 | $3,951,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 596,789 | $3,950,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 128,464 | $3,949,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 134,435 | $3,946,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 941,200 | $3,944,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 112,700 | $3,938,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 462,755 | $3,938,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 40,552 | $3,936,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 137,382 | $3,932,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 159,846 | $3,929,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,500 | $3,927,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 48,240 | $3,923,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 177,857 | $3,920,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 37,046 | $3,919,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 69,919 | $3,918,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 165,660 | $3,910,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 73,400 | $3,902,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 88,100 | $3,899,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 62,023 | $3,895,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 32,824 | $3,894,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 258,762 | $3,894,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,700 | $3,886,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 90,947 | $3,886,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 77,113 | $3,868,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 214,718 | $3,861,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 475,462 | $3,851,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 103,449 | $3,847,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 167,389 | $3,846,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 190,100 | $3,832,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 86,297 | $3,810,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 85,457 | $3,809,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 106,845 | $3,808,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 89,887 | $3,803,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 42,441 | $3,801,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 254,100 | $3,794,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 51,741 | $3,793,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 224,436 | $3,789,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 44,900 | $3,786,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 98,969 | $3,779,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 53,100 | $3,767,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 78,894 | $3,766,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 160,592 | $3,760,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 128,000 | $3,759,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 35,400 | $3,759,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 28,063 | $3,758,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 90,084 | $3,757,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 67,619 | $3,755,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 262,122 | $3,751,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 148,031 | $3,748,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 157,619 | $3,744,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 137,471 | $3,736,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 183,421 | $3,734,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,300 | $3,733,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 220,091 | $3,733,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 60,600 | $3,732,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 147,194 | $3,732,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 55,674 | $3,731,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 95,476 | $3,728,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 150,643 | $3,727,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 150,000 | $3,726,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 101,365 | $3,725,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 38,460 | $3,724,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 37,146 | $3,724,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 85,105 | $3,723,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 23,471 | $3,713,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 59,341 | $3,701,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 386,595 | $3,696,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 48,649 | $3,684,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 109,971 | $3,682,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 128,324 | $3,675,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 76,082 | $3,675,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 41,369 | $3,674,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 34,215 | $3,671,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 403,461 | $3,655,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 144,793 | $3,653,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 95,474 | $3,653,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 60,000 | $3,650,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 143,837 | $3,649,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 46,925 | $3,643,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 133,470 | $3,633,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,229 | $3,632,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 38,384 | $3,629,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 70,400 | $3,623,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 47,558 | $3,621,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 54,589 | $3,612,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 39,921 | $3,603,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 24,400 | $3,594,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 34,695 | $3,593,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 36,012 | $3,591,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 41,533 | $3,588,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 24,993 | $3,585,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 188,395 | $3,579,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 114,335 | $3,576,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 250,145 | $3,575,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 121,200 | $3,572,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 32,167 | $3,567,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 138,217 | $3,566,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 56,457 | $3,565,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 43,927 | $3,564,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 92,045 | $3,555,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 112,881 | $3,554,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 101,433 | $3,547,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 197,582 | $3,546,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 61,627 | $3,542,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 138,726 | $3,535,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 71,866 | $3,524,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 143,602 | $3,518,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 63,400 | $3,515,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 84,873 | $3,514,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 56,400 | $3,514,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 46,800 | $3,513,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 99,293 | $3,511,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 117,701 | $3,507,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 90,192 | $3,507,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 237,652 | $3,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 171,126 | $3,498,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 100,500 | $3,497,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 85,000 | $3,497,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 96,386 | $3,494,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 1,400,000 | $3,481,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 92,897 | $3,479,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 95,200 | $3,473,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,100 | $3,470,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 35,010 | $3,464,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 52,000 | $3,463,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 108,310 | $3,461,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 141,486 | $3,455,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 95,021 | $3,455,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,900 | $3,452,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 55,600 | $3,446,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 105,304 | $3,446,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 45,401 | $3,439,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 181,927 | $3,437,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 279,574 | $3,436,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 77,687 | $3,434,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 283,018 | $3,425,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 119,600 | $3,418,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 79,548 | $3,416,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 156,260 | $3,411,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 63,696 | $3,409,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 93,732 | $3,407,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 35,389 | $3,407,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62,540 | $3,405,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 275,441 | $3,404,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 70,366 | $3,403,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 160,007 | $3,402,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 128,920 | $3,398,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 339,657 | $3,397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 60,274 | $3,394,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 32,488 | $3,393,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 57,429 | $3,388,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 81,743 | $3,386,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 44,489 | $3,379,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 44,300 | $3,377,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 220,000 | $3,373,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 105,984 | $3,369,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 79,441 | $3,364,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 68,292 | $3,362,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 242,924 | $3,362,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 282,337 | $3,360,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 75,765 | $3,357,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 60,714 | $3,355,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 65,280 | $3,354,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 83,900 | $3,352,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 25,087 | $3,351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 46,847 | $3,351,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 157,184 | $3,342,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 29,000 | $3,340,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 107,848 | $3,335,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 39,681 | $3,325,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 18,534 | $3,323,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 43,956 | $3,321,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 48,900 | $3,317,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 71,237 | $3,312,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 106,189 | $3,311,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 58,202 | $3,310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 160,883 | $3,309,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29,377 | $3,309,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,800 | $3,306,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 81,500 | $3,303,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 227,000 | $3,303,000 | thousands by filing date | call |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 238,262 | $3,302,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 121,441 | $3,297,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 144,704 | $3,296,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 60,484 | $3,296,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 76,400 | $3,295,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 193,052 | $3,295,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 29,230 | $3,293,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 43,587 | $3,291,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 37,731 | $3,280,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 280,269 | $3,279,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 343,665 | $3,275,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 35,202 | $3,274,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 126,284 | $3,271,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 36,911 | $3,268,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 80,697 | $3,262,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 61,287 | $3,258,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 238,146 | $3,258,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 786,700 | $3,257,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 85,239 | $3,246,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 147,554 | $3,243,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 435,779 | $3,242,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 520,317 | $3,242,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 69,462 | $3,240,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 206,085 | $3,240,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 136,600 | $3,239,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 63,750 | $3,230,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 108,800 | $3,230,000 | thousands by filing date | call |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 2,000,000 | $3,219,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 127,215 | $3,215,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 210,300 | $3,215,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 492,365 | $3,210,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 183,395 | $3,208,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 60,800 | $3,207,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 29,500 | $3,206,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 77,900 | $3,201,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 55,802 | $3,200,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 233,224 | $3,200,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 79,610 | $3,198,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 58,900 | $3,197,000 | thousands by filing date | put |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 46,798 | $3,196,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 186,089 | $3,195,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 172,493 | $3,191,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 349,044 | $3,190,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,800,000 | $3,190,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 75,800 | $3,182,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 55,138 | $3,176,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 60,041 | $3,173,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 26,782 | $3,171,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 674,753 | $3,171,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 452,200 | $3,170,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 124,548 | $3,164,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 45,264 | $3,163,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 29,400 | $3,161,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 58,200 | $3,159,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 38,600 | $3,156,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 54,399 | $3,153,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 260,543 | $3,147,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 85,394 | $3,146,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 200,000 | $3,144,000 | thousands by filing date | put |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 72,552 | $3,142,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 33,712 | $3,142,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 71,800 | $3,139,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 82,489 | $3,137,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 84,790 | $3,133,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 25,899 | $3,132,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 44,857 | $3,132,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 65,500 | $3,130,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,959,000 | $3,127,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 101,024 | $3,124,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 68,837 | $3,124,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 59,289 | $3,123,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 171,890 | $3,122,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 94,795 | $3,115,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 56,718 | $3,111,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 127,549 | $3,110,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 55,500 | $3,102,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 108,320 | $3,101,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 47,193 | $3,101,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 62,100 | $3,099,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 78,500 | $3,095,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 35,200 | $3,091,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 33,981 | $3,089,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 138,303 | $3,088,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 32,500 | $3,077,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 613,441 | $3,073,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 47,839 | $3,072,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 175,826 | $3,072,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 194,069 | $3,070,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 123,711 | $3,069,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 67,300 | $3,061,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 27,967 | $3,060,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 70,679 | $3,059,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 135,500 | $3,056,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 79,839 | $3,054,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 202,998 | $3,049,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 121,697 | $3,049,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 244,446 | $3,041,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 66,215 | $3,039,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 60,019 | $3,038,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 99,415 | $3,036,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 201,060 | $3,034,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 90,700 | $3,033,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 92,785 | $3,030,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 143,472 | $3,027,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,107,000 | $3,027,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 116,200 | $3,024,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 65,800 | $3,021,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 35,546 | $3,007,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 166,485 | $3,002,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 92,456 | $3,001,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 45,102 | $2,999,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 31,000 | $2,999,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 214,135 | $2,998,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 176,600 | $2,993,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 194,520 | $2,986,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 76,732 | $2,986,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 72,864 | $2,985,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 45,600 | $2,984,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 123,023 | $2,983,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 546,869 | $2,981,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 61,900 | $2,981,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 205,863 | $2,979,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 27,700 | $2,976,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 112,795 | $2,975,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 21,203 | $2,973,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 75,005 | $2,972,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 46,721 | $2,969,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 21,900 | $2,968,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 118,540 | $2,965,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 922,511 | $2,961,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 45,394 | $2,960,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 28,300 | $2,955,000 | thousands by filing date | call |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 211,511 | $2,955,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 42,952 | $2,951,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 89,300 | $2,951,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 31,642 | $2,941,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |