13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 58,041 | $16,324,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 531,094 | $16,289,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 268,866 | $16,280,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 508,198 | $16,258,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 589,879 | $16,210,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 462,862 | $16,172,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 613,200 | $16,152,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,891,700 | $16,136,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 600,410 | $16,127,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 612,180 | $16,118,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 240,441 | $16,117,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 427,700 | $16,086,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 326,441 | $16,077,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 496,900 | $16,065,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 418,367 | $16,024,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 998,329 | $16,024,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 607,846 | $15,999,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 394,700 | $15,997,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 167,700 | $15,995,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 303,333 | $15,977,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,171,736 | $15,970,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 125,500 | $15,967,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 252,866 | $15,930,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 213,494 | $15,893,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,319,100 | $15,882,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,780,190 | $15,879,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 92,572 | $15,862,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,196,787 | $15,834,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 242,419 | $15,762,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 328,100 | $15,746,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 359,956 | $15,727,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 221,132 | $15,713,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 219,497 | $15,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 657,818 | $15,643,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 447,206 | $15,625,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 285,198 | $15,623,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 332,182 | $15,599,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 503,200 | $15,549,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,173,400 | $15,524,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 575,893 | $15,504,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 626,950 | $15,473,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,124,220 | $15,458,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 437,972 | $15,452,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 282,034 | $15,410,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 107,500 | $15,398,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 304,704 | $15,388,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 128,562 | $15,384,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 776,564 | $15,384,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 95,581 | $15,359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 498,430 | $15,357,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 348,701 | $15,350,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 817,182 | $15,339,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 142,359 | $15,294,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,155,900 | $15,293,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 353,500 | $15,289,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 152,700 | $15,285,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 1,689,136 | $15,236,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 427,705 | $15,222,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 455,800 | $15,219,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 409,983 | $15,210,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 420,100 | $15,208,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 58,900 | $15,139,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 346,145 | $15,130,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 192,393 | $15,120,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 314,503 | $15,102,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 828,957 | $15,087,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 382,809 | $15,071,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 693,581 | $15,051,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 119,813 | $15,020,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 193,600 | $15,014,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 151,403 | $15,009,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 458,269 | $14,976,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 660,444 | $14,939,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 3,446,897 | $14,925,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 176,271 | $14,890,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 354,700 | $14,876,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200,800 | $14,851,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 101,791 | $14,838,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 341,900 | $14,794,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 199,087 | $14,785,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 158,213 | $14,768,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 308,800 | $14,758,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 175,948 | $14,754,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 138,344 | $14,743,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 779,986 | $14,703,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 275,690 | $14,689,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 331,477 | $14,665,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 233,400 | $14,599,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 70,200 | $14,571,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 105,172 | $14,540,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 138,802 | $14,521,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 257,200 | $14,501,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 265,371 | $14,407,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 609,306 | $14,398,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 442,509 | $14,351,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 244,079 | $14,318,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 315,151 | $14,314,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 181,689 | $14,306,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 99,800 | $14,295,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 182,551 | $14,293,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 143,814 | $14,282,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 259,518 | $14,276,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 813,217 | $14,256,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 801,014 | $14,234,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 546,400 | $14,228,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,152,564 | $14,211,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 564,799 | $14,193,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 728,119 | $14,176,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 420,606 | $14,140,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 958,010 | $14,130,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,135,266 | $14,123,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 320,597 | $14,077,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 955,298 | $13,976,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 573,127 | $13,927,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 356,125 | $13,879,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 761,194 | $13,861,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 188,600 | $13,856,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 535,255 | $13,841,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 528,411 | $13,840,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 864,737 | $13,818,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 248,980 | $13,803,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 344,700 | $13,771,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 337,392 | $13,763,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 872,510 | $13,760,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 218,530 | $13,730,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 97,290 | $13,722,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 33,253 | $13,694,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 170,039 | $13,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 277,400 | $13,692,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 115,220 | $13,656,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 191,444 | $13,635,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 307,436 | $13,628,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,044,583 | $13,611,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 519,865 | $13,589,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 348,800 | $13,561,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 152,327 | $13,553,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 611,107 | $13,518,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,392,476 | $13,507,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 761,288 | $13,498,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 579,649 | $13,477,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 286,389 | $13,438,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 215,000 | $13,395,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 115,549 | $13,385,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 344,100 | $13,379,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 41,134 | $13,360,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 315,774 | $13,341,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 595,443 | $13,278,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 126,900 | $13,277,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 357,346 | $13,264,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,178,291 | $13,233,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 8,632,000 | $13,223,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 139,300 | $13,215,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 501,862 | $13,189,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 185,615 | $13,185,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,249,285 | $13,136,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 543,488 | $13,049,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 650,063 | $13,040,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,817,854 | $13,035,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 252,697 | $13,029,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 46,104 | $13,023,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 498,047 | $12,969,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 396,365 | $12,957,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 202,067 | $12,952,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 972,243 | $12,951,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 586,923 | $12,919,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,615,659 | $12,910,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 509,497 | $12,906,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 805,274 | $12,884,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 751,400 | $12,871,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 197,700 | $12,866,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 233,732 | $12,862,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 647,058 | $12,857,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 369,768 | $12,853,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 159,400 | $12,821,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 227,100 | $12,818,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 261,726 | $12,756,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 650,583 | $12,751,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 609,132 | $12,749,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 195,467 | $12,742,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 133,793 | $12,717,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 299,572 | $12,689,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 287,131 | $12,679,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 159,200 | $12,640,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 268,163 | $12,622,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 481,341 | $12,620,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 535,220 | $12,610,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 358,325 | $12,595,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 951,841 | $12,516,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,518,230 | $12,510,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 120,618 | $12,496,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 256,074 | $12,447,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 364,022 | $12,439,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 251,969 | $12,434,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 194,400 | $12,430,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 164,190 | $12,419,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 68,425 | $12,403,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 779,305 | $12,399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 208,448 | $12,382,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 250,203 | $12,372,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,240,859 | $12,359,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 664,374 | $12,344,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 735,372 | $12,339,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 334,484 | $12,329,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,655,333 | $12,316,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 395,500 | $12,292,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 130,277 | $12,289,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 115,091 | $12,283,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 109,723 | $12,263,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 252,066 | $12,230,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 202,963 | $12,230,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 147,212 | $12,223,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 377,750 | $12,213,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 461,300 | $12,201,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 113,960 | $12,182,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 170,100 | $12,176,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 665,027 | $12,170,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 362,529 | $12,151,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,604,667 | $12,083,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 567,381 | $12,068,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 126,673 | $12,035,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 194,187 | $12,032,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 71,600 | $12,021,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 257,205 | $11,999,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 84,126 | $11,994,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 47,046 | $11,963,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 114,548 | $11,963,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 612,735 | $11,955,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 133,389 | $11,941,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 83,709 | $11,903,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 94,990 | $11,888,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 348,100 | $11,888,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 90,980 | $11,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 342,787 | $11,850,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 630,100 | $11,827,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 205,037 | $11,818,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 78,824 | $11,810,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 307,800 | $11,804,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 515,400 | $11,803,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 130,966 | $11,799,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 168,503 | $11,786,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 132,900 | $11,782,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 204,608 | $11,753,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 289,642 | $11,739,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,253,730 | $11,735,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 325,204 | $11,730,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 148,642 | $11,728,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 306,474 | $11,723,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 627,632 | $11,705,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 418,993 | $11,703,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 299,015 | $11,685,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 505,665 | $11,630,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 460,803 | $11,603,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 312,700 | $11,601,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 272,800 | $11,589,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 287,606 | $11,522,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 139,659 | $11,516,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 230,567 | $11,505,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 244,807 | $11,489,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 260,905 | $11,482,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 382,034 | $11,457,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 137,793 | $11,456,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 168,925 | $11,438,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 247,819 | $11,437,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 194,247 | $11,397,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 211,519 | $11,382,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 182,500 | $11,361,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 238,541 | $11,324,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 565,251 | $11,316,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 615,121 | $11,306,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 101,423 | $11,302,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 690,912 | $11,296,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 265,600 | $11,251,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 76,300 | $11,239,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,594,146 | $11,223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 233,320 | $11,215,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 273,388 | $11,201,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 319,889 | $11,193,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 299,864 | $11,167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 120,783 | $11,166,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 220,122 | $11,165,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 178,812 | $11,140,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 877,596 | $11,093,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 565,721 | $11,088,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 233,186 | $11,086,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 324,877 | $11,075,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 110,800 | $11,052,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 650,622 | $11,047,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 120,000 | $11,036,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 291,759 | $10,984,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 603,098 | $10,982,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 105,678 | $10,976,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 559,286 | $10,968,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 189,239 | $10,946,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 178,959 | $10,929,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 180,700 | $10,905,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 281,239 | $10,890,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,120,000 | $10,886,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 394,007 | $10,883,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 180,043 | $10,875,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 770,655 | $10,874,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 382,331 | $10,847,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 486,420 | $10,847,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 621,700 | $10,818,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 384,800 | $10,786,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 81,792 | $10,780,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 173,258 | $10,778,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 454,479 | $10,776,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 90,960 | $10,750,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 659,183 | $10,745,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 157,841 | $10,736,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 732,500 | $10,716,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 764,531 | $10,703,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 167,625 | $10,693,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 831,130 | $10,680,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 715,700 | $10,657,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 140,637 | $10,653,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 286,900 | $10,650,000 | thousands by filing date | put |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 375,174 | $10,644,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 185,300 | $10,633,000 | thousands by filing date | put |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 595,705 | $10,633,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 413,900 | $10,600,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 199,694 | $10,598,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 811,010 | $10,592,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 5,855,000 | $10,583,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 168,426 | $10,559,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 238,055 | $10,558,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 131,408 | $10,545,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 424,738 | $10,529,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 993,000 | $10,526,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 216,800 | $10,517,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 326,456 | $10,489,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,161,078 | $10,485,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 357,106 | $10,484,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 85,700 | $10,458,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 259,711 | $10,454,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 144,206 | $10,448,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 633,362 | $10,445,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 157,618 | $10,431,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 590,813 | $10,427,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 153,605 | $10,420,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 4,081,079 | $10,407,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 97,362 | $10,400,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 62,100 | $10,398,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 354,396 | $10,391,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 390,389 | $10,380,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 621,248 | $10,375,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 98,096 | $10,326,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 70,590 | $10,306,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 358,438 | $10,301,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,067,832 | $10,294,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 404,100 | $10,280,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 303,100 | $10,263,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 588,983 | $10,213,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 203,441 | $10,196,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 399,219 | $10,164,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 534,644 | $10,153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 205,500 | $10,143,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 175,875 | $10,139,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 23,000 | $10,134,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,646,500 | $10,110,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 113,100 | $10,105,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 133,712 | $10,103,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 165,805 | $10,090,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 251,000 | $10,090,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 350,551 | $10,082,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 252,400 | $10,076,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 385,444 | $10,076,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 400,100 | $10,055,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 377,664 | $10,049,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 200,654 | $10,031,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 74,397 | $10,026,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 358,400 | $10,003,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 735,699 | $9,998,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 209,016 | $9,987,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 683,431 | $9,985,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8,300 | $9,985,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 349,212 | $9,980,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 85,300 | $9,968,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 220,448 | $9,962,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 79,189 | $9,956,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 196,960 | $9,943,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 361,843 | $9,936,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 748,701 | $9,920,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 130,300 | $9,920,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 154,720 | $9,896,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 272,900 | $9,895,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 205,551 | $9,891,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 132,908 | $9,882,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 254,962 | $9,862,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 96,200 | $9,858,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 187,500 | $9,856,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,900 | $9,838,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 355,516 | $9,837,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 272,998 | $9,831,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,578 | $9,822,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 211,870 | $9,805,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 172,196 | $9,781,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 379,066 | $9,761,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 136,254 | $9,755,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 341,000 | $9,753,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 185,800 | $9,740,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 167,300 | $9,739,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 361,713 | $9,737,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 309,525 | $9,642,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 487,949 | $9,637,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 316,850 | $9,632,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 249,316 | $9,626,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 463,560 | $9,620,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 115,677 | $9,618,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 111,076 | $9,597,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 178,300 | $9,587,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 98,958 | $9,569,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 419,900 | $9,549,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 368,923 | $9,548,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 51,474 | $9,518,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 631,502 | $9,517,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 66,412 | $9,498,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 318,775 | $9,464,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 114,467 | $9,454,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 190,681 | $9,437,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 611,858 | $9,422,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 229,095 | $9,414,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 338,834 | $9,413,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 121,963 | $9,391,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 143,191 | $9,386,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 447,687 | $9,375,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 189,450 | $9,368,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 662,771 | $9,351,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 445,100 | $9,338,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 438,900 | $9,335,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 314,602 | $9,322,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 255,300 | $9,318,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 641,001 | $9,308,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 122,440 | $9,304,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 274,826 | $9,292,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 95,900 | $9,284,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 646,946 | $9,245,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 620,700 | $9,242,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 98,188 | $9,241,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 581,741 | $9,237,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 196,400 | $9,223,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 390,200 | $9,220,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 158,617 | $9,217,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 625,187 | $9,209,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 138,223 | $9,201,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 54,800 | $9,200,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 191,477 | $9,198,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 632,111 | $9,191,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 258,378 | $9,190,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 208,770 | $9,171,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 653,958 | $9,169,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100,200 | $9,159,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 54,714 | $9,140,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 169,890 | $9,135,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 164,133 | $9,125,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 713,459 | $9,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 405,000 | $9,100,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 299,908 | $9,093,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 357,063 | $9,048,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 260,785 | $9,038,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 93,567 | $9,015,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 206,013 | $9,013,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 855,226 | $8,988,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 80,600 | $8,982,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 78,005 | $8,980,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 110,700 | $8,963,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 105,639 | $8,963,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 75,652 | $8,959,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 351,950 | $8,954,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 187,371 | $8,939,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 424,558 | $8,920,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 254,384 | $8,903,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 124,136 | $8,900,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 205,200 | $8,889,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 103,003 | $8,842,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 833,112 | $8,823,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 81,983 | $8,814,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,115,000 | $8,813,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 477,804 | $8,792,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 122,900 | $8,779,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 329,101 | $8,761,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 147,064 | $8,760,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,064,553 | $8,751,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 192,059 | $8,714,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 122,979 | $8,682,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 69,108 | $8,677,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 81,346 | $8,676,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 280,123 | $8,636,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 234,006 | $8,634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 570,052 | $8,619,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 286,026 | $8,618,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 128,920 | $8,611,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 265,676 | $8,601,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 79,073 | $8,598,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 94,727 | $8,595,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 615,118 | $8,587,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 156,280 | $8,580,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 109,400 | $8,541,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 114,500 | $8,509,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 154,620 | $8,503,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |