13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 10,453 holding rows worth $127,753,242,000.
- Accession
- 0000950123-14-008944
- Filer
- CIK 1114446
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 15,405 entries on the cover page, a total value of $127,753,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,753,358,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELIXIS INC COM | 30161Q104 | Stock | 68,300 | $232,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 36,911 | $232,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,400 | $232,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,607 | $232,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 42,133 | $232,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,200 | $232,000 | thousands by filing date | put |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 16,811 | $232,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,700 | $231,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,000 | $230,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 3,500 | $230,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,000 | $229,000 | thousands by filing date | call |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,236 | $229,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 9,679 | $229,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 8,600 | $229,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 3,700 | $228,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 52,673 | $228,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 14,392 | $228,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,500 | $227,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,289 | $227,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,750 | $227,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,400 | $227,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 12,990 | $227,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 5,583 | $227,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 26,012 | $227,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 17,542 | $227,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 75,155 | $227,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 11,290 | $227,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 35,971 | $226,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,900 | $226,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 70,300 | $226,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 61,800 | $226,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 3,500 | $225,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,400 | $225,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 6,200 | $225,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,480 | $225,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 5,700 | $225,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 28,570 | $225,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 16,891 | $225,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 8,100 | $224,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 10,100 | $224,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,434 | $224,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,000 | $223,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 11,800 | $223,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 15,209 | $223,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,665 | $223,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,600 | $223,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 4,851 | $222,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,800 | $222,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 3,232 | $222,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,676 | $222,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,119 | $221,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,800 | $221,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,000 | $220,000 | thousands by filing date | put |
| EQUAL ENERGY LTD | 29390Q109 | COM | 40,672 | $220,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,000 | $219,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 52,856 | $219,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,000 | $219,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 7,307 | $219,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,800 | $218,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 7,000 | $218,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 12,717 | $218,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,600 | $218,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,800 | $217,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,200 | $217,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,403 | $217,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 26,581 | $217,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,900 | $217,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,832 | $217,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,800 | $216,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,400 | $216,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 2,866 | $216,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,066 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,205 | $216,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,641 | $215,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 7,117 | $215,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 19,627 | $215,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 114,292 | $215,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 9,300 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,137 | $214,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,349 | $214,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 68,175 | $214,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,900 | $213,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 9,139 | $213,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 18,359 | $213,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 26,700 | $213,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 7,903 | $213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,200 | $212,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,145 | $212,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 49,909 | $212,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,300 | $212,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,179 | $212,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 41,000 | $212,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 7,094 | $212,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,025 | $211,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,900 | $211,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 44,996 | $211,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 8,390 | $211,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 8,758 | $211,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,383 | $211,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 13,114 | $211,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 243,657 | $210,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 4,472 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,767 | $210,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,700 | $210,000 | thousands by filing date | put |
| RENTRAK CORP | 760174102 | COM | 4,000 | $210,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,100 | $209,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 7,121 | $209,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,842 | $209,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,832 | $209,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 11,900 | $209,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,990 | $209,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,900 | $209,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,100 | $208,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 7,569 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,836 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,239 | $208,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 15,201 | $208,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,580 | $208,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 17,700 | $208,000 | thousands by filing date | put |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 8,121 | $208,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,215 | $207,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,200 | $207,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 67,500 | $207,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 13,632 | $206,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,900 | $206,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 17,500 | $206,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 7,180 | $206,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,302 | $205,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,400 | $205,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,900 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,100 | $205,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $204,000 | thousands by filing date | call |
| SIFCO INDS INC | 826546103 | COM | 6,525 | $204,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 6,376 | $204,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 7,028 | $204,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,500 | $204,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 10,081 | $204,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,961 | $203,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 14,134 | $203,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10,000 | $203,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 65,053 | $203,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,800 | $202,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 16,445 | $202,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,700 | $202,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 21,578 | $202,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 800 | $202,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,300 | $201,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,500 | $201,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,400 | $201,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 8,400 | $201,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,800 | $201,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,800 | $200,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 31,949 | $200,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 38,800 | $200,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 36,369 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 8,286 | $200,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,836 | $198,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,863 | $198,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,100 | $198,000 | thousands by filing date | call |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 15,522 | $198,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,500 | $197,000 | thousands by filing date | put |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 3,037 | $197,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 34,925 | $197,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 11,327 | $196,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,200 | $196,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 1,800 | $196,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 7,967 | $196,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,700 | $195,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,200 | $195,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,600 | $195,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,000 | $195,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,200 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 13,371 | $195,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,223 | $195,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 14,029 | $195,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,874 | $194,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,099 | $194,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 21,702 | $194,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,852 | $194,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,500 | $194,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,302 | $194,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 9,600 | $194,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 16,248 | $194,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 687,216 | $194,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 13,276 | $194,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,200 | $193,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,489 | $193,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,700 | $193,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 31,482 | $193,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,985 | $193,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 9,500 | $193,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,263 | $193,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 3,345 | $193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 4,868 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,554 | $193,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,900 | $192,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 1,800 | $192,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,100 | $192,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 600 | $192,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,600 | $191,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,023 | $191,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,884 | $191,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,400 | $191,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 3,757 | $191,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,300 | $189,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,900 | $189,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,779 | $189,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 2,700 | $189,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,689 | $189,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,121 | $188,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,053 | $188,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,130 | $188,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,418 | $188,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 3,733 | $188,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,800 | $187,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 3,130 | $187,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,853 | $187,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,700 | $187,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 11,705 | $187,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 2,000 | $187,000 | thousands by filing date | call |
| RENTECH INC COM | 760112102 | COM | 72,081 | $187,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 78,100 | $187,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,300 | $186,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 174,000 | $186,000 | thousands by filing date | principal |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,700 | $186,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 6,482 | $186,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,900 | $185,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 4,100 | $185,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,432 | $185,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,448 | $185,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,000 | $184,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,046 | $184,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,300 | $184,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,400 | $184,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 6,034 | $184,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,200 | $184,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 77,500 | $184,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,700 | $183,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,700 | $183,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 7,990 | $183,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 173,000 | $183,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694305 | COM | 10,015 | $183,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 13,900 | $183,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 3,240 | $183,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,598 | $182,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,000 | $182,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,100 | $182,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,551 | $182,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,200 | $182,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,588 | $182,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 42,912 | $182,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,475 | $182,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,247 | $182,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 9,923 | $182,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,455 | $181,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,700 | $181,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 3,400 | $180,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,823 | $180,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,900 | $180,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 4,400 | $180,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,815 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 12,454 | $180,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,062 | $179,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,704 | $179,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,025 | $179,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,900 | $179,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 6,100 | $179,000 | thousands by filing date | call |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 12,500 | $179,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 14,000 | $179,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,941 | $179,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,431 | $179,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 11,825 | $179,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,300 | $178,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,786 | $178,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,470 | $178,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,684 | $178,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,845 | $178,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 59,000 | $178,000 | thousands by filing date | principal |
| OWENS RLTY MTG INC | 690828108 | COM | 9,069 | $177,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,653 | $177,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 40,756 | $177,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 21,148 | $177,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,017 | $176,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 7,000 | $176,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,300 | $176,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,900 | $176,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 6,600 | $176,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 26,000 | $175,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,897 | $175,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,093 | $175,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 11,046 | $175,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,045 | $174,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,500 | $174,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,900 | $174,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,428 | $174,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,110 | $174,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,600 | $174,000 | thousands by filing date | put |
| DATAWATCH CORP | 237917208 | COM NEW | 11,648 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 1,965 | $174,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,595 | $173,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,000 | $173,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 11,750 | $173,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 4,625 | $173,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,100 | $172,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 5,388 | $172,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,000 | $172,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 8,700 | $172,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 20,184 | $172,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,600 | $171,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 27,800 | $171,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 10,800 | $171,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 22,791 | $171,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 4,433 | $171,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,866 | $170,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,300 | $170,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 5,685 | $170,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 6,400 | $170,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 5,887 | $169,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,900 | $169,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,700 | $169,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 16,600 | $169,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,300 | $169,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,600 | $169,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 8,400 | $169,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 4,600 | $169,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 2,700 | $169,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 2,160 | $169,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 12,187 | $169,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 53,613 | $169,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 10,078 | $169,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 4,765 | $168,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 11,921 | $168,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,400 | $168,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 8,500 | $168,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,906 | $168,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 11,600 | $168,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 4,800 | $167,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 1,100 | $167,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 7,738 | $167,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,612 | $167,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,134 | $167,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 13,298 | $167,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,900 | $167,000 | thousands by filing date | put |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,678 | $167,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 21,515 | $167,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,900 | $166,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 47,035 | $166,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,600 | $166,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,778 | $166,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,200 | $166,000 | thousands by filing date | put |
| ROYCE FOCUS TR | 78080N108 | COM | 19,405 | $166,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 7,777 | $166,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 12,263 | $165,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,212 | $165,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,163 | $165,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,900 | $165,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,963 | $165,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,100 | $165,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,300 | $164,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,380 | $164,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,000 | $164,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,251 | $164,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,100 | $164,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,200 | $164,000 | thousands by filing date | call |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 17,460 | $164,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 8,660 | $164,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 12,899 | $164,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 5,200 | $163,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 50,911 | $163,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 9,700 | $163,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,930 | $163,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 14,800 | $163,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 6,100 | $163,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,400 | $163,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 7,900 | $163,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 514 | $163,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 5,000 | $163,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,400 | $162,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 1,800 | $162,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,515 | $162,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 34,700 | $162,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 4,200 | $162,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 5,600 | $162,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 13,000 | $162,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,082 | $162,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 1,624 | $162,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,311 | $161,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,537 | $161,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 28,514 | $161,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,900 | $161,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 149,107 | $161,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 354,555 | $161,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,500 | $160,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,700 | $160,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,984 | $160,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,100 | $160,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 15,336 | $160,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $159,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 3,000 | $159,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,600 | $159,000 | thousands by filing date | call |
| POZEN INC | 73941U102 | COMMON STOCK | 19,097 | $159,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 100,616 | $159,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 47,515 | $159,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 6,695 | $159,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,925 | $158,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 27,693 | $158,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,000 | $158,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 14,533 | $157,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,670 | $157,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,839 | $157,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 13,900 | $157,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 15,924 | $157,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,700 | $157,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,900 | $156,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,400 | $156,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 17,681 | $156,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 5,387 | $156,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,900 | $156,000 | thousands by filing date | put |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,761 | $156,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 48,300 | $156,000 | thousands by filing date | put |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 216 | $156,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 14,872 | $156,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,700 | $155,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 5,360 | $155,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,500 | $155,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,000 | $155,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 8,850 | $155,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 18,926 | $155,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 6,400 | $155,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 3,900 | $155,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,349 | $154,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,300 | $154,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 5,170 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,500 | $154,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,400 | $154,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 7,199 | $154,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,193 | $154,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,300 | $154,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,000 | $154,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 2,600 | $154,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 5,476 | $154,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 2,600 | $154,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 14,826 | $154,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,000 | $153,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,600 | $153,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,300 | $153,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,072 | $153,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 4,661 | $153,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,285 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 9,000 | $153,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 51,715 | $153,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 3,097 | $153,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,900 | $153,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,600 | $152,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 1,100 | $152,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,800 | $152,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,500 | $152,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,832 | $152,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,897 | $152,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 8,412 | $152,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,409 | $152,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,000 | $152,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,200 | $152,000 | thousands by filing date | call |
| PENFORD CORP | 707051108 | COM | 11,811 | $152,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 14,500 | $152,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 11,106 | $152,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,300 | $151,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,200 | $151,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,800 | $151,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,302 | $151,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,155 | $151,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,771 | $151,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,824 | $151,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,200 | $151,000 | thousands by filing date | put |
| BRIDGE CAP HLDGS | 108030107 | COM | 6,230 | $151,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 31,730 | $151,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 5,499 | $151,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,100 | $150,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,992 | $150,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,700 | $150,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,318 | $150,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,134 | $150,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,000 | $150,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,300 | $150,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,928 | $150,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 16,624 | $150,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,365 | $150,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 13,300 | $150,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 102,015 | $150,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 7,882 | $150,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,900 | $149,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,900 | $149,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 3,466 | $149,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,200 | $149,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 4,200 | $149,000 | thousands by filing date | call |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 10,381 | $149,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 4,500 | $149,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,600 | $149,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 8,810 | $149,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,839 | $149,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008944 | this filing | 2014-08-14 | acceptance time not in the bulk data set |