13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 300 | $9,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 300 | $9,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 900 | $9,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 980 | $9,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,400 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,272 | $9,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 648 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,130 | $9,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $9,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,000 | $9,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 700 | $9,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 1,899 | $9,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 160 | $9,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 626 | $9,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 700 | $9,000 | thousands by filing date | call |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 100 | $9,000 | thousands by filing date | put |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 100 | $9,000 | thousands by filing date | call |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,000 | $9,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 500 | $9,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 6,400 | $9,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 100 | $9,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 300 | $9,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 781 | $9,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $9,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 500 | $9,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 500 | $9,000 | thousands by filing date | put |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,033 | $9,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 900 | $9,000 | thousands by filing date | put |
| HARVEST CAP CR CORP | 41753F109 | COM | 597 | $9,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 100 | $9,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 500 | $9,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 3,936 | $9,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 200 | $9,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,800 | $9,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 300 | $9,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 663 | $9,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 2,730 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 200 | $9,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 1,600 | $9,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 2,500 | $9,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 6,700 | $9,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 700 | $9,000 | thousands by filing date | put |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 7,100 | $9,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 952 | $9,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,324 | $9,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 12,325 | $9,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 1,570 | $9,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 500 | $9,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 300 | $9,000 | thousands by filing date | put |
| RCS CAP CORP | 74937W102 | COM CL A | 406 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 1,308 | $9,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 5,405 | $9,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 542 | $9,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 3,772 | $9,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,059 | $9,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,400 | $9,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 1,280 | $9,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 3,200 | $9,000 | thousands by filing date | call |
| BOWL AMER INC BWL | 102565108 | COMMON | 555 | $9,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,224 | $9,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 1,938 | $9,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 473 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,300 | $9,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 430 | $9,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 20,768 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 643 | $9,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 909 | $9,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 9,368 | $9,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 495 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,321 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,822 | $9,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,184 | $9,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 2,000 | $9,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,651 | $9,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 2,483 | $9,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 24,567 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,184 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 100 | $8,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $8,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,803 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $8,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 362 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $8,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 200 | $8,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $8,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 200 | $8,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 300 | $8,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 300 | $8,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 100 | $8,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 300 | $8,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 700 | $8,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 200 | $8,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 252 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $8,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 100 | $8,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 200 | $8,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $8,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $8,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $8,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 600 | $8,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,852 | $8,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 700 | $8,000 | thousands by filing date | call |
| MAYS J W INC | 578473100 | COM | 158 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 400 | $8,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152307 | CL B | 475 | $8,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $8,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 340 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $8,000 | thousands by filing date | call |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 12,000 | $8,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 500 | $8,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 71 | $8,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 23,100 | $8,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 593 | $8,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $8,000 | thousands by filing date | call |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,941 | $8,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 10,000 | $8,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 301 | $8,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,000 | $8,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 200 | $8,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100 | $8,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 200 | $8,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 6,035 | $8,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 9,031 | $8,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 989 | $8,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 900 | $8,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 4,200 | $8,000 | thousands by filing date | call |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 300 | $8,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 400 | $8,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 2,500 | $8,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,200 | $8,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 400 | $8,000 | thousands by filing date | call |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 4,000 | $8,000 | thousands by filing date | principal |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 421 | $8,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 700 | $8,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 300 | $8,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 400 | $8,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 98 | $8,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 1,107 | $8,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 600 | $8,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 800 | $8,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,000 | $8,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 5,300 | $8,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,500 | $8,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 4,538 | $8,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,435 | $8,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,406 | $8,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,094 | $8,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 19,071 | $8,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 3,000 | $8,000 | thousands by filing date | call |
| PDI INC | 69329V100 | COM | 1,931 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,467 | $8,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 362 | $8,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000 | $8,000 | thousands by filing date | principal |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 500 | $8,000 | thousands by filing date | call |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 385 | $8,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 800 | $8,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 500 | $8,000 | thousands by filing date | put |
| BAXANO SURGICAL | 071773105 | COM | 13,750 | $8,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,983 | $8,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 2,008 | $8,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 525 | $8,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,966 | $8,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 1,364 | $8,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 958 | $8,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 1,824 | $8,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 6,487 | $8,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 5,556 | $8,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 3,128 | $8,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 548 | $8,000 | thousands by filing date | |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 2,887 | $8,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 3,000 | $8,000 | thousands by filing date | principal |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,797 | $8,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 940 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 345 | $8,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 1,456 | $8,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 700 | $8,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 1,985 | $8,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $8,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 300 | $8,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 300 | $8,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 891 | $8,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,191 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 200 | $8,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 333 | $8,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 11,469 | $8,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,121 | $8,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $7,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 100 | $7,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $7,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 200 | $7,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 500 | $7,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $7,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 500 | $7,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 100 | $7,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 300 | $7,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 200 | $7,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 800 | $7,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 600 | $7,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 100 | $7,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 211 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,000 | $7,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $7,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 182 | $7,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100 | $7,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 1,900 | $7,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $7,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 800 | $7,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 600 | $7,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 300 | $7,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 800 | $7,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 4,700 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 262 | $7,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $7,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $7,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $7,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 400 | $7,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 500 | $7,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 200 | $7,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 200 | $7,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $7,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 100 | $7,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 300 | $7,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 200 | $7,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 200 | $7,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,050 | $7,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 452 | $7,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,538 | $7,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 688 | $7,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 900 | $7,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 319 | $7,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 304 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 300 | $7,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 800 | $7,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 500 | $7,000 | thousands by filing date | put |
| AMERISERV FINL INC | 03074A102 | COM | 2,073 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $7,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 300 | $7,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 210 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 100 | $7,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 200 | $7,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 200 | $7,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 200 | $7,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 400 | $7,000 | thousands by filing date | put |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,500 | $7,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,051 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 725 | $7,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 1,600 | $7,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 200 | $7,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 200 | $7,000 | thousands by filing date | put |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 200 | $7,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,400 | $7,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 300 | $7,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 300 | $7,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 200 | $7,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 4,000 | $7,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,000 | $7,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 6,000 | $7,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 266 | $7,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 660 | $7,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 500 | $7,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 1,800 | $7,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $7,000 | thousands by filing date | put |
| SPAN AMER MED SYS INC | 846396109 | COM | 320 | $7,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,000 | $7,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 1,551 | $7,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 1,400 | $7,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 3,700 | $7,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 900 | $7,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 2,000 | $7,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 247 | $7,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $7,000 | thousands by filing date | principal |
| ANCHOR | 032838104 | COMMON STOCK | 363 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 14,192 | $7,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 15,149 | $7,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 500 | $7,000 | thousands by filing date | put |
| UROPLASTY INC | 917277204 | COM NEW | 2,593 | $7,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 7,054 | $7,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,000 | $7,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 5,100 | $7,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 500 | $7,000 | thousands by filing date | call |
| NAVISTAR INTL CORP | 638901306 | PFD | 626 | $7,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,123 | $7,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 4,000 | $7,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 2,293 | $7,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 21,618 | $7,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,534 | $7,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 500 | $7,000 | thousands by filing date | call |
| VOLTARI CORP NEW | 92870X309 | COM | 3,392 | $7,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 965 | $7,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $7,000 | thousands by filing date | principal |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 3,971 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 2,000 | $7,000 | thousands by filing date | principal |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 200 | $7,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 926 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 1,317 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 179 | $7,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 602 | $7,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 1,815 | $7,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 518 | $7,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 2,516 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $7,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 700 | $7,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 2,000 | $7,000 | thousands by filing date | principal |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 2,909 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 11,200 | $7,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 289 | $7,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 6,075 | $7,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 5,189 | $7,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 532 | $7,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 2,326 | $7,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 44,775 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 200 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 200 | $6,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $6,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $6,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 700 | $6,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $6,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 351 | $6,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100 | $6,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $6,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 200 | $6,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 333 | $6,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $6,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 300 | $6,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $6,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 100 | $6,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 326 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 100 | $6,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,500 | $6,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 400 | $6,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 4,193 | $6,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 627 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $6,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 100 | $6,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 400 | $6,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 300 | $6,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 500 | $6,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 84 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 100 | $6,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 300 | $6,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 200 | $6,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 500 | $6,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 324 | $6,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 424 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 531 | $6,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 719 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 356 | $6,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,888 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $6,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $6,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 100 | $6,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 300 | $6,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 300 | $6,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 400 | $6,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $6,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 300 | $6,000 | thousands by filing date | put |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $6,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 244 | $6,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 700 | $6,000 | thousands by filing date | put |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 426 | $6,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 347 | $6,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 2,004 | $6,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 100 | $6,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,600 | $6,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 6,531 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 300 | $6,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 802 | $6,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 400 | $6,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 500 | $6,000 | thousands by filing date | call |
| Northeast Community Bancorp Inc | 664112109 | COM | 900 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,900 | $6,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,900 | $6,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 200 | $6,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 200 | $6,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $6,000 | thousands by filing date | call |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 500 | $6,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 5,801 | $6,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,308 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,700 | $6,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 600 | $6,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 200 | $6,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 900 | $6,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 200,000 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 400 | $6,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 800 | $6,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 200 | $6,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 300 | $6,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 400 | $6,000 | thousands by filing date | call |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 200 | $6,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,500 | $6,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 932 | $6,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,300 | $6,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 1,500 | $6,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 300 | $6,000 | thousands by filing date | put |
| IGI LABORATORIES INC | 449575109 | COM | 1,170 | $6,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 279 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 105 | $6,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,777 | $6,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 4,300 | $6,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| BALTIC TRADING LTD | Y0553W103 | COM | 1,036 | $6,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 2,000 | $6,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 600 | $6,000 | thousands by filing date | put |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 4,208 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 4,300 | $6,000 | thousands by filing date | call |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,853 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,100 | $6,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,015 | $6,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,300 | $6,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 632 | $6,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 401 | $6,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 4,000 | $6,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 209 | $6,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 700 | $6,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 288 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 300 | $6,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 1,490 | $6,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 299 | $6,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 400 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641661 | S&P500 GLD ETN | 95 | $6,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3,237 | $6,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 2,210 | $6,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 1,956 | $6,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 982 | $6,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 779 | $6,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 908 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q775 | CMN | 300 | $6,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 1,750 | $6,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,800 | $6,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 334 | $6,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 1,500 | $6,000 | thousands by filing date | put |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 3,268 | $6,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 4,500 | $6,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 3,377 | $6,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 597 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 100 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 283 | $6,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,239 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,300 | $6,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 808 | $6,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 727 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 335 | $6,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 200 | $6,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 625 | $6,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 2,653 | $6,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 952 | $6,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 200 | $6,000 | thousands by filing date | call |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 192 | $6,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,041 | $6,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 2,419 | $6,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 3,267 | $6,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 600 | $6,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 1,039 | $6,000 | thousands by filing date | |
| CBD ENERGY LTD | Q2145B158 | Cmn | 1,700 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 400 | $5,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 100 | $5,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 100 | $5,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 100 | $5,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 300 | $5,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 200 | $5,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $5,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200 | $5,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 100 | $5,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 400 | $5,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 200 | $5,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 100 | $5,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 100 | $5,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,618 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 200 | $5,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 364 | $5,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 408 | $5,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $5,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 300 | $5,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 138 | $5,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 200 | $5,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 200 | $5,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 175 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 100 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |