13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347W395 | FUND | 804 | $66,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 19,861 | $66,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 13,185 | $66,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 2,200 | $66,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 2,341 | $66,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,358 | $65,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,540 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 600 | $65,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,902 | $65,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,000 | $65,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 3,300 | $65,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,900 | $65,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,100 | $65,000 | thousands by filing date | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 4,170 | $65,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,600 | $65,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 1,100 | $65,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 700 | $65,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 2,671 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 1,087 | $65,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 2,296 | $65,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,096 | $65,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 900 | $64,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 1,300 | $64,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,300 | $64,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,000 | $64,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,300 | $64,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 1,400 | $64,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 600 | $64,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,100 | $64,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 2,452 | $64,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,100 | $64,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 9,654 | $64,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 52,571 | $64,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,717 | $64,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,422 | $64,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,436 | $64,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 26,955 | $64,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,154 | $64,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 494 | $64,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,352 | $64,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 1,494 | $64,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 1,299 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 2,321 | $64,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 800 | $63,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,000 | $63,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 300 | $63,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,100 | $63,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 1,000 | $63,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,498 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 558 | $63,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,300 | $63,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400 | $63,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 400 | $63,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 900 | $63,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 18,068 | $63,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,800 | $63,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 2,390 | $63,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 4,142 | $63,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $63,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 1,300 | $63,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 6,200 | $63,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 1,300 | $63,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,800 | $63,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 28,100 | $63,000 | thousands by filing date | call |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 2,194 | $63,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 5,000 | $63,000 | thousands by filing date | put |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 4,036 | $63,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 900 | $63,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,185 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 1,429 | $63,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 7,800 | $63,000 | thousands by filing date | call |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 1,812 | $63,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,925 | $62,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,585 | $62,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,400 | $62,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,000 | $62,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,372 | $62,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,100 | $62,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 1,200 | $62,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 900 | $62,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,396 | $62,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,010 | $62,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 767 | $62,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 19,243 | $62,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,684 | $62,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 900 | $62,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,869 | $62,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,000 | $62,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 7,500 | $62,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 1,900 | $62,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 16,612 | $62,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,600 | $62,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 3,515 | $62,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,712 | $62,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 6,173 | $62,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,500 | $62,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 5,000 | $62,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 6,162 | $62,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 2,200 | $62,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 20,300 | $62,000 | thousands by filing date | put |
| CAMAC ENERGY INC | 131745101 | COM | 88,596 | $62,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,653 | $62,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 8,600 | $62,000 | thousands by filing date | call |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 23,361 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 3,944 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,500 | $62,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 7,161 | $62,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,260 | $61,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 900 | $61,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 1,100 | $61,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 3,400 | $61,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,184 | $61,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,200 | $61,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 1,200 | $61,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 1,500 | $61,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,512 | $61,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,128 | $61,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,513 | $61,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,946 | $61,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,900 | $61,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,700 | $61,000 | thousands by filing date | call |
| CARDICA INC | 14141R101 | COM | 52,639 | $61,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 468 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 1,102 | $61,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 700 | $60,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 900 | $60,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 6,100 | $60,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $60,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 1,000 | $60,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,000 | $60,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,236 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,000 | $60,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572108 | CL B | 503 | $60,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,856 | $60,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 13,776 | $60,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 8,400 | $60,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,300 | $60,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,400 | $60,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 5,558 | $60,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 6,528 | $60,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,600 | $60,000 | thousands by filing date | call |
| WHITING USA TR II | 966388100 | TR UNIT | 4,776 | $60,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 7,115 | $60,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 21,722 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,593 | $60,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 3,671 | $60,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 2,179 | $60,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,300 | $59,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,052 | $59,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,300 | $59,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,500 | $59,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1,805 | $59,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,287 | $59,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,000 | $59,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 1,000 | $59,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,500 | $59,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,700 | $59,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,700 | $59,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 800 | $59,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,919 | $59,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,878 | $59,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 718 | $59,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,729 | $59,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,300 | $59,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,800 | $59,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 951 | $59,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 206,171 | $59,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 4,900 | $59,000 | thousands by filing date | call |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 3,900 | $59,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,090 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 500 | $58,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 1,861 | $58,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 400 | $58,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,713 | $58,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,200 | $58,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,800 | $58,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 1,400 | $58,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 4,302 | $58,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,173 | $58,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,800 | $58,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 1,700 | $58,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 3,100 | $58,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,400 | $58,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 4,700 | $58,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 9,100 | $58,000 | thousands by filing date | call |
| SYNERGETICS USA INC | 87160G107 | COM | 18,736 | $58,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 9,200 | $58,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 5,629 | $58,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,800 | $58,000 | thousands by filing date | call |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 16,987 | $58,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 709 | $58,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,087 | $58,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,672 | $57,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,100 | $57,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 400 | $57,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 487 | $57,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,512 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 571 | $57,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,000 | $57,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,559 | $57,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,000 | $57,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,100 | $57,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,500 | $57,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 2,571 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 675 | $57,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,564 | $57,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 7,700 | $57,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 1,200 | $57,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,069 | $57,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 4,800 | $57,000 | thousands by filing date | call |
| CORPBANCA | 21987A209 | SPONSORED ADR | 3,067 | $57,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,300 | $56,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 600 | $56,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 1,700 | $56,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 900 | $56,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,521 | $56,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 732 | $56,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,800 | $56,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 800 | $56,000 | thousands by filing date | put |
| JOES JEANS INC | 47777N101 | COM | 52,661 | $56,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,818 | $56,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 38,724 | $56,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,661 | $56,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,603 | $56,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 10,542 | $56,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,180 | $56,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 583 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,147 | $56,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 1,084 | $56,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 1,033 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 2,494 | $56,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,284 | $56,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 800 | $55,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 600 | $55,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,685 | $55,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,232 | $55,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 7,825 | $55,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,100 | $55,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,900 | $55,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,900 | $55,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 17,100 | $55,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,622 | $55,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,200 | $55,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,392 | $55,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,860 | $55,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 64,000 | $55,000 | thousands by filing date | principal |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,835 | $55,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 25,812 | $55,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 500 | $54,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 1,550 | $54,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,200 | $54,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,600 | $54,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 878 | $54,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 7,200 | $54,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,800 | $54,000 | thousands by filing date | call |
| DWS | 23338W104 | EXCHANGE TRADED | 6,325 | $54,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 900 | $54,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 1,300 | $54,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044108 | COM | 12,700 | $54,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,898 | $54,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 4,354 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 533 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,100 | $54,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 3,900 | $54,000 | thousands by filing date | put |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 831 | $54,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 2,740 | $54,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,200 | $53,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 400 | $53,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 500 | $53,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,145 | $53,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,200 | $53,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 1,406 | $53,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 3,734 | $53,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,462 | $53,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 800 | $53,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 700 | $53,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 3,000 | $53,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,500 | $53,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,000 | $53,000 | thousands by filing date | call |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 5,000 | $53,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 6,800 | $53,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 53,372 | $53,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 71,000 | $53,000 | thousands by filing date | principal |
| NW Biotherapeutics | 66737P600 | USD | 7,900 | $53,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,000 | $53,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5,800 | $53,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 6,100 | $53,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 5,886 | $53,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 23,975 | $53,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 3,700 | $53,000 | thousands by filing date | put |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,866 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 5,000 | $53,000 | thousands by filing date | call |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,953 | $53,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 1,287 | $53,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 2,400 | $53,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 35,500 | $53,000 | thousands by filing date | |
| SP BANCORP INC | 78468K106 | COM | 1,841 | $53,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 1,057 | $53,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,100 | $52,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 4,300 | $52,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $52,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 600 | $52,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 500 | $52,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,068 | $52,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,000 | $52,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,100 | $52,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $52,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,700 | $52,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,386 | $52,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,128 | $52,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,500 | $52,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,608 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,329 | $52,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 4,980 | $52,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,207 | $52,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 5,900 | $52,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,000 | $52,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 7,100 | $52,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,900 | $52,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 600 | $52,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 500 | $52,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 2,200 | $52,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 15,108 | $52,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 5,800 | $52,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 1,704 | $52,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,530 | $52,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,116 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 885 | $52,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 8,002 | $52,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 3,723 | $52,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,700 | $52,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,200 | $51,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 1,900 | $51,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,000 | $51,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,100 | $51,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 900 | $51,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 3,800 | $51,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 8,506 | $51,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,373 | $51,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 102,845 | $51,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 2,000 | $51,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,650 | $51,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,800 | $51,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 3,035 | $51,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 2,600 | $51,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 4,100 | $51,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 5,422 | $51,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 4,100 | $51,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 2,559 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 996 | $51,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,523 | $51,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 1,284 | $51,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 600 | $50,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,000 | $50,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 1,600 | $50,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 1,700 | $50,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 2,300 | $50,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,300 | $50,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,900 | $50,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,900 | $50,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 2,051 | $50,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,100 | $50,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 2,007 | $50,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,334 | $50,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 700 | $50,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,006 | $50,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,700 | $50,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,428 | $50,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 4,447 | $50,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,800 | $50,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,500 | $50,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,300 | $50,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 2,256 | $50,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,000 | $50,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 17,141 | $50,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 1,500 | $50,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 6,000 | $50,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 31,500 | $50,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,600 | $50,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 45,076 | $50,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 3,300 | $50,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,100 | $50,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 19,385 | $50,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 10,840 | $50,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 40,000 | $50,000 | thousands by filing date | principal |
| CIVEO CORP | 178787107 | COM | 2,000 | $50,000 | thousands by filing date | call |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 4,854 | $50,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 700 | $49,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,164 | $49,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,872 | $49,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 500 | $49,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 2,303 | $49,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 500 | $49,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,500 | $49,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,324 | $49,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,343 | $49,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 46,000 | $49,000 | thousands by filing date | principal |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,300 | $49,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,000 | $49,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,861 | $49,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,725 | $49,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 5,228 | $49,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 9,500 | $49,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 962 | $49,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 11,898 | $49,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,286 | $49,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 2,714 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 979 | $49,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 7,367 | $49,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,262 | $49,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,800 | $48,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 500 | $48,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,800 | $48,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 800 | $48,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,400 | $48,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,000 | $48,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 400 | $48,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $48,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 165 | $48,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 2,090 | $48,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,400 | $48,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 1,282 | $48,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,475 | $48,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,897 | $48,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,722 | $48,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,274 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,400 | $48,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,657 | $48,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 900 | $48,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,694 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 876 | $48,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,900 | $48,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 3,795 | $48,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,800 | $48,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,152 | $48,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,500 | $48,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 7,400 | $48,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,804 | $48,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 2,219 | $48,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $48,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,900 | $48,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,501 | $48,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 14,039 | $48,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $47,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 400 | $47,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 700 | $47,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 900 | $47,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 908 | $47,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,896 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 2,275 | $47,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 5,817 | $47,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,700 | $47,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 7,792 | $47,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 94,839 | $47,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 722 | $47,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,500 | $47,000 | thousands by filing date | put |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 957 | $47,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,400 | $47,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $47,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 200 | $47,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,960 | $47,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,726 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,800 | $47,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,000 | $47,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 9,617 | $47,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 3,000 | $47,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,200 | $47,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 4,400 | $47,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,046 | $47,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,642 | $47,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 26,400 | $47,000 | thousands by filing date | put |
| MICREL INC | 594793101 | COM | 4,186 | $47,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 26,189 | $47,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 7,950 | $47,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 900 | $47,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 577 | $47,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 4,417 | $47,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,894 | $47,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,000 | $47,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,800 | $47,000 | thousands by filing date | call |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 1,700 | $47,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 600 | $46,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,724 | $46,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 703 | $46,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,500 | $46,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,952 | $46,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 651 | $46,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 509 | $46,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,909 | $46,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 1,557 | $46,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,300 | $46,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,700 | $46,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 3,300 | $46,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 1,700 | $46,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 15,900 | $46,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 2,926 | $46,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 9,239 | $46,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,000 | $46,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 500 | $46,000 | thousands by filing date | put |
| COLUMBIA LABS INC | 197779200 | COM NEW | 6,652 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |