13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAVENIR SYS INC | 577675101 | COM | 990 | $15,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,571 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 146 | $15,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 4,000 | $15,000 | thousands by filing date | call |
| SQUARE 1 FINL INC | 85223W101 | CL A | 776 | $15,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 2,561 | $15,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,994 | $14,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 300 | $14,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $14,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 300 | $14,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $14,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,300 | $14,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 300 | $14,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $14,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 900 | $14,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,865 | $14,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,300 | $14,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 1,200 | $14,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $14,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 800 | $14,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 200 | $14,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 1,200 | $14,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 500 | $14,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $14,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,300 | $14,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 400 | $14,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,800 | $14,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,696 | $14,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $14,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 190 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,500 | $14,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,324 | $14,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,500 | $14,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 500 | $14,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 500 | $14,000 | thousands by filing date | call |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,878 | $14,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,300 | $14,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 500 | $14,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,500 | $14,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 400 | $14,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 420 | $14,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,069 | $14,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 3,600 | $14,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 478 | $14,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 7,218 | $14,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 1,000 | $14,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 265 | $14,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,426 | $14,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,038 | $14,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 953 | $14,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 4,800 | $14,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 300 | $14,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 6,086 | $14,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 2,587 | $14,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,837 | $14,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 7,900 | $14,000 | thousands by filing date | call |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 900 | $14,000 | thousands by filing date | put |
| BROWN SHOE COMPANY INC | 115736100 | COM | 500 | $14,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 1,375 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,496 | $14,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 710 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,350 | $14,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 987 | $14,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,000 | $14,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,600 | $14,000 | thousands by filing date | call |
| RELM WIRELESS CORP | 759525108 | COM | 3,446 | $14,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 840 | $14,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,300 | $14,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $14,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 9,252 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 300 | $14,000 | thousands by filing date | put |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 1,183 | $14,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 21,000 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 800 | $14,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 700 | $14,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 676 | $14,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 2,000 | $14,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 6,292 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 875 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1,164 | $14,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 278 | $14,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 613 | $14,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 3,611 | $14,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 36,248 | $14,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 2,300 | $14,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 990 | $14,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 1,113 | $14,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,220 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,974 | $14,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 700 | $14,000 | thousands by filing date | call |
| PROSHARES TR | 74348A335 | COM | 400 | $14,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 389 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y256 | DLY S&P500 2XS | 335 | $14,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,000 | $13,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $13,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 400 | $13,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 300 | $13,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $13,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 200 | $13,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,453 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,400 | $13,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 600 | $13,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $13,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $13,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $13,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 500 | $13,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 550 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 400 | $13,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 789 | $13,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 345 | $13,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 200 | $13,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 200 | $13,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 200 | $13,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 200 | $13,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 750 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 800 | $13,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 400 | $13,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 700 | $13,000 | thousands by filing date | put |
| INVESCO BD FD | 46132L107 | COM | 670 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $13,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 300 | $13,000 | thousands by filing date | call |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,066 | $13,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,566 | $13,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,800 | $13,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 500 | $13,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 1,200 | $13,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 200 | $13,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,000 | $13,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 1,038 | $13,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 5,752 | $13,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 200 | $13,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 327 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 200 | $13,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 3,887 | $13,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 5,747 | $13,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 800 | $13,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,000 | $13,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 400 | $13,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 400 | $13,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 1,065 | $13,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 200 | $13,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,500 | $13,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 475 | $13,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 2,841 | $13,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,604 | $13,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,500 | $13,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 600 | $13,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 3,600 | $13,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,645 | $13,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 2,000 | $13,000 | thousands by filing date | put |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,677 | $13,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 513 | $13,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,026 | $13,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 609 | $13,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 5,600 | $13,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 20,000 | $13,000 | thousands by filing date | principal |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 4,300 | $13,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 7,000 | $13,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 558 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 583 | $13,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 298 | $13,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 1,200 | $13,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,023 | $13,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 515 | $13,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $13,000 | thousands by filing date | principal |
| 1347 Property Insurance Holdings | 68244P107 | COM | 1,500 | $13,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 22,600 | $13,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 500 | $13,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 300 | $13,000 | thousands by filing date | put |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 600 | $13,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V105 | COM | 2,225 | $13,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 1,206 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $12,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $12,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 400 | $12,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 100 | $12,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 200 | $12,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 100 | $12,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $12,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 200 | $12,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,000 | $12,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $12,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 400 | $12,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,200 | $12,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 185 | $12,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,432 | $12,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 100 | $12,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 100 | $12,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 900 | $12,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 900 | $12,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 580 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 300 | $12,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 308 | $12,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,488 | $12,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 500 | $12,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,812 | $12,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 373 | $12,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,226 | $12,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 400 | $12,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 573 | $12,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 500 | $12,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 3,500 | $12,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 300 | $12,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 2,011 | $12,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 600 | $12,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $12,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,701 | $12,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,505 | $12,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 920 | $12,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,100 | $12,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 634 | $12,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,000 | $12,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,473 | $12,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 3,000 | $12,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 400 | $12,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 500 | $12,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 1,538 | $12,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 579 | $12,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,100 | $12,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 300 | $12,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 8,000 | $12,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 5,200 | $12,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 700 | $12,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 400 | $12,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 641 | $12,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 200 | $12,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 2,515 | $12,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 37,782 | $12,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 1,924 | $12,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 600 | $12,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 10,500 | $12,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 3,145 | $12,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 4,521 | $12,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 400 | $12,000 | thousands by filing date | call |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 852 | $12,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 6,745 | $12,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 925 | $12,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 3,652 | $12,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,655 | $12,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 350 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 300 | $12,000 | thousands by filing date | put |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 478 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 612 | $12,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 4,000 | $12,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 12,270 | $12,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 581 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A681 | PSHS ULSHRUS NEW | 600 | $12,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 511 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,032 | $12,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 580 | $12,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 671 | $12,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 200 | $12,000 | thousands by filing date | call |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 436 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 131 | $12,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 1,173 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W225 | US INFLATN ETN | 257 | $12,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $11,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 100 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 150 | $11,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 500 | $11,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 200 | $11,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $11,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 680 | $11,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 400 | $11,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 200 | $11,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 200 | $11,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,515 | $11,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 931 | $11,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 212 | $11,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 200 | $11,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 300 | $11,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 181 | $11,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,500 | $11,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 2,000 | $11,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 899 | $11,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 427 | $11,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 883 | $11,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 300 | $11,000 | thousands by filing date | call |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 872 | $11,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,100 | $11,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 385 | $11,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,500 | $11,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,550 | $11,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,346 | $11,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 599 | $11,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 300 | $11,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 400 | $11,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 300 | $11,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,205 | $11,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 753 | $11,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,000 | $11,000 | thousands by filing date | put |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,720 | $11,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,000 | $11,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 100 | $11,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375205 | CL A | 984 | $11,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 374 | $11,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 400 | $11,000 | thousands by filing date | put |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 4,832 | $11,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 400 | $11,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $11,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,294 | $11,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 500 | $11,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 415 | $11,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 900 | $11,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 600 | $11,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $11,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,504 | $11,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 12,000 | $11,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,543 | $11,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 800 | $11,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 300 | $11,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 2,000 | $11,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,000 | $11,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,700 | $11,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,000 | $11,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 400 | $11,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,000 | $11,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 100 | $11,000 | thousands by filing date | put |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 300 | $11,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 500 | $11,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 600 | $11,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 800 | $11,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 711 | $11,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,000 | $11,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 35,590 | $11,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 900 | $11,000 | thousands by filing date | call |
| Newbridge Bancorp | 65080T102 | Com | 1,296 | $11,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 3,155 | $11,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,772 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 4,800 | $11,000 | thousands by filing date | call |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 819 | $11,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 5,322 | $11,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 256 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 200 | $11,000 | thousands by filing date | call |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 2,591 | $11,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 2,036 | $11,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 3,525 | $11,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,315 | $11,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 7,668 | $11,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 618 | $11,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 6,056 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 193 | $11,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 14,104 | $11,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 9,856 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 527 | $11,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 304 | $11,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,989 | $11,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 400 | $11,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 100 | $11,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 494 | $11,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 547 | $11,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $10,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,100 | $10,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 300 | $10,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300 | $10,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,100 | $10,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $10,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 200 | $10,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 500 | $10,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 100 | $10,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 300 | $10,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 300 | $10,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 504 | $10,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,500 | $10,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $10,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 750 | $10,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 273 | $10,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $10,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 280 | $10,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,198 | $10,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 200 | $10,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $10,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 500 | $10,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 300 | $10,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $10,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 598 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 426 | $10,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,300 | $10,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 327 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $10,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 331 | $10,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,071 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $10,000 | thousands by filing date | put |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 109 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 3,812 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,350 | $10,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 300 | $10,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 400 | $10,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 508 | $10,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 3,800 | $10,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 3,047 | $10,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 3,400 | $10,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 7,500 | $10,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,700 | $10,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 2,289 | $10,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,200 | $10,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,418 | $10,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 800 | $10,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,000 | $10,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $10,000 | thousands by filing date | call |
| GLEN BURNIE BANCORP | 377407101 | COM | 773 | $10,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 641 | $10,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 800 | $10,000 | thousands by filing date | call |
| UNITED STATIONERS INC | 913004107 | COM | 235 | $10,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 300 | $10,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 500 | $10,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 600 | $10,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915102 | COM | 500 | $10,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 800 | $10,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,000 | $10,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 1,000 | $10,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 4,508 | $10,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,600 | $10,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 149 | $10,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 300 | $10,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 2,861 | $10,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,933 | $10,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,854 | $10,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 2,123 | $10,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 5,057 | $10,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,504 | $10,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 596 | $10,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $10,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 161 | $10,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 387 | $10,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,250 | $10,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 1,046 | $10,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 1,700 | $10,000 | thousands by filing date | call |
| Leading Brands Inc. | 52170U207 | COM | 2,100 | $10,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 2,068 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 300 | $10,000 | thousands by filing date | call |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,100 | $10,000 | thousands by filing date | call |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 167 | $10,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 121 | $10,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 1,914 | $10,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 868 | $10,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 649 | $10,000 | thousands by filing date | |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P113 | *W EXP 99/99/999 | 2,732 | $10,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 380 | $10,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 5,049 | $10,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 800 | $10,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,100 | $10,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 400 | $10,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 400 | $10,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1,036 | $10,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 2,358 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y719 | INTL BEAR ETF | 470 | $10,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $9,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $9,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 100 | $9,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $9,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 300 | $9,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $9,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 200 | $9,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 800 | $9,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 400 | $9,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 300 | $9,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,880 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 167 | $9,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 400 | $9,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 500 | $9,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 363 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 800 | $9,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 1,379 | $9,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 500 | $9,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,100 | $9,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 400 | $9,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 200 | $9,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 200 | $9,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 100 | $9,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 600 | $9,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,902 | $9,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $9,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 500 | $9,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 545 | $9,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 368 | $9,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 348 | $9,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,962 | $9,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 500 | $9,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 500 | $9,000 | thousands by filing date | call |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,150 | $9,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,550 | $9,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 560 | $9,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,503 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 162 | $9,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 1,972 | $9,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 2,777 | $9,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,376 | $9,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 400 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |