13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 8,476,000 | $8,487,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 322,000 | $8,478,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 453,788 | $8,476,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 827,408 | $8,473,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 68,144 | $8,454,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 65,319 | $8,441,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 202,590 | $8,436,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 82,904 | $8,413,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 237,900 | $8,412,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 115,025 | $8,409,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 393,349 | $8,409,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 120,354 | $8,406,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 37,600 | $8,387,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 35,607 | $8,385,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 81,508 | $8,381,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 79,698 | $8,379,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,148,452 | $8,372,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 107,137 | $8,342,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 156,667 | $8,336,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 265,939 | $8,308,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 249,300 | $8,249,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 97,702 | $8,249,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 438,436 | $8,234,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 60,636 | $8,218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 291,790 | $8,214,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,000 | $8,213,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 620,388 | $8,208,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 450,978 | $8,185,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 215,200 | $8,172,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 77,268 | $8,159,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 273,272 | $8,157,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 254,254 | $8,152,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 116,802 | $8,146,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 970,848 | $8,145,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 61,300 | $8,143,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 934,560 | $8,131,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 130,564 | $8,128,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,389 | $8,126,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 72,210 | $8,047,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 248,965 | $8,034,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 467,408 | $8,021,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 409,973 | $8,018,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 959,129 | $7,999,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 721,316 | $7,986,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 291,503 | $7,981,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 161,311 | $7,973,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 85,023 | $7,963,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 580,391 | $7,963,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 157,946 | $7,949,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 285,900 | $7,942,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 58,779 | $7,941,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 370,800 | $7,931,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 80,573 | $7,931,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 531,898 | $7,925,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 483,900 | $7,912,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 91,718 | $7,888,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,277,903 | $7,881,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 231,792 | $7,872,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 217,896 | $7,857,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 331,300 | $7,855,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 126,074 | $7,852,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 70,552 | $7,802,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 526,791 | $7,802,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 200,981 | $7,778,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 120,402 | $7,766,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 127,579 | $7,747,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 2,597,517 | $7,741,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 955,989 | $7,734,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 238,614 | $7,724,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 294,546 | $7,724,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 77,000 | $7,681,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 81,477 | $7,674,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 57,700 | $7,665,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 213,225 | $7,649,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 240,633 | $7,638,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 70,030 | $7,627,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 100,400 | $7,586,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 305,100 | $7,582,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 687,100 | $7,579,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 914,417 | $7,562,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 195,700 | $7,560,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 59,771 | $7,542,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 243,290 | $7,540,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 168,000 | $7,540,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 126,000 | $7,535,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 80,312 | $7,535,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 190,115 | $7,532,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 799,296 | $7,506,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 360,837 | $7,505,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 281,190 | $7,494,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 425,188 | $7,479,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 98,809 | $7,471,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 227,296 | $7,467,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 576,934 | $7,448,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 61,874 | $7,443,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 177,247 | $7,441,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 158,712 | $7,430,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 73,700 | $7,424,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 167,717 | $7,405,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 97,539 | $7,394,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 688,310 | $7,379,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 70,228 | $7,374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 194,629 | $7,367,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 77,191 | $7,348,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 525,775 | $7,345,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 164,500 | $7,340,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 106,769 | $7,339,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 370,041 | $7,338,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 227,281 | $7,326,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 153,392 | $7,324,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 356,665 | $7,312,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 343,603 | $7,301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 214,373 | $7,299,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 276,421 | $7,297,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 85,100 | $7,296,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 126,483 | $7,255,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 708,294 | $7,253,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 119,010 | $7,252,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 211,442 | $7,249,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 114,511 | $7,242,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 203,678 | $7,241,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 666,666 | $7,227,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 231,714 | $7,225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 325,188 | $7,220,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 145,922 | $7,216,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 300,799 | $7,192,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 401,302 | $7,191,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 303,525 | $7,178,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 175,100 | $7,142,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 144,916 | $7,141,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 45,081 | $7,140,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 114,063 | $7,135,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 132,700 | $7,123,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 119,760 | $7,117,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 90,200 | $7,104,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 83,176 | $7,102,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 27,200 | $7,087,000 | thousands by filing date | put |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 125,830 | $7,084,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 210,600 | $7,080,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 241,885 | $7,066,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 175,647 | $7,061,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 164,165 | $7,059,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 131,987 | $7,058,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,269,013 | $7,043,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 356,200 | $7,035,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 113,414 | $7,033,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 286,241 | $7,027,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 140,200 | $7,024,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 167,300 | $7,017,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 191,825 | $7,005,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 77,257 | $7,003,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 98,244 | $6,991,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 158,029 | $6,988,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 213,136 | $6,984,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 164,836 | $6,976,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 157,521 | $6,975,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 310,321 | $6,973,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 98,000 | $6,964,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 118,480 | $6,953,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 67,990 | $6,936,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 49,800 | $6,933,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 12,912 | $6,924,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 79,067 | $6,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 107,721 | $6,912,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 141,100 | $6,904,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 385,248 | $6,900,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 454,435 | $6,894,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 69,121 | $6,892,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 128,306 | $6,887,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 551,634 | $6,874,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 137,600 | $6,870,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 462,947 | $6,866,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 133,426 | $6,866,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 184,100 | $6,860,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 196,300 | $6,859,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 121,940 | $6,827,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,210,852 | $6,817,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 75,799 | $6,811,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 205,900 | $6,803,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 366,384 | $6,800,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 203,183 | $6,799,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16,500 | $6,795,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 205,513 | $6,778,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 141,126 | $6,777,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 71,625 | $6,771,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 256,300 | $6,766,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 58,348 | $6,763,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 369,100 | $6,755,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 374,264 | $6,744,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 211,451 | $6,743,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 518,506 | $6,741,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 124,700 | $6,741,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 85,566 | $6,739,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 84,196 | $6,737,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 89,540 | $6,737,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 72,800 | $6,733,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 40,572 | $6,723,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 108,765 | $6,719,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 108,046 | $6,699,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 150,135 | $6,692,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 760,197 | $6,667,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 189,302 | $6,644,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 181,900 | $6,643,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 76,678 | $6,642,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 220,041 | $6,630,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 56,600 | $6,614,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 81,200 | $6,593,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 113,474 | $6,587,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 102,800 | $6,583,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 167,283 | $6,580,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 83,800 | $6,567,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 360,655 | $6,563,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 312,718 | $6,560,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 489,937 | $6,556,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 519,303 | $6,553,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 178,221 | $6,550,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 194,297 | $6,540,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 317,184 | $6,537,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 78,036 | $6,532,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 95,200 | $6,527,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 370,250 | $6,527,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 103,400 | $6,514,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 83,013 | $6,489,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 235,067 | $6,488,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 72,900 | $6,474,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,254,387 | $6,473,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 395,375 | $6,464,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 245,830 | $6,460,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 30,600 | $6,448,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 857,123 | $6,445,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 114,517 | $6,437,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 228,019 | $6,437,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 69,700 | $6,433,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 142,195 | $6,433,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 325,579 | $6,430,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,667,600 | $6,429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 500,907 | $6,417,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 143,573 | $6,414,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 206,483 | $6,403,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 744,550 | $6,396,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 290,500 | $6,376,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 718,572 | $6,359,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 548,717 | $6,338,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 172,403 | $6,332,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 367,100 | $6,318,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 148,639 | $6,317,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 154,100 | $6,313,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 161,400 | $6,312,000 | thousands by filing date | call |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 139,876 | $6,308,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 165,708 | $6,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 470,741 | $6,279,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 254,324 | $6,274,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 362,800 | $6,254,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 276,000 | $6,238,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 296,900 | $6,229,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 103,071 | $6,227,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 41,100 | $6,222,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 54,000 | $6,219,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 160,198 | $6,215,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 433,349 | $6,214,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 267,308 | $6,204,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 582,462 | $6,187,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 282,426 | $6,185,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 373,884 | $6,184,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 70,445 | $6,175,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 86,313 | $6,172,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 424,229 | $6,172,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 203,438 | $6,170,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 90,400 | $6,165,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 177,564 | $6,164,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 121,158 | $6,163,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 102,684 | $6,162,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,063,433 | $6,158,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 98,171 | $6,155,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 54,053 | $6,154,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 307,932 | $6,152,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 317,970 | $6,146,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 135,601 | $6,135,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 493,463 | $6,134,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 694,524 | $6,132,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 184,969 | $6,128,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 96,702 | $6,098,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 451,350 | $6,084,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 846,205 | $6,076,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 64,510 | $6,068,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 163,000 | $6,064,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 104,541 | $6,063,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 106,600 | $6,057,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 232,350 | $6,050,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 350,800 | $6,048,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 467,008 | $6,048,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,215 | $6,042,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 94,621 | $6,032,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 130,451 | $6,001,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 317,142 | $5,991,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 146,491 | $5,989,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 104,209 | $5,986,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 409,246 | $5,983,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 67,639 | $5,950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 91,722 | $5,942,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 544,504 | $5,941,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 181,700 | $5,938,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 64,500 | $5,937,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 163,238 | $5,926,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 180,800 | $5,921,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 174,429 | $5,916,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 54,161 | $5,915,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 224,300 | $5,908,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 49,900 | $5,907,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 75,407 | $5,892,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 156,777 | $5,887,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 147,900 | $5,885,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 183,512 | $5,880,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 71,061 | $5,879,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 217,225 | $5,874,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 260,485 | $5,856,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 80,119 | $5,853,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 198,300 | $5,850,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 67,294 | $5,842,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 236,585 | $5,839,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 283,672 | $5,827,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 150,708 | $5,815,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 413,406 | $5,800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 116,465 | $5,798,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 78,000 | $5,792,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 199,373 | $5,788,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 123,454 | $5,782,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 979,265 | $5,768,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 380,594 | $5,762,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 103,100 | $5,762,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 53,287 | $5,746,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 246,174 | $5,741,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 77,590 | $5,739,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,908,000 | $5,737,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 95,500 | $5,735,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 78,708 | $5,735,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 108,100 | $5,729,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 97,500 | $5,720,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 98,700 | $5,710,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 171,000 | $5,710,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 382,257 | $5,708,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 115,269 | $5,704,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 76,219 | $5,701,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 285,256 | $5,691,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 71,100 | $5,689,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 61,308 | $5,670,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 175,387 | $5,648,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 113,938 | $5,639,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 54,017 | $5,633,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 174,545 | $5,631,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 34,961 | $5,611,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 115,234 | $5,608,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 137,759 | $5,601,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 301,389 | $5,588,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 54,552 | $5,585,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 62,146 | $5,585,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 87,134 | $5,580,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 148,570 | $5,577,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 98,390 | $5,577,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 163,000 | $5,573,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 667,226 | $5,571,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 275,471 | $5,559,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 151,248 | $5,553,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 106,192 | $5,551,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 113,400 | $5,549,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 107,600 | $5,548,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 64,500 | $5,539,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 209,045 | $5,530,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 176,877 | $5,528,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 378,299 | $5,527,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 111,000 | $5,524,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 112,144 | $5,519,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 64,200 | $5,514,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 114,488 | $5,514,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 168,600 | $5,510,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 268,546 | $5,507,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 99,100 | $5,506,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 351,600 | $5,499,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 607,460 | $5,498,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 277,947 | $5,486,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 384,326 | $5,461,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 98,200 | $5,456,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 52,600 | $5,455,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 123,500 | $5,454,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 641,456 | $5,446,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 257,073 | $5,445,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 116,076 | $5,444,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 61,100 | $5,441,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 82,700 | $5,433,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 409,925 | $5,427,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 81,400 | $5,411,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 150,700 | $5,406,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 168,018 | $5,404,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 106,465 | $5,389,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 162,127 | $5,388,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 148,208 | $5,386,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 315,125 | $5,385,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 65,681 | $5,381,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 56,239 | $5,344,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 151,491 | $5,340,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 43,264 | $5,337,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 46,118 | $5,324,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 255,932 | $5,323,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 236,657 | $5,322,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 313,428 | $5,322,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 80,400 | $5,318,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 94,100 | $5,311,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 778,313 | $5,301,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 293,572 | $5,299,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 772,165 | $5,297,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 59,600 | $5,291,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 87,999 | $5,289,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 393,820 | $5,285,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 28,128 | $5,281,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 42,200 | $5,264,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 222,600 | $5,260,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 301,575 | $5,247,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 173,195 | $5,241,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 101,600 | $5,239,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 37,500 | $5,234,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 71,000 | $5,225,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,260,710 | $5,219,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 33,400 | $5,219,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 257,175 | $5,216,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 101,752 | $5,215,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 341,000 | $5,214,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 59,177 | $5,213,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 34,237 | $5,202,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 122,959 | $5,202,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 416,828 | $5,198,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 132,100 | $5,197,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 194,147 | $5,191,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 83,700 | $5,190,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 54,700 | $5,189,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 178,270 | $5,185,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 395,536 | $5,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 28,563 | $5,174,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 44,357 | $5,173,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 351,894 | $5,170,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 67,400 | $5,168,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 467,241 | $5,168,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 145,764 | $5,167,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 188,186 | $5,166,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 93,281 | $5,161,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 82,090 | $5,139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 61,866 | $5,134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 101,974 | $5,130,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 344,998 | $5,130,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 85,500 | $5,126,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 162,700 | $5,125,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 535,608 | $5,110,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 175,200 | $5,107,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 75,424 | $5,102,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 452,631 | $5,097,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 97,000 | $5,096,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 143,500 | $5,087,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 54,506 | $5,083,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 69,496 | $5,079,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 53,825 | $5,075,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 102,066 | $5,066,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 61,186 | $5,062,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 353,810 | $5,060,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 107,996 | $5,057,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 215,179 | $5,057,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 194,785 | $5,047,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 219,106 | $5,035,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 108,812 | $5,025,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 131,386 | $5,024,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 183,481 | $5,020,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 204,041 | $5,019,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 120,500 | $5,009,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 227,019 | $4,992,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 43,300 | $4,985,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 67,483 | $4,979,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 71,096 | $4,978,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 69,300 | $4,975,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 208,400 | $4,972,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 509,031 | $4,968,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 77,900 | $4,965,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 115,030 | $4,964,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 60,320 | $4,963,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 581,440 | $4,960,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 199,918 | $4,958,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 176,000 | $4,946,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 81,400 | $4,943,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 1,260,391 | $4,941,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 81,522 | $4,940,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 44,271 | $4,930,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 107,700 | $4,928,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 84,514 | $4,914,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 2,700,000 | $4,907,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 64,600 | $4,892,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 59,354 | $4,886,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 214,900 | $4,885,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 106,000 | $4,883,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 428,936 | $4,873,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 797,654 | $4,866,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 642,465 | $4,857,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 65,400 | $4,850,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 212,740 | $4,836,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |