13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 9,280 | $149,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,567 | $148,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 6,536 | $148,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 69,666 | $148,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 3,000 | $148,000 | thousands by filing date | call |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 1,207 | $148,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,600 | $147,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,372 | $147,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 90,343 | $147,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,300 | $147,000 | thousands by filing date | put |
| ROUSE PPTYS INC | 779287101 | COM | 8,600 | $147,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 16,500 | $147,000 | thousands by filing date | put |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 19,369 | $147,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,838 | $146,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 5,569 | $146,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 112,211 | $146,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 8,204 | $145,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,198 | $144,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,700 | $144,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,100 | $144,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,100 | $144,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,133 | $144,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,845 | $144,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 38,322 | $144,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 16,358 | $144,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,000 | $143,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,260 | $143,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,200 | $143,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,600 | $143,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 40,300 | $143,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,900 | $142,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,500 | $142,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,400 | $142,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,400 | $142,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,400 | $142,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,700 | $142,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 7,288 | $142,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,382 | $142,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,100 | $142,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 17,300 | $142,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 14,775 | $142,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,009 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,743 | $141,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,572 | $141,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,611 | $141,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,600 | $141,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,025 | $141,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 3,200 | $141,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 4,226 | $141,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 13,899 | $141,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 139,000 | $141,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 17,400 | $141,000 | thousands by filing date | put |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 6,903 | $141,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,665 | $140,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 3,373 | $140,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 30,200 | $140,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 32,941 | $140,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 39,000 | $140,000 | thousands by filing date | call |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 20,588 | $140,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,023 | $140,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,500 | $140,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 5,122 | $140,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 3,789 | $140,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,100 | $139,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 900 | $139,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,900 | $139,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 3,515 | $139,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,879 | $139,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6,985 | $139,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,300 | $139,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 8,185 | $139,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,922 | $139,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 5,000 | $139,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 8,316 | $139,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,200 | $138,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,079 | $138,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 20,900 | $138,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,774 | $138,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 927 | $137,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,500 | $137,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,100 | $137,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,800 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,550 | $137,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,400 | $137,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,251 | $137,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,200 | $137,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,000 | $137,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 5,900 | $137,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 29,660 | $137,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,500 | $137,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044108 | COM | 32,352 | $137,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 27,500 | $137,000 | thousands by filing date | call |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,590 | $137,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,300 | $136,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,327 | $136,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,400 | $136,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,128 | $136,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,900 | $136,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,820 | $135,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 9,000 | $135,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 4,212 | $135,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,400 | $135,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 2,334 | $135,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 8,996 | $135,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 9,861 | $135,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 37,300 | $135,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 15,245 | $135,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 1,705 | $135,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,459 | $135,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 5,039 | $135,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,600 | $134,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $134,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 21,100 | $134,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,300 | $134,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,609 | $134,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 6,864 | $134,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,100 | $133,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 12,300 | $133,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,700 | $133,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 4,274 | $133,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,000 | $133,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,222 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,191 | $133,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 7,429 | $133,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,600 | $132,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,400 | $132,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,087 | $132,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 7,600 | $132,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,343 | $132,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 3,900 | $132,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,008 | $132,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,865 | $132,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,800 | $131,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,290 | $131,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 4,700 | $131,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,407 | $131,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 6,363 | $131,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 34,900 | $131,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 2,129 | $131,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 500 | $130,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,200 | $130,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 7,500 | $130,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 9,707 | $130,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 17,500 | $130,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,318 | $130,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,343 | $130,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,838 | $129,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 624 | $129,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,000 | $129,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,100 | $129,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 43,500 | $129,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 3,307 | $129,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 7,600 | $129,000 | thousands by filing date | call |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 17,474 | $128,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,825 | $128,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,000 | $128,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 1,100 | $128,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 8,084 | $128,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,792 | $128,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,221 | $128,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 4,555 | $128,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 9,200 | $128,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 1,300 | $127,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 1,918 | $127,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,800 | $127,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 2,812 | $127,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,830 | $127,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,180 | $127,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,660 | $127,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 9,389 | $127,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 3,942 | $127,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 9,419 | $127,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 4,832 | $127,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,400 | $126,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,242 | $126,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 4,100 | $126,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 3,900 | $126,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 20,800 | $126,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,400 | $125,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,300 | $125,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,600 | $125,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 2,000 | $125,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 6,775 | $125,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,046 | $125,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,029 | $125,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 7,400 | $125,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,300 | $125,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 5,700 | $125,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 2,900 | $125,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 14,380 | $125,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 8,109 | $125,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,300 | $124,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,800 | $124,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,900 | $124,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,526 | $124,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,221 | $124,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,600 | $124,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,400 | $124,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,752 | $124,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 3,531 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,382 | $123,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 34,600 | $123,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 9,238 | $123,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,105 | $123,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,000 | $123,000 | thousands by filing date | call |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 825 | $123,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,397 | $123,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,400 | $122,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,800 | $122,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,496 | $122,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,400 | $122,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 7,967 | $122,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 3,739 | $122,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 2,866 | $122,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,300 | $121,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 1,800 | $121,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 3,100 | $121,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 3,982 | $121,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,236 | $121,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 6,147 | $121,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,800 | $121,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 4,300 | $121,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 4,600 | $121,000 | thousands by filing date | put |
| SUTRON CORP | 869380105 | COM | 24,301 | $121,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 6,205 | $121,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 2,039 | $121,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,000 | $120,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,700 | $120,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 121,100 | $120,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,772 | $120,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,800 | $120,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 13,500 | $120,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 11,900 | $120,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,635 | $119,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,600 | $119,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,600 | $119,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 6,600 | $119,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,948 | $119,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,600 | $119,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,400 | $119,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 4,108 | $119,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 7,776 | $119,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 6,206 | $119,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,600 | $118,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,300 | $118,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,100 | $118,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 2,200 | $118,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 47,015 | $118,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 2,500 | $118,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,500 | $118,000 | thousands by filing date | put |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 34,321 | $118,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,000 | $117,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 2,400 | $117,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,700 | $117,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,589 | $117,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 28,200 | $117,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,215 | $117,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,653 | $117,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 4,433 | $117,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,385 | $117,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 9,049 | $117,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 11,200 | $117,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 4,894 | $117,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150,503 | $116,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,000 | $116,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 7,600 | $116,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,400 | $116,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,876 | $116,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 11,158 | $116,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740H674 | LNGB S&P500 14 | 618 | $116,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,300 | $115,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,276 | $115,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,400 | $115,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,600 | $115,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,600 | $115,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 2,000 | $115,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,300 | $115,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,362 | $115,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,700 | $115,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,000 | $115,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 2,395 | $115,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 5,400 | $115,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,261 | $115,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,700 | $114,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 3,900 | $114,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 9,185 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,268 | $114,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,500 | $114,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 1,800 | $114,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,800 | $114,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 11,700 | $114,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 96,596 | $114,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,600 | $113,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,235 | $113,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 29,000 | $113,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 8,047 | $113,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,800 | $113,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 5,900 | $113,000 | thousands by filing date | put |
| JINPAN INTL LTD | G5138L100 | ORD | 16,700 | $113,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,000 | $113,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W122 | COM | 2,500 | $113,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 2,158 | $113,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,800 | $112,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $112,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 4,800 | $112,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,500 | $112,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 20,600 | $112,000 | thousands by filing date | put |
| NORTEK INC | 656559309 | COM NEW | 1,243 | $112,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 43,500 | $112,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,599 | $112,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,585 | $111,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,800 | $111,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 1,000 | $111,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,500 | $111,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 700 | $111,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,745 | $111,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,400 | $111,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 9,694 | $111,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 3,883 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 686 | $111,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 7,700 | $110,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,300 | $110,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 7,300 | $110,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 2,543 | $110,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,000 | $110,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 5,544 | $110,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,300 | $110,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,502 | $110,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,300 | $110,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 3,900 | $110,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 6,564 | $110,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 2,300 | $110,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,700 | $109,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,828 | $109,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 14,537 | $109,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,100 | $109,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 7,802 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 6,203 | $109,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 6,200 | $109,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 4,200 | $109,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,700 | $108,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 1,000 | $108,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 3,931 | $108,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,500 | $108,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 2,976 | $108,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,113 | $108,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 15,122 | $108,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,600 | $108,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,271 | $108,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,700 | $108,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,400 | $108,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 4,900 | $108,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 5,219 | $108,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 21,600 | $108,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 9,700 | $108,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 9,029 | $108,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $107,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,657 | $107,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,242 | $107,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,900 | $107,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 10,567 | $107,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,500 | $107,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 1,085 | $107,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 14,306 | $107,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,055 | $107,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,247 | $106,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,300 | $106,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,600 | $106,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 2,200 | $106,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 35 | $106,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,743 | $106,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,459 | $106,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,500 | $106,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 5,100 | $106,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 5,000 | $106,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 3,800 | $106,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 1,000 | $106,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,109 | $106,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,121 | $106,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,200 | $106,000 | thousands by filing date | put |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,675 | $106,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,300 | $106,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 1,200 | $105,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,138 | $105,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,900 | $105,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 2,965 | $105,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,119 | $105,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,816 | $105,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,910 | $105,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 5,216 | $105,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 41,200 | $105,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 46,000 | $105,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,400 | $105,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 2,336 | $105,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,300 | $104,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,200 | $104,000 | thousands by filing date | put |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 2,504 | $104,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,200 | $104,000 | thousands by filing date | call |
| ICG GROUP INC | 44928D108 | COM | 5,000 | $104,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,200 | $104,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 14,352 | $104,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 2,334 | $104,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1,500 | $104,000 | thousands by filing date | call |
| ISHARES TR | 464289198 | MSCI EMG MATS | 6,300 | $104,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 3,445 | $104,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,832 | $103,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,500 | $103,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 2,809 | $103,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,700 | $103,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,700 | $103,000 | thousands by filing date | call |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 980 | $103,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,300 | $103,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,000 | $103,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 40,200 | $103,000 | thousands by filing date | put |
| PLX TECHNOLOGY INC | 693417107 | COM | 15,856 | $103,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,300 | $102,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 2,775 | $102,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,977 | $102,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 8,305 | $102,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,100 | $102,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,884 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,100 | $102,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,990 | $102,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 5,661 | $102,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 15,439 | $102,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 14,781 | $102,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 4,471 | $102,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 27,800 | $101,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,000 | $101,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,759 | $101,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 3,797 | $101,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 9,389 | $101,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,200 | $101,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,900 | $101,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 25,172 | $101,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 52,445 | $101,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 9,218 | $101,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,700 | $101,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 3,900 | $101,000 | thousands by filing date | call |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 11,197 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,699 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,595 | $101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,312 | $100,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,010 | $100,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,242 | $100,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,038 | $100,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,050 | $100,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,600 | $100,000 | thousands by filing date | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,932 | $100,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,209 | $100,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,300 | $100,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,200 | $100,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 27,700 | $100,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 3,900 | $100,000 | thousands by filing date | call |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 4,917 | $100,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 4,810 | $99,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,355 | $99,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 5,200 | $99,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 2,400 | $99,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 2,000 | $99,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 86,000 | $99,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,222 | $98,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,700 | $98,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,400 | $98,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 1,300 | $98,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,900 | $98,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,044 | $98,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 10,718 | $98,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 8,617 | $98,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 11,300 | $98,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,917 | $98,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 3,800 | $98,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 9,879 | $98,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,500 | $98,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,000 | $98,000 | thousands by filing date | call |
| NUVEEN NY | 670706100 | COM | 6,668 | $98,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,787 | $97,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,200 | $97,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,100 | $97,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,265 | $97,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 6,033 | $97,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,100 | $97,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 7,187 | $97,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 42,095 | $97,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 777 | $97,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 2,405 | $97,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 2,325 | $97,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,693 | $97,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $96,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,500 | $96,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 4,472 | $96,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,500 | $96,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 5,811 | $96,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,945 | $96,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,800 | $96,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 1,313 | $96,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,600 | $96,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,479 | $96,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 3,668 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |