13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEREX CORP NEW COM | 880779103 | Stock | 1,100 | $45,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 500 | $45,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 500 | $45,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,000 | $45,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 700 | $45,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,502 | $45,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,300 | $45,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,672 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 739 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,168 | $45,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 16,948 | $45,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 3,800 | $45,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 500 | $45,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 800 | $45,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 23,000 | $45,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 3,000 | $45,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,800 | $45,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,000 | $45,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220108 | COM | 3,800 | $45,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 5,100 | $45,000 | thousands by filing date | put |
| SUFFOLK BANCORP | 864739107 | COM | 1,976 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,460 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 792 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 750 | $45,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,447 | $45,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 2,592 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 1,944 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 1,562 | $45,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,000 | $45,000 | thousands by filing date | call |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 9,602 | $45,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 700 | $44,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 500 | $44,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,100 | $44,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 1,122 | $44,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 500 | $44,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 1,000 | $44,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 1,800 | $44,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 700 | $44,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,814 | $44,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 981 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,620 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 800 | $44,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,827 | $44,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,900 | $44,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,687 | $44,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 49,265 | $44,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,500 | $44,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 2,500 | $44,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 2,000 | $44,000 | thousands by filing date | call |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 700 | $44,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 56,000 | $44,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,000 | $44,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 9,600 | $44,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,507 | $44,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 28,100 | $44,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 19,000 | $44,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 14,396 | $44,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 7,000 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 873 | $44,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 3,444 | $44,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 10,000 | $44,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 700 | $43,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 700 | $43,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,600 | $43,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 1,727 | $43,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 600 | $43,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,600 | $43,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 38,236 | $43,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,633 | $43,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,406 | $43,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 400 | $43,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,202 | $43,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $43,000 | thousands by filing date | put |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,515 | $43,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,076 | $43,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 500 | $43,000 | thousands by filing date | put |
| COURIER CORP | 222660102 | COMMON STOCK | 2,880 | $43,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 5,800 | $43,000 | thousands by filing date | call |
| NORTHEAST UTILS | 664397106 | COM | 900 | $43,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 500 | $43,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,072 | $43,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,300 | $43,000 | thousands by filing date | put |
| OM GROUP INC | 670872100 | COM | 1,328 | $43,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 9,823 | $43,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 500 | $43,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,981 | $43,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 18,033 | $43,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 16,532 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 2,114 | $43,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,670 | $43,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 3,246 | $43,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 2,000 | $43,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052206 | COM | 5,911 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,470 | $43,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,000 | $42,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 400 | $42,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,700 | $42,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,742 | $42,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,400 | $42,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $42,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 900 | $42,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,598 | $42,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 900 | $42,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,000 | $42,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 2,416 | $42,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 400 | $42,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,000 | $42,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,682 | $42,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,469 | $42,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,370 | $42,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 99 | $42,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,141 | $42,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,000 | $42,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,800 | $42,000 | thousands by filing date | call |
| DICE HOLDINGS INC | 253017107 | COM | 5,531 | $42,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,000 | $42,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,300 | $42,000 | thousands by filing date | call |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,300 | $42,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,867 | $42,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 4,328 | $42,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 48,480 | $42,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,523 | $42,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 1,211 | $42,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 5,132 | $42,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,383 | $42,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,751 | $42,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,100 | $41,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 600 | $41,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 700 | $41,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,100 | $41,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 1,300 | $41,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,100 | $41,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,500 | $41,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 932 | $41,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $41,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,125 | $41,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,000 | $41,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,340 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,859 | $41,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,400 | $41,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,300 | $41,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 517 | $41,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 729 | $41,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 1,200 | $41,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 5,200 | $41,000 | thousands by filing date | call |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,843 | $41,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 5,312 | $41,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 5,300 | $41,000 | thousands by filing date | call |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 1,303 | $41,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,421 | $41,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,687 | $41,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,903 | $41,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,700 | $40,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,812 | $40,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,800 | $40,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 500 | $40,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,000 | $40,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 3,300 | $40,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 800 | $40,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,105 | $40,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 515 | $40,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,200 | $40,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 727 | $40,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 300 | $40,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 2,834 | $40,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,253 | $40,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,900 | $40,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,300 | $40,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 700 | $40,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 3,000 | $40,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 300 | $40,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 300 | $40,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,002 | $40,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,925 | $40,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,566 | $40,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 267 | $40,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $40,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 13,062 | $40,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 2,598 | $40,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 800 | $40,000 | thousands by filing date | put |
| CAREFUSION CORP | 14170T101 | COM | 900 | $40,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,100 | $40,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,000 | $40,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 400 | $40,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 4,700 | $40,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 6,000 | $40,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,800 | $40,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,500 | $40,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 2,286 | $40,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 5,623 | $40,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,316 | $40,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 800 | $40,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,300 | $40,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B102 | COM | 10,000 | $40,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 19,088 | $40,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 5,801 | $40,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,553 | $40,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 5,000 | $40,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 3,200 | $40,000 | thousands by filing date | call |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 3,800 | $40,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 8,100 | $40,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 8,000 | $40,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,938 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 1,363 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,382 | $40,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 1,599 | $40,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,774 | $40,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $39,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,400 | $39,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 600 | $39,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $39,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 500 | $39,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 700 | $39,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 900 | $39,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 825 | $39,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,500 | $39,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,500 | $39,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 800 | $39,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,400 | $39,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,422 | $39,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 500 | $39,000 | thousands by filing date | put |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,200 | $39,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,500 | $39,000 | thousands by filing date | put |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,236 | $39,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,600 | $39,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,900 | $39,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 300 | $39,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 15,011 | $39,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,300 | $39,000 | thousands by filing date | put |
| STEINER LEISURE LTD | P8744Y102 | ORD | 910 | $39,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,200 | $39,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 2,576 | $39,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 300 | $39,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 3,395 | $39,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 1,795 | $39,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 1,563 | $39,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 300 | $38,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 400 | $38,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,000 | $38,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $38,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 900 | $38,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,425 | $38,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,500 | $38,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 300 | $38,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 2,700 | $38,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $38,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,517 | $38,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,100 | $38,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 1,500 | $38,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 900 | $38,000 | thousands by filing date | call |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 3,641 | $38,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,649 | $38,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 7,567 | $38,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,000 | $38,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 2,270 | $38,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,400 | $38,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 500 | $38,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 610 | $38,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 1,600 | $38,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 4,115 | $38,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,000 | $38,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $38,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 3,200 | $38,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 11,581 | $38,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,888 | $38,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 6,131 | $38,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 2,327 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,500 | $38,000 | thousands by filing date | call |
| BOX SHIPS INC | Y09675102 | CMN | 25,228 | $38,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 4,154 | $38,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 918 | $38,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 2,149 | $38,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,800 | $38,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,600 | $37,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $37,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $37,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 1,868 | $37,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,600 | $37,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 500 | $37,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 500 | $37,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 713 | $37,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,186 | $37,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 7,500 | $37,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 12,678 | $37,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,000 | $37,000 | thousands by filing date | call |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 876 | $37,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 800 | $37,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,700 | $37,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,000 | $37,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 2,300 | $37,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,000 | $37,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 14,000 | $37,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,200 | $37,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 9,200 | $37,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,400 | $37,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $37,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,000 | $37,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,000 | $37,000 | thousands by filing date | put |
| OCONEE FED FINL CORP | 675607105 | COM | 2,056 | $37,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 2,414 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 937 | $37,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 1,329 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,331 | $37,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 6,073 | $37,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 700 | $37,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,465 | $37,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,300 | $37,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $36,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 500 | $36,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,000 | $36,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,300 | $36,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 900 | $36,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,000 | $36,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $36,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,300 | $36,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 900 | $36,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 939 | $36,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $36,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 800 | $36,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,200 | $36,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,781 | $36,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,535 | $36,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,300 | $36,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 800 | $36,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,398 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,066 | $36,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,400 | $36,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 4,800 | $36,000 | thousands by filing date | call |
| ENCORE ENERGY CORP F | 97717W174 | COM | 1,541 | $36,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 4,600 | $36,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 1,610 | $36,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 3,600 | $36,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,239 | $36,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,700 | $36,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 2,977 | $36,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 9,300 | $36,000 | thousands by filing date | put |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 2,100 | $36,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 8,707 | $36,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 957 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 716 | $36,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 3,195 | $36,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,762 | $36,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 930 | $36,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,350 | $36,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 823 | $36,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 2,350 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 964 | $36,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 700 | $35,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 1,500 | $35,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,299 | $35,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,124 | $35,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,000 | $35,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 1,500 | $35,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 800 | $35,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,200 | $35,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,219 | $35,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,101 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,200 | $35,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,897 | $35,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 700 | $35,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,100 | $35,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,200 | $35,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,900 | $35,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,327 | $35,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,500 | $35,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 4,196 | $35,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,397 | $35,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,000 | $35,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,400 | $35,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 11,295 | $35,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,649 | $35,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,600 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,600 | $35,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,926 | $35,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 38,217 | $35,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 38,100 | $35,000 | thousands by filing date | put |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 1,881 | $35,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,194 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,100 | $35,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 726 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 790 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 919 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 975 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 758 | $35,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,892 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 1,310 | $35,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $34,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 700 | $34,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 8,300 | $34,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $34,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 1,300 | $34,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 300 | $34,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 4,188 | $34,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,211 | $34,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 15,490 | $34,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 5,300 | $34,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 2,400 | $34,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,800 | $34,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 28,187 | $34,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 7,077 | $34,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,800 | $34,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 1,853 | $34,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23,100 | $34,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 7,360 | $34,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,353 | $34,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 1,249 | $34,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 3,200 | $34,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,449 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 1,672 | $34,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,690 | $34,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 852 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 792 | $34,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 917 | $34,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $33,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 500 | $33,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,700 | $33,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 400 | $33,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,500 | $33,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 994 | $33,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 606 | $33,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,300 | $33,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,900 | $33,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 1,956 | $33,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,855 | $33,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,000 | $33,000 | thousands by filing date | call |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,876 | $33,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 989 | $33,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 800 | $33,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,300 | $33,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 800 | $33,000 | thousands by filing date | call |
| INTERGROUP CORP | 458685104 | COM | 1,725 | $33,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 200 | $33,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 617 | $33,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 496 | $33,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,188 | $33,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,000 | $33,000 | thousands by filing date | put |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,225 | $33,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,767 | $33,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,667 | $33,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,500 | $33,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 13,100 | $33,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,373 | $33,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,591 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 1,707 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 656 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 659 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,034 | $33,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 2,496 | $33,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 1,472 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P873 | COM | 1,648 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 651 | $33,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 308 | $33,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,220 | $33,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,500 | $33,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 3,100 | $33,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 700 | $32,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,600 | $32,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 1,200 | $32,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 400 | $32,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,000 | $32,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,675 | $32,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,980 | $32,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 700 | $32,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 1,000 | $32,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,256 | $32,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,300 | $32,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 500 | $32,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,878 | $32,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 300 | $32,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,340 | $32,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,500 | $32,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,300 | $32,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,950 | $32,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,300 | $32,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 700 | $32,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 500 | $32,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 1,392 | $32,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 18,354 | $32,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 500 | $32,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 1,789 | $32,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 11,067 | $32,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 5,000 | $32,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 4,000 | $32,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,949 | $32,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,217 | $32,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,400 | $32,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,877 | $32,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 12,808 | $32,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,400 | $32,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 8,733 | $32,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 1,954 | $32,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 460 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 863 | $32,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,009 | $32,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 645 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 1,341 | $32,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,878 | $32,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 700 | $31,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,300 | $31,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |