13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,387 | $566,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 27,500 | $566,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 32,128 | $565,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,639 | $564,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,189 | $564,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 12,500 | $563,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 18,475 | $563,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 11,437 | $563,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,000 | $562,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 32,700 | $562,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 19,900 | $562,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 43,490 | $561,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,707 | $560,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 31,504 | $559,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 28,093 | $558,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 28,300 | $558,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 11,981 | $557,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,460 | $557,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 107,146 | $557,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 212,417 | $557,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 31,133 | $557,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 19,377 | $556,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 27,798 | $555,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,500 | $554,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 21,397 | $553,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 29,800 | $553,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 43,200 | $553,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 19,514 | $551,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 14,841 | $550,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 7,200 | $547,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 26,600 | $547,000 | thousands by filing date | call |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 70,043 | $547,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 78,200 | $546,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,400 | $546,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 73,500 | $546,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 27,920 | $545,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 29,900 | $544,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 47,100 | $544,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,100 | $544,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 7,853 | $543,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 37,200 | $542,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 10,010 | $542,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 37,297 | $542,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 55,546 | $542,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 5,395 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 10,988 | $541,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,125 | $541,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 53,035 | $541,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,290 | $540,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,000 | $540,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 111,859 | $540,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 12,300 | $540,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 33,909 | $539,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 28,000 | $539,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 119,867 | $539,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,367 | $538,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 27,487 | $538,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 28,414 | $538,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 140,860 | $537,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 21,000 | $537,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 41,468 | $537,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 33,700 | $537,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 25,626 | $536,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,800 | $535,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 19,062 | $534,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,964 | $534,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,501 | $532,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 191,442 | $532,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,500 | $530,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 23,495 | $529,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 76,062 | $529,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 12,128 | $529,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,100 | $528,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 42,344 | $528,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 31,500 | $527,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,600 | $527,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 24,861 | $527,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 6,000 | $527,000 | thousands by filing date | call |
| NYSE EURONEXT | 629491101 | COM | 12,500 | $525,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,800 | $524,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 44,043 | $524,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 16,361 | $524,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 105,844 | $524,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 230,626 | $524,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 99,715 | $524,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,332 | $523,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,400 | $523,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,241 | $523,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 17,488 | $523,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,400 | $522,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 13,100 | $522,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 21,094 | $521,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 44,331 | $521,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 16,076 | $521,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 18,656 | $520,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 18,012 | $519,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 20,313 | $519,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,700 | $518,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 36,000 | $518,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 98,250 | $518,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 22,536 | $518,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,700 | $517,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 33,734 | $517,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 22,937 | $517,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 38,701 | $517,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 11,300 | $517,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20,200 | $516,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 23,300 | $516,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 26,681 | $515,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 7,700 | $515,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,800 | $514,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,353 | $514,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,100 | $513,000 | thousands by filing date | call |
| INVESTORS BANCORP INC | 46146P102 | COM | 23,452 | $513,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 40,632 | $512,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,776 | $511,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 31,994 | $511,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 35,530 | $511,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,000 | $510,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 43,307 | $510,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 21,345 | $509,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 23,600 | $508,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,915 | $508,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,600 | $508,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 12,400 | $508,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 158,200 | $508,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,000 | $506,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 65,815 | $506,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 104,600 | $505,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 4,418 | $505,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 55,688 | $505,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 6,600 | $503,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 40,073 | $502,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 35,505 | $502,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 17,478 | $501,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 9,500 | $501,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 149,300 | $500,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 10,967 | $500,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 13,621 | $500,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 51,937 | $497,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,294 | $496,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 8,439 | $496,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 13,424 | $496,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 8,900 | $496,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,300 | $495,000 | thousands by filing date | call |
| BLOUNT INTL INC NEW | 095180105 | COM | 40,898 | $495,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 15,976 | $495,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,100 | $495,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,006 | $494,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 7,458 | $494,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 13,908 | $494,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,900 | $493,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 13,300 | $493,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 12,200 | $492,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,456 | $492,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,100 | $492,000 | thousands by filing date | call |
| EQUAL ENERGY LTD | 29390Q109 | COM | 104,485 | $492,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 19,218 | $491,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 79,200 | $491,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,791 | $490,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 22,818 | $490,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 152,362 | $489,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,177 | $489,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 13,356 | $489,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 27,565 | $488,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,800 | $488,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 10,100 | $488,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 127,538 | $488,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,852 | $487,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 15,198 | $487,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,864 | $486,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 24,162 | $486,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,400 | $485,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 15,035 | $485,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 7,008 | $485,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 13,700 | $485,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 8,100 | $484,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 36,641 | $484,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,974 | $483,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 23,300 | $483,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 11,779 | $482,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,600 | $482,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,672 | $482,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 46,800 | $482,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,952 | $480,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 17,008 | $480,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 10,200 | $480,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 3,700 | $478,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 38,061 | $478,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,200 | $477,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 43,274 | $477,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 12,500 | $477,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 10,200 | $477,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 37,268 | $476,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 11,068 | $475,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,300 | $473,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 22,127 | $473,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 9,380 | $473,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 27,625 | $473,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 23,000 | $472,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,523 | $472,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 58,948 | $472,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 128,400 | $471,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 16,000 | $471,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,005 | $471,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,600 | $471,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 4,200 | $470,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 9,366 | $470,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,982 | $470,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,900 | $470,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 28,789 | $469,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 19,900 | $469,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 71,530 | $469,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 14,600 | $468,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 15,149 | $468,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,000 | $468,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,040 | $468,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 47,960 | $467,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 28,769 | $467,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,436 | $467,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 36,826 | $466,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 23,524 | $464,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 36,897 | $464,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 56,400 | $464,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 6,206 | $463,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 14,412 | $462,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,575 | $461,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 30,105 | $461,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,800 | $460,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 35,781 | $460,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,800 | $460,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 21,500 | $458,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 17,603 | $458,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 72,871 | $458,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 37,839 | $457,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 10,814 | $457,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 9,560 | $457,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,500 | $456,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 39,400 | $455,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 7,800 | $455,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 19,900 | $455,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 19,000 | $455,000 | thousands by filing date | call |
| Saexploration Holdings Inc. | 78636X105 | COM | 47,775 | $454,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 76,827 | $453,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 112,669 | $453,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,900 | $451,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 6,700 | $451,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 364 | $451,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 12,900 | $451,000 | thousands by filing date | call |
| CHAMBERS STR PPTYS | 157842105 | COM | 51,333 | $451,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,900 | $450,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 16,233 | $449,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,900 | $449,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 11,567 | $449,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 15,668 | $449,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,000 | $448,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 34,394 | $448,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 19,000 | $447,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,800 | $446,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 32,281 | $446,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,565 | $446,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 186,239 | $446,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 31,891 | $446,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 17,000 | $445,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 25,574 | $445,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 8,248 | $444,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 6,900 | $444,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 3,900 | $443,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 3,600 | $443,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 9,100 | $443,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,601 | $443,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 38,400 | $442,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 37,190 | $442,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 28,900 | $442,000 | thousands by filing date | call |
| MICHAEL BAKER CORP | 057149106 | COM | 10,915 | $442,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 22,417 | $442,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,115 | $440,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 35,838 | $440,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,800 | $439,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 5,520 | $439,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 15,500 | $439,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 17,828 | $439,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 326,526 | $438,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 19,327 | $437,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,300 | $437,000 | thousands by filing date | put |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 17,407 | $437,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,900 | $436,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 15,362 | $436,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 41,600 | $436,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 13,600 | $436,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 136,794 | $436,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,399 | $435,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,973 | $435,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 13,534 | $434,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,692 | $434,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 24,497 | $434,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,000 | $433,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 11,400 | $433,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 26,291 | $433,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 7,200 | $432,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 24,177 | $431,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,200 | $431,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,900 | $430,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,884 | $430,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 7,111 | $430,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 76,200 | $430,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 18,900 | $429,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,200 | $429,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 8,665 | $429,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8,900 | $428,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 56,068 | $428,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 81,685 | $428,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 35,400 | $427,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 96,639 | $427,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 35,242 | $427,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 24,687 | $427,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 5,000 | $426,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 130,360 | $426,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,300 | $425,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 5,600 | $425,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 4,200 | $425,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 14,128 | $424,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 30,979 | $424,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,800 | $423,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 23,350 | $423,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,312 | $423,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 18,600 | $422,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 61,297 | $422,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 15,394 | $422,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,900 | $421,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 36,900 | $421,000 | thousands by filing date | put |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 6,261 | $421,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 8,934 | $420,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,362 | $420,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 80,300 | $420,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 11,935 | $420,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,300 | $419,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 12,200 | $419,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 9,653 | $418,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 10,211 | $418,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 13,800 | $418,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 13,800 | $418,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 36,100 | $418,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 6,300 | $417,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,396 | $417,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,011 | $416,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,660 | $416,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,200 | $416,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 4,600 | $416,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 14,863 | $416,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 23,370 | $416,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,900 | $415,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 21,297 | $415,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 16,108 | $415,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 23,800 | $415,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,086 | $414,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 62,386 | $414,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 8,600 | $414,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 25,480 | $413,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,300 | $413,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 49,449 | $412,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 47,374 | $412,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,854 | $411,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 14,860 | $410,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 4,118 | $410,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 22,700 | $410,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,764 | $410,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,824 | $409,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 8,923 | $409,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 16,697 | $409,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,400 | $409,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 24,700 | $408,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,024 | $408,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 7,700 | $408,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 32,192 | $407,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 34,657 | $407,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,800 | $406,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 7,374 | $406,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,200 | $405,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,600 | $405,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 46,000 | $405,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,300 | $405,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 25,600 | $404,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 345,080 | $404,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 42,076 | $404,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 26,700 | $403,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 31,084 | $403,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,628 | $402,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,500 | $401,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 36,200 | $401,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 6,100 | $401,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,134 | $401,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 28,532 | $401,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,100 | $400,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 25,500 | $400,000 | thousands by filing date | call |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 11,611 | $400,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,700 | $400,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 194,300 | $400,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,900 | $399,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,026 | $399,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,200 | $399,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 14,700 | $399,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 33,384 | $399,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,433 | $399,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 64,440 | $399,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 27,739 | $398,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 38,700 | $398,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 22,267 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,769 | $397,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 35,900 | $396,000 | thousands by filing date | call |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 190,534 | $396,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 11,656 | $396,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 3,787 | $395,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,298 | $395,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 7,900 | $395,000 | thousands by filing date | call |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 19,700 | $395,000 | thousands by filing date | call |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 30,748 | $395,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,200 | $394,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,348 | $394,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 31,122 | $394,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 22,200 | $394,000 | thousands by filing date | put |
| CASH AMER INTL INC | 14754D100 | COM | 8,706 | $394,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 8,000 | $394,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 4,500 | $393,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 4,400 | $393,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 10,686 | $391,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,300 | $390,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,222 | $390,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23,777 | $390,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,500 | $389,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 23,390 | $389,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,500 | $389,000 | thousands by filing date | put |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 5,957 | $389,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,315 | $389,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,285 | $389,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 9,899 | $388,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 42,581 | $388,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 68,663 | $387,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 29,990 | $387,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 14,281 | $387,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 8,782 | $387,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 17,157 | $386,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 21,300 | $385,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,676 | $385,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,500 | $385,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,600 | $384,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 13,700 | $384,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 13,995 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,900 | $383,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 21,800 | $383,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,442 | $383,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,224 | $383,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,400 | $382,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 88,900 | $382,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,840 | $382,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 15,559 | $381,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 14,757 | $381,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 22,608 | $381,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,100 | $380,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 12,782 | $380,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,500 | $379,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 76,995 | $379,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 27,578 | $379,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 15,090 | $379,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,800 | $378,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,849 | $378,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,300 | $378,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,600 | $376,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,800 | $376,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 34,339 | $376,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 12,480 | $376,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,900 | $376,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 11,068 | $375,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 8,976 | $375,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 92,538 | $375,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 10,800 | $375,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,700 | $374,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,092 | $374,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 9,800 | $374,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 12,549 | $374,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,300 | $374,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,500 | $373,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,000 | $373,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 22,500 | $373,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 15,152 | $372,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 44,917 | $371,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,900 | $371,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 49,900 | $371,000 | thousands by filing date | call |
| GUGGENHEIM ETF | 78355W866 | cs | 4,894 | $371,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 7,270 | $370,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,834 | $370,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 40,984 | $370,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 13,880 | $369,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,600 | $369,000 | thousands by filing date | put |
| REVENUESHARES ADR | 761396605 | ADR FD | 9,770 | $369,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,329 | $368,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 286,000 | $368,000 | thousands by filing date | principal |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 27,360 | $368,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 8,976 | $367,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 6,178 | $367,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |