13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 371 | $22,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,500 | $22,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 400 | $21,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 600 | $21,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 100 | $21,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 300 | $21,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 617 | $21,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 300 | $21,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 1,200 | $21,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 1,200 | $21,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 5,000 | $21,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,761 | $21,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 500 | $21,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 600 | $21,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 1,961 | $21,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,986 | $21,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,249 | $21,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 500 | $21,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300 | $21,000 | thousands by filing date | put |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 600 | $21,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,800 | $21,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,400 | $21,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 1,189 | $21,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,742 | $21,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 876 | $21,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,600 | $21,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,420 | $21,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,282 | $21,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 5,333 | $21,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,189 | $21,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 354 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $21,000 | thousands by filing date | principal |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,000 | $21,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 15,307 | $21,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 4,427 | $21,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,100 | $21,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 774 | $21,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,357 | $21,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 2,587 | $21,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 2,400 | $21,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 812 | $21,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 3,219 | $21,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $21,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P168 | LCAP ALT EXC ETN | 594 | $21,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 15,986 | $21,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,500 | $21,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 796 | $21,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H129 | CMN | 2,050 | $21,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 3,476 | $21,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 912 | $21,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,727 | $21,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,133 | $21,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,000 | $21,000 | thousands by filing date | call |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 7,871 | $21,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,073 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 466 | $21,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 838 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 459 | $21,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 1,501 | $21,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 400 | $21,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,000 | $21,000 | thousands by filing date | put |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 5,527 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 587 | $21,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 469 | $20,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 800 | $20,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,341 | $20,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,500 | $20,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 760 | $20,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 500 | $20,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 400 | $20,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,427 | $20,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,100 | $20,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,780 | $20,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 500 | $20,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 700 | $20,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,500 | $20,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 6,014 | $20,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 300 | $20,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,173 | $20,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,300 | $20,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 600 | $20,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 345 | $20,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,286 | $20,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,371 | $20,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 9,400 | $20,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 844 | $20,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,012 | $20,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,300 | $20,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 400 | $20,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 400 | $20,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,100 | $20,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 1,500 | $20,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,315 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 179 | $20,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 400 | $20,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 700 | $20,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 400 | $20,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,300 | $20,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 11,411 | $20,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,082 | $20,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 800 | $20,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 300 | $20,000 | thousands by filing date | put |
| FOREST LABS INC | 345838106 | COM | 200 | $20,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 925 | $20,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 2,295 | $20,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $20,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 435 | $20,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,533 | $20,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $20,000 | thousands by filing date | put |
| RAND CAP CORP | 752185108 | COM | 6,409 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,663 | $20,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,700 | $20,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,000 | $20,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 4,500 | $20,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,201 | $20,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,731 | $20,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,114 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 700 | $20,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 901 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 209 | $20,000 | thousands by filing date | |
| PROSHARES ULTRA RUS 1000 VAL | 74347R529 | COM | 278 | $20,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 2,216 | $20,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,000 | $20,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 2,116 | $20,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 48,588 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 1,584 | $20,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 1,500 | $20,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 6,000 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 749 | $20,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 8,653 | $20,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 20,000 | $20,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H453 | FUND | 510 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 481 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 847 | $20,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,068 | $20,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,000 | $20,000 | thousands by filing date | call |
| TECUMSEH PRODS CO | 878895309 | COM | 4,001 | $20,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 6,000 | $19,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 200 | $19,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 408 | $19,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,900 | $19,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $19,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,700 | $19,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,200 | $19,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,700 | $19,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 800 | $19,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 800 | $19,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 700 | $19,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 439 | $19,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 522 | $19,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 300 | $19,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 800 | $19,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 700 | $19,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,200 | $19,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $19,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 1,300 | $19,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,000 | $19,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,000 | $19,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 828 | $19,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 5,154 | $19,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,094 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $19,000 | thousands by filing date | call |
| CVD EQUIP CORP | 126601103 | COM | 1,604 | $19,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 150 | $19,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 484 | $19,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 794 | $19,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,100 | $19,000 | thousands by filing date | put |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,247 | $19,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,300 | $19,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,072 | $19,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,111 | $19,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 800 | $19,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $19,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,650 | $19,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 6,500 | $19,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,900 | $19,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 5,600 | $19,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 500 | $19,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,525 | $19,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 8,300 | $19,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 4,466 | $19,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 3,100 | $19,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 1,283 | $19,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 2,474 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 700 | $19,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 464 | $19,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 18,575 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 745 | $19,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 5,997 | $19,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 7,584 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1,308 | $19,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 1,102 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $19,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,403 | $19,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 3,481 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A384 | ULSH RUSS2000 VL | 364 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,500 | $18,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200 | $18,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 400 | $18,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 500 | $18,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 400 | $18,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 400 | $18,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,000 | $18,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,200 | $18,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 2,117 | $18,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 611 | $18,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 300 | $18,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 749 | $18,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 686 | $18,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,288 | $18,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,300 | $18,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $18,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 500 | $18,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 200 | $18,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 800 | $18,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,600 | $18,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,285 | $18,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 776 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,000 | $18,000 | thousands by filing date | principal |
| IRIDEX CORP | 462684101 | COM | 2,103 | $18,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 961 | $18,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 958 | $18,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 3,244 | $18,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,078 | $18,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 688 | $18,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,324 | $18,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $18,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 500 | $18,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 500 | $18,000 | thousands by filing date | put |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 600 | $18,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,000 | $18,000 | thousands by filing date | put |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 671 | $18,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 10,000 | $18,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 200 | $18,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,100 | $18,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 2,550 | $18,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,100 | $18,000 | thousands by filing date | put |
| FEI CO | 30241L109 | COM | 200 | $18,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,798 | $18,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,000 | $18,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 700 | $18,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 1,276 | $18,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 8,000 | $18,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 7,912 | $18,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 2,299 | $18,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 13,533 | $18,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 3,025 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 1,715 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,300 | $18,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 3,835 | $18,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 1,183 | $18,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,990 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 515 | $18,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 4,813 | $18,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 600 | $18,000 | thousands by filing date | put |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 6,373 | $18,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 200 | $17,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 786 | $17,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $17,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 600 | $17,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 400 | $17,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 300 | $17,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $17,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 900 | $17,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,400 | $17,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,000 | $17,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $17,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $17,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 400 | $17,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 129 | $17,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,100 | $17,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 615 | $17,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 956 | $17,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 500 | $17,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 700 | $17,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,202 | $17,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,738 | $17,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,060 | $17,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,100 | $17,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 200 | $17,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 1,000 | $17,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 200 | $17,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 2,900 | $17,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 25,500 | $17,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 808 | $17,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 500 | $17,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $17,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $17,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,092 | $17,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,806 | $17,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 18,789 | $17,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,700 | $17,000 | thousands by filing date | call |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,600 | $17,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 800 | $17,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,700 | $17,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,200 | $17,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 1,200 | $17,000 | thousands by filing date | put |
| METALICO INC | 591176102 | COM | 14,100 | $17,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 4,900 | $17,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 806 | $17,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 5,537 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 19,400 | $17,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 16,407 | $17,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,100 | $17,000 | thousands by filing date | call |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 711 | $17,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 566 | $17,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 708 | $17,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 5,408 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 648 | $17,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 2,333 | $17,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 752 | $17,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 3,128 | $17,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 2,000 | $17,000 | thousands by filing date | put |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 407 | $17,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 3,161 | $17,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,000 | $17,000 | thousands by filing date | put |
| WVS FINL CORP | 929358109 | COM | 1,534 | $17,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 1,092 | $17,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,434 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 157 | $17,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 6,000 | $17,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,100 | $17,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 805 | $17,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 391 | $17,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 828 | $17,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,439 | $17,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 550 | $17,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 3,168 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 400 | $16,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 400 | $16,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 200 | $16,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $16,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $16,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 400 | $16,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 1,340 | $16,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 800 | $16,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 5,500 | $16,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,300 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $16,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 100 | $16,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 1,770 | $16,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 300 | $16,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 200 | $16,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 200 | $16,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,700 | $16,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 718 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 500 | $16,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 608 | $16,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,000 | $16,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 500 | $16,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 265 | $16,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,000 | $16,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 811 | $16,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,350 | $16,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,200 | $16,000 | thousands by filing date | call |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 644 | $16,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 874 | $16,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 400 | $16,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,000 | $16,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 700 | $16,000 | thousands by filing date | call |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,000 | $16,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 16,000 | $16,000 | thousands by filing date | call |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,672 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 15,000 | $16,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 5,074 | $16,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 760 | $16,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,200 | $16,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 500 | $16,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,800 | $16,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 300 | $16,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 1,300 | $16,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 641 | $16,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 200 | $16,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 500 | $16,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,500 | $16,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 200 | $16,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 300 | $16,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 3,500 | $16,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,400 | $16,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,400 | $16,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 300 | $16,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 300 | $16,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 300 | $16,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 1,877 | $16,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 600 | $16,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 949 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 9,000 | $16,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 5,685 | $16,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 1,029 | $16,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 16,000 | $16,000 | thousands by filing date | principal |
| LMI AEROSPACE INC | 502079106 | COM | 1,250 | $16,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 7,051 | $16,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 300 | $16,000 | thousands by filing date | put |
| SIMPLICITY BANCORP INC | 828867101 | COM | 924 | $16,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1,949 | $16,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 41,993 | $16,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,021 | $16,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,900 | $16,000 | thousands by filing date | put |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 610 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 600 | $16,000 | thousands by filing date | put |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,343 | $16,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 732 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y512 | S KOREA BEAR3X | 745 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 287 | $16,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 1,359 | $16,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 6,280 | $16,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 30,470 | $16,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 121,131 | $16,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 4,458 | $16,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 3,900 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A624 | PSHS UL1000NEW | 679 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X229 | ULTRSH MSCI PAC | 781 | $16,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 1,400 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 637 | $16,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 7,156 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 455 | $16,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 300 | $15,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 700 | $15,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,000 | $15,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100 | $15,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 400 | $15,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,000 | $15,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 900 | $15,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 300 | $15,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 500 | $15,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 500 | $15,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 4,200 | $15,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $15,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $15,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 300 | $15,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 1,800 | $15,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 326 | $15,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 752 | $15,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,200 | $15,000 | thousands by filing date | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,822 | $15,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,125 | $15,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,843 | $15,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 300 | $15,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,300 | $15,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $15,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 900 | $15,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 3,500 | $15,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 200 | $15,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,918 | $15,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,340 | $15,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $15,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 300 | $15,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 800 | $15,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 800 | $15,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 17,000 | $15,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 4,985 | $15,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,267 | $15,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 600 | $15,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,300 | $15,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,400 | $15,000 | thousands by filing date | put |
| ROCKWOOD HLDGS INC | 774415103 | COM | 200 | $15,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 8,200 | $15,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,139 | $15,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 400 | $15,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 800 | $15,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 8,178 | $15,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 1,000 | $15,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 900 | $15,000 | thousands by filing date | call |
| MELA SCIENCES INC | 55277R100 | COM | 45,400 | $15,000 | thousands by filing date | call |
| COBRA ELECTRONICS CORP | 191042100 | COM | 4,000 | $15,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 9,038 | $15,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,500 | $15,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,917 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,500 | $15,000 | thousands by filing date | put |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 3,100 | $15,000 | thousands by filing date | call |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,041 | $15,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,033 | $15,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 1,076 | $15,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,720 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 409 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 800 | $15,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 974 | $15,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 7,423 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,907 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 950 | $15,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 782 | $15,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 2,276 | $15,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 3,469 | $15,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,242 | $15,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,832 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q759 | CMN | 665 | $15,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 4,724 | $15,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 3,192 | $15,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 14,868 | $15,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,160 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740H666 | LNGC S&P500 14 | 52 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 513 | $15,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 368 | $15,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 300 | $15,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |