13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,800 | $31,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 800 | $31,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 800 | $31,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 450 | $31,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,500 | $31,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $31,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 929 | $31,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,400 | $31,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 914 | $31,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 400 | $31,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 1,054 | $31,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 700 | $31,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 346 | $31,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 500 | $31,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 2,274 | $31,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,376 | $31,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 900 | $31,000 | thousands by filing date | call |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 670 | $31,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,350 | $31,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 2,531 | $31,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,600 | $31,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,100 | $31,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,615 | $31,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,400 | $31,000 | thousands by filing date | call |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,170 | $31,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,598 | $31,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,893 | $31,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,600 | $31,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 1,000 | $31,000 | thousands by filing date | call |
| USA MOBILITY INC | 90341G103 | COM | 2,052 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 836 | $31,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 5,794 | $31,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 4,000 | $31,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 8,698 | $31,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 7,366 | $31,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 463 | $31,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,700 | $31,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 1,846 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 1,151 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,400 | $31,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 1,627 | $31,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 7,000 | $31,000 | thousands by filing date | call |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 2,442 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 458 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,108 | $31,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 2,795 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,221 | $31,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 600 | $30,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 400 | $30,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 500 | $30,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 400 | $30,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,300 | $30,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,200 | $30,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 500 | $30,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,157 | $30,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,112 | $30,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 700 | $30,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,389 | $30,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,025 | $30,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 28,000 | $30,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 1,100 | $30,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,052 | $30,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 900 | $30,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 304 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 889 | $30,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,200 | $30,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 813 | $30,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,354 | $30,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 1,305 | $30,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 400 | $30,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,000 | $30,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 2,660 | $30,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,411 | $30,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 3,284 | $30,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,100 | $30,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 15,900 | $30,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 1,120 | $30,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,619 | $30,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,375 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 2,073 | $30,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 1,505 | $30,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 780 | $30,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,428 | $30,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 1,422 | $30,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,008 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 659 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 470 | $30,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $30,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 90 | $30,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 15,635 | $30,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,983 | $29,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 300 | $29,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 430 | $29,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 500 | $29,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 900 | $29,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,000 | $29,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 500 | $29,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,900 | $29,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 1,400 | $29,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 200 | $29,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 2,200 | $29,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 800 | $29,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,208 | $29,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,000 | $29,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 606 | $29,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,575 | $29,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,500 | $29,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,519 | $29,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 800 | $29,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 400 | $29,000 | thousands by filing date | put |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 3,478 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,000 | $29,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,138 | $29,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,554 | $29,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,715 | $29,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 600 | $29,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,300 | $29,000 | thousands by filing date | call |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 2,300 | $29,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 2,500 | $29,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 508 | $29,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 7,200 | $29,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 800 | $29,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 8,383 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 5,000 | $29,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,061 | $29,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 900 | $29,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,100 | $29,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 643 | $29,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 2,300 | $29,000 | thousands by filing date | call |
| TRC COS INC | 872625108 | COM | 4,586 | $29,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,577 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,300 | $29,000 | thousands by filing date | put |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,000 | $29,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 6,400 | $29,000 | thousands by filing date | call |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 17,709 | $29,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,055 | $29,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 6,926 | $29,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 5,150 | $29,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 48,138 | $29,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 1,813 | $29,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 7,573 | $29,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,109 | $29,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 1,000 | $29,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 387 | $29,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 923 | $29,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,500 | $29,000 | thousands by filing date | call |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,700 | $29,000 | thousands by filing date | put |
| PROSHARES TR | 74348A293 | ULTSHT RUSS GWTH | 772 | $29,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,300 | $28,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 300 | $28,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 400 | $28,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 500 | $28,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 800 | $28,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 500 | $28,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 800 | $28,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 600 | $28,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 200 | $28,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 3,000 | $28,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 600 | $28,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,000 | $28,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 800 | $28,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,741 | $28,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,075 | $28,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,100 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $28,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 900 | $28,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,007 | $28,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 400 | $28,000 | thousands by filing date | call |
| TEXAS INDUSTRIES INC | 882491103 | COM | 300 | $28,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,800 | $28,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 500 | $28,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,617 | $28,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,500 | $28,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 10,120 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,146 | $28,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,800 | $28,000 | thousands by filing date | put |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,599 | $28,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A830 | CMN | 700 | $28,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 4,744 | $28,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 1,156 | $28,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 300 | $27,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,360 | $27,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,128 | $27,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 800 | $27,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,900 | $27,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $27,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,236 | $27,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 800 | $27,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,148 | $27,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,533 | $27,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,600 | $27,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 3,871 | $27,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 2,272 | $27,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 500 | $27,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 300 | $27,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,000 | $27,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 488 | $27,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 455 | $27,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 700 | $27,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,800 | $27,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,978 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 18,389 | $27,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,255 | $27,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 900 | $27,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,000 | $27,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,600 | $27,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 20,223 | $27,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,300 | $27,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 850 | $27,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 4,411 | $27,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 1,000 | $27,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 7,100 | $27,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,300 | $27,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,626 | $27,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 8,924 | $27,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 3,265 | $27,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,360 | $27,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,794 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 1,080 | $27,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 2,543 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,340 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,623 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 1,998 | $27,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 2,600 | $27,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,300 | $27,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,800 | $26,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 300 | $26,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 200 | $26,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 901 | $26,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 400 | $26,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,086 | $26,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 500 | $26,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,800 | $26,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,900 | $26,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 500 | $26,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 900 | $26,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,515 | $26,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,080 | $26,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 586 | $26,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 300 | $26,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 188 | $26,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 700 | $26,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 8,937 | $26,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 896 | $26,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,184 | $26,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 500 | $26,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 2,800 | $26,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $26,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 1,779 | $26,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,570 | $26,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,138 | $26,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,935 | $26,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 800 | $26,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 1,900 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,500 | $26,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 4,125 | $26,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,900 | $26,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 42,421 | $26,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 8,252 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 208 | $26,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 18,276 | $26,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 664 | $26,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,229 | $26,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 1,847 | $26,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,888 | $26,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 861 | $26,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,229 | $26,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6,800 | $26,000 | thousands by filing date | call |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,377 | $26,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 889 | $26,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 5,940 | $26,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 905 | $26,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,900 | $26,000 | thousands by filing date | call |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 2,475 | $26,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 9,330 | $26,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 500 | $25,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 1,300 | $25,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $25,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,500 | $25,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $25,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 900 | $25,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 500 | $25,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 1,000 | $25,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,100 | $25,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 300 | $25,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 700 | $25,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 400 | $25,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $25,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,888 | $25,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,100 | $25,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,250 | $25,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,533 | $25,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,497 | $25,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,203 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,000 | $25,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,275 | $25,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 2,172 | $25,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 45,701 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,000 | $25,000 | thousands by filing date | put |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,240 | $25,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 200 | $25,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 900 | $25,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 2,598 | $25,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $25,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 800 | $25,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 400 | $25,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 13,224 | $25,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 1,600 | $25,000 | thousands by filing date | put |
| BBCN BANCORP INC | 073295107 | COM | 1,553 | $25,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,600 | $25,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,500 | $25,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,900 | $25,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 11,002 | $25,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,400 | $25,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 300 | $25,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 994 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,182 | $25,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 5,692 | $25,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 2,039 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1,122 | $25,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 20,214 | $25,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $25,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 5,820 | $25,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,000 | $25,000 | thousands by filing date | put |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 1,268 | $25,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 400 | $24,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,810 | $24,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 600 | $24,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 2,300 | $24,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 400 | $24,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 400 | $24,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 200 | $24,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 500 | $24,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $24,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $24,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $24,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 17,758 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 293 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $24,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,000 | $24,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,104 | $24,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $24,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,716 | $24,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,709 | $24,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,362 | $24,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,900 | $24,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 300 | $24,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,393 | $24,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,450 | $24,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 200 | $24,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 2,015 | $24,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,700 | $24,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | put |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 900 | $24,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 500 | $24,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 3,538 | $24,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 700 | $24,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $24,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 4,000 | $24,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,716 | $24,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 870 | $24,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,800 | $24,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,404 | $24,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,700 | $24,000 | thousands by filing date | put |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,439 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,500 | $24,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 1,690 | $24,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,520 | $24,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 464 | $24,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 7,666 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 541 | $24,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 1,462 | $24,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 6,000 | $24,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,910 | $24,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,451 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 860 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 2,059 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 453 | $24,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 2,257 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F209 | DLY GLD BEAR3X | 639 | $24,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 400 | $23,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 500 | $23,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,500 | $23,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 800 | $23,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,300 | $23,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 500 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 204 | $23,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 800 | $23,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $23,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 500 | $23,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 979 | $23,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,100 | $23,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 500 | $23,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $23,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 300 | $23,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 900 | $23,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 300 | $23,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,000 | $23,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 4,981 | $23,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $23,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,367 | $23,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 800 | $23,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,280 | $23,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,500 | $23,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,400 | $23,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 400 | $23,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 800 | $23,000 | thousands by filing date | call |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 958 | $23,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,000 | $23,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $23,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $23,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,900 | $23,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 500 | $23,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 37,839 | $23,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,936 | $23,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 475 | $23,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 9,849 | $23,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,500 | $23,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 4,999 | $23,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 10,000 | $23,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 13,000 | $23,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 2,552 | $23,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 300 | $23,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,226 | $23,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 2,209 | $23,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,978 | $23,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 673 | $23,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,410 | $23,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 931 | $23,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,255 | $23,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 3,660 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1,204 | $23,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $22,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $22,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 300 | $22,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 1,400 | $22,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 500 | $22,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $22,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 500 | $22,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 351 | $22,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,077 | $22,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,150 | $22,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 694 | $22,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 300 | $22,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,377 | $22,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,257 | $22,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,602 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 200 | $22,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,599 | $22,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $22,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 495 | $22,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,800 | $22,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 2,000 | $22,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,627 | $22,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,200 | $22,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,563 | $22,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,170 | $22,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,093 | $22,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,716 | $22,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 300 | $22,000 | thousands by filing date | call |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 300 | $22,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 600 | $22,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 2,100 | $22,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,400 | $22,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,000 | $22,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 700 | $22,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 857 | $22,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 600 | $22,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 1,800 | $22,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 7,000 | $22,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 4,726 | $22,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,594 | $22,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 8,000 | $22,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 12,286 | $22,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 10,805 | $22,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 2,355 | $22,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,000 | $22,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 5,004 | $22,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,818 | $22,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 300 | $22,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 700 | $22,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 825 | $22,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,000 | $22,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 2,898 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 978 | $22,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 1,105 | $22,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 814 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 431 | $22,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 5,299 | $22,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 692 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |