13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANOVIRICIDES INC | 630087203 | COM NEW | 22,711 | $96,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 800 | $95,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 800 | $95,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 6,028 | $95,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,904 | $95,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,989 | $95,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,500 | $95,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,400 | $95,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 6,800 | $95,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,621 | $95,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,832 | $95,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 5,558 | $95,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,776 | $95,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,800 | $94,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 2,800 | $94,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 1,259 | $94,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,500 | $94,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,999 | $94,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 6,915 | $94,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,800 | $94,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 2,997 | $94,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 10,840 | $94,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,994 | $94,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 6,450 | $94,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 6,167 | $94,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,100 | $93,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 500 | $93,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 6,003 | $93,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 5,014 | $93,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 6,500 | $93,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,300 | $93,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 4,645 | $93,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 14,212 | $93,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 3,980 | $93,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,400 | $93,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 6,309 | $93,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 18,566 | $93,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,100 | $92,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 700 | $92,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 25,315 | $92,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,000 | $92,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,967 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,850 | $92,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,112 | $92,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 7,215 | $92,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 5,475 | $92,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,500 | $92,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 11,989 | $92,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 5,963 | $92,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,900 | $91,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,600 | $91,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,100 | $91,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,329 | $91,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,500 | $91,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,600 | $91,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 19,395 | $91,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,500 | $90,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 4,600 | $90,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 600 | $90,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,800 | $90,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,525 | $90,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 500 | $90,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,229 | $90,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,800 | $90,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 20,000 | $90,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 9,400 | $90,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 596 | $90,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 4,134 | $90,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 9,300 | $89,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 400 | $89,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,000 | $89,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,600 | $89,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,598 | $89,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,448 | $89,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,320 | $89,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,105 | $89,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,554 | $89,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 25,600 | $89,000 | thousands by filing date | put |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 2,990 | $89,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,279 | $89,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 2,000 | $89,000 | thousands by filing date | put |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 5,186 | $89,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 2,491 | $89,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 7,896 | $89,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,998 | $88,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,000 | $88,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 2,535 | $88,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,000 | $88,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,800 | $88,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 31,412 | $88,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,865 | $88,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,179 | $88,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,101 | $88,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,900 | $88,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,909 | $88,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,500 | $88,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,923 | $88,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,400 | $88,000 | thousands by filing date | call |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 800 | $88,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 8,300 | $88,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 8,148 | $88,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 8,029 | $88,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 5,000 | $88,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,300 | $88,000 | thousands by filing date | call |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,724 | $88,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,288 | $88,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 7,282 | $88,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,500 | $87,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,600 | $87,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,200 | $87,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,800 | $87,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 300 | $87,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,300 | $87,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 771 | $87,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,402 | $87,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,700 | $87,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,200 | $87,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 39,800 | $87,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,100 | $87,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 6,800 | $87,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 3,710 | $87,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,200 | $86,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,200 | $86,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 4,400 | $86,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,357 | $86,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,644 | $86,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 600 | $86,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,200 | $86,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 600 | $86,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $86,000 | thousands by filing date | principal |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 28,814 | $86,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 700 | $86,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,400 | $86,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,310 | $86,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,258 | $86,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W605 | PWSH 3X ITL TR | 1,687 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,000 | $86,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 1,100 | $85,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,600 | $85,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,300 | $85,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,800 | $85,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,300 | $85,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 7,900 | $85,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,119 | $85,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,500 | $85,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 4,000 | $85,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,282 | $85,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,136 | $85,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,100 | $85,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 23,901 | $85,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 900 | $85,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,500 | $85,000 | thousands by filing date | call |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,000 | $85,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,000 | $84,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,900 | $84,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,300 | $84,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 2,716 | $84,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,700 | $84,000 | thousands by filing date | call |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,282 | $84,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,700 | $84,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 1,900 | $84,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 4,733 | $84,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,656 | $84,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 9,800 | $84,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 2,100 | $84,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,981 | $84,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 7,459 | $84,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 9,215 | $84,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,100 | $83,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,200 | $83,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 8,183 | $83,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,102 | $83,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,500 | $83,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 868 | $83,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,000 | $83,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 2,400 | $83,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 2,400 | $83,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 4,500 | $83,000 | thousands by filing date | put |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,400 | $83,000 | thousands by filing date | put |
| EXTERRAN HLDGS INC | 30225X103 | COM | 1,844 | $83,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,600 | $83,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,000 | $83,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 6,000 | $83,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 6,247 | $83,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,382 | $83,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 30,000 | $83,000 | thousands by filing date | put |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 1,345 | $83,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 6,029 | $83,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 42,648 | $83,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,100 | $82,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,682 | $82,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 982 | $82,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,900 | $82,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 66,500 | $82,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 4,700 | $82,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,200 | $82,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 2,500 | $82,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,361 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,579 | $82,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,248 | $82,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 8,400 | $82,000 | thousands by filing date | put |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 7,716 | $82,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 50,683 | $82,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,000 | $82,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 6,150 | $82,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,834 | $82,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,478 | $82,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,600 | $81,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,600 | $81,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,000 | $81,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,800 | $81,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,089 | $81,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,614 | $81,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 9,034 | $81,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,700 | $81,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 38,100 | $81,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 6,173 | $81,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,800 | $81,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,000 | $81,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 8,985 | $81,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,118 | $81,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35,789 | $81,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 992 | $81,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 813 | $81,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 700 | $80,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 900 | $80,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 2,000 | $80,000 | thousands by filing date | put |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 3,900 | $80,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 4,000 | $80,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,200 | $80,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 6,100 | $80,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 6,200 | $80,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 3,000 | $80,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 1,000 | $80,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 21,400 | $80,000 | thousands by filing date | call |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 6,230 | $80,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,732 | $80,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 51,263 | $80,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 7,700 | $80,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,900 | $80,000 | thousands by filing date | call |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 2,900 | $80,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,000 | $80,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 2,000 | $79,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,600 | $79,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 3,354 | $79,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 45,000 | $79,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 1,100 | $79,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 3,300 | $79,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,500 | $79,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 6,450 | $79,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 44,000 | $79,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 8,122 | $79,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,175 | $79,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 3,100 | $79,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 26,861 | $79,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 6,371 | $79,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 1,392 | $79,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 3,328 | $78,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,500 | $78,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,500 | $78,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,343 | $78,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,861 | $78,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 2,699 | $78,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,271 | $78,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,700 | $78,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,610 | $78,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 3,500 | $78,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,500 | $78,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 9,744 | $78,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,200 | $78,000 | thousands by filing date | put |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 5,400 | $78,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 5,825 | $78,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,337 | $78,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 941 | $78,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,300 | $77,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 9,038 | $77,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,400 | $77,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,700 | $77,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,983 | $77,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,580 | $77,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,002 | $77,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,632 | $77,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 4,910 | $77,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 5,487 | $77,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 6,081 | $77,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,400 | $77,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,100 | $77,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 24,600 | $77,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 9,400 | $77,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 7,637 | $77,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 14,514 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,650 | $77,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1,034 | $77,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 20,700 | $77,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,072 | $76,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,571 | $76,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 4,800 | $76,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,660 | $76,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,707 | $76,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,300 | $76,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,000 | $76,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,600 | $76,000 | thousands by filing date | call |
| Nextera Energy, Inc. | 65339F887 | PFD | 1,158 | $76,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,500 | $76,000 | thousands by filing date | put |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 4,200 | $76,000 | thousands by filing date | call |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 706 | $76,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 7,513 | $76,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,200 | $75,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,279 | $75,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,212 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,600 | $75,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 1,700 | $75,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 6,100 | $75,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,145 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,600 | $75,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,200 | $75,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 2,747 | $75,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,200 | $75,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 13,100 | $75,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,200 | $75,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 2,200 | $75,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 34,088 | $75,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 5,367 | $75,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 2,647 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 742 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 4,266 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 4,511 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,872 | $75,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,000 | $74,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,800 | $74,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,287 | $74,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 957 | $74,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,707 | $74,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,100 | $74,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,403 | $74,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,134 | $74,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,836 | $74,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 11,100 | $74,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $74,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 10,561 | $74,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,453 | $74,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,732 | $74,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 2,811 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,111 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 800 | $74,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 931 | $73,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,388 | $73,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 2,500 | $73,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,789 | $73,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,400 | $73,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,799 | $73,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,100 | $73,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 12,152 | $73,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,500 | $73,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 1,900 | $73,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 5,000 | $73,000 | thousands by filing date | call |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1,600 | $73,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,000 | $73,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 4,841 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 4,700 | $73,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,875 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,243 | $73,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1,568 | $73,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,857 | $73,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,000 | $72,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,100 | $72,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,900 | $72,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 3,000 | $72,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 988 | $72,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,712 | $72,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,094 | $72,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,300 | $72,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,531 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 862 | $72,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $72,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,900 | $72,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 500 | $72,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,625 | $72,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 13,200 | $72,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 3,000 | $72,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,900 | $72,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,800 | $72,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 2,186 | $72,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 600 | $71,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 600 | $71,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,300 | $71,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 562 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,400 | $71,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 1,405 | $71,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,200 | $71,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 1,475 | $71,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,000 | $71,000 | thousands by filing date | call |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 2,227 | $71,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,634 | $71,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 19,087 | $71,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 19,100 | $71,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 3,200 | $71,000 | thousands by filing date | put |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 500 | $71,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,300 | $71,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 1,034 | $71,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 5,100 | $71,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,224 | $71,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 52,101 | $71,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,038 | $71,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $71,000 | thousands by filing date | principal |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,800 | $71,000 | thousands by filing date | call |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 2,299 | $71,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 900 | $70,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,913 | $70,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,600 | $70,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,100 | $70,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,608 | $70,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 700 | $70,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 2,420 | $70,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,404 | $70,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 3,500 | $70,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,100 | $70,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 19,297 | $70,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 8,700 | $70,000 | thousands by filing date | call |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,136 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 4,833 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,878 | $70,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,100 | $69,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,000 | $69,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,500 | $69,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 2,100 | $69,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,620 | $69,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,399 | $69,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,700 | $69,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,400 | $69,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 8,400 | $69,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,400 | $69,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 7,645 | $69,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 7,300 | $69,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 16,200 | $69,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 1,300 | $69,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,393 | $69,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 4,400 | $69,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 1,600 | $69,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 38,574 | $69,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 6,467 | $69,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,252 | $69,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 2,046 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 781 | $69,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 700 | $68,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,890 | $68,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,800 | $68,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,700 | $68,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 2,343 | $68,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,093 | $68,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,362 | $68,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,900 | $68,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 17,000 | $68,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,303 | $68,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,400 | $68,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,400 | $68,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,407 | $68,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 33,754 | $68,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 7,720 | $68,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 4,247 | $68,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 22,907 | $68,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 19,738 | $68,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 90,125 | $68,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $68,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W122 | COM | 1,500 | $68,000 | thousands by filing date | call |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 3,044 | $68,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,200 | $67,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 4,700 | $67,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,400 | $67,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 300 | $67,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 783 | $67,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,333 | $67,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 800 | $67,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,500 | $67,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,151 | $67,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,402 | $67,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,107 | $67,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 47,496 | $67,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,523 | $67,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 19,700 | $67,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 5,391 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 3,300 | $67,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,881 | $67,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 800 | $66,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,200 | $66,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,064 | $66,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 600 | $66,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 600 | $66,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 2,000 | $66,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,456 | $66,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,947 | $66,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $66,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,569 | $66,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 802 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 704 | $66,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,078 | $66,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 6,800 | $66,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,500 | $66,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 3,900 | $66,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,400 | $66,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |