13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 45,250 | $873,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 11,129 | $871,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 22,200 | $871,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 25,200 | $871,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,187 | $871,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 211,725 | $870,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 9,500 | $870,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,623 | $869,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 41,700 | $868,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,836 | $866,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 15,500 | $866,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 53,175 | $866,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 8,700 | $865,000 | thousands by filing date | call |
| Hubbell Inc Class B | 443510201 | COM | 8,247 | $864,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 195,100 | $864,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 31,000 | $862,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 15,130 | $862,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 29,714 | $861,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,200 | $861,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 12,200 | $861,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 53,821 | $860,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 13,838 | $860,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 27,043 | $859,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 25,882 | $859,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 63,573 | $859,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,800 | $858,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 71,034 | $858,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 69,502 | $858,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 42,609 | $857,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 46,248 | $856,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 16,707 | $856,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 16,840 | $854,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 41,500 | $854,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 19,800 | $853,000 | thousands by filing date | put |
| Lihua International Inc. | 532352101 | COM | 171,200 | $853,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 17,900 | $852,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 14,100 | $852,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,500 | $851,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8,600 | $849,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 318,848 | $845,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 69,492 | $843,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,100 | $842,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 21,647 | $842,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 915 | $841,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 72,483 | $840,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,500 | $840,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 31,892 | $839,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 36,137 | $835,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,480 | $835,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 24,700 | $834,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,200 | $832,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 14,756 | $832,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 11,937 | $832,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 56,900 | $830,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 13,692 | $830,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 29,395 | $830,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 20,393 | $830,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 14,812 | $829,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 19,309 | $825,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 19,600 | $824,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,594 | $823,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 229,170 | $823,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 27,901 | $823,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 39,161 | $822,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 61,500 | $821,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 35,618 | $821,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10,921 | $820,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 22,084 | $820,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 12,942 | $819,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 36,300 | $815,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 23,800 | $815,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 24,381 | $815,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 22,600 | $814,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 13,684 | $814,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 30,705 | $814,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,700 | $813,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 19,400 | $812,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 63,000 | $812,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 15,108 | $811,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 36,551 | $811,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 12,093 | $809,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 11,900 | $809,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 63,415 | $808,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 28,600 | $807,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 18,800 | $807,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 25,416 | $807,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,900 | $806,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 18,900 | $806,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 228,100 | $805,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 54,500 | $802,000 | thousands by filing date | call |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 9,140 | $801,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 45,845 | $800,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 22,281 | $800,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 26,777 | $799,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,900 | $799,000 | thousands by filing date | put |
| SONIC FDRY INC | 83545R207 | COM NEW | 86,789 | $799,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 35,629 | $799,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 212,552 | $797,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 72,400 | $797,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 73,800 | $796,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 56,052 | $796,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 10,900 | $795,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 147,539 | $795,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 10,641 | $794,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 98,664 | $794,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 62,449 | $793,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 19,458 | $793,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 9,400 | $792,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 19,262 | $791,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 47,700 | $791,000 | thousands by filing date | put |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 60,943 | $791,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,235 | $790,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 49,145 | $790,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 23,920 | $790,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 22,004 | $789,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 697,000 | $789,000 | thousands by filing date | principal |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10,000 | $788,000 | thousands by filing date | put |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 53,941 | $787,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 12,600 | $786,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 68,903 | $786,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 76,344 | $785,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,200 | $784,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 31,800 | $784,000 | thousands by filing date | call |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 52,251 | $783,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 30,459 | $782,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 15,716 | $782,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 34,107 | $782,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 20,096 | $781,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 18,100 | $781,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 14,800 | $778,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 26,075 | $777,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 25,160 | $776,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 31,996 | $776,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,947 | $775,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 25,589 | $775,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 33,800 | $773,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 73,800 | $773,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 49,102 | $773,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14,490 | $772,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 17,200 | $772,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 20,032 | $772,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 51,482 | $772,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 55,000 | $772,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,200 | $771,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 9,700 | $771,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 28,157 | $770,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20,100 | $769,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 11,700 | $769,000 | thousands by filing date | put |
| KAMADA LTD | M6240T109 | SHS | 50,267 | $769,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 31,000 | $768,000 | thousands by filing date | put |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 19,000 | $767,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 13,756 | $767,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,800 | $766,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 116,700 | $766,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 26,975 | $766,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 54,695 | $765,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 32,529 | $765,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 14,000 | $763,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 15,100 | $763,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 11,500 | $761,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 30,323 | $761,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 20,987 | $759,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 144,100 | $759,000 | thousands by filing date | put |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 70,068 | $759,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,100 | $757,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,617 | $757,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,600 | $756,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25,570 | $756,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 101,204 | $756,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,400 | $755,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 60,933 | $755,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 75,445 | $754,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 21,500 | $754,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 38,349 | $754,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 51,779 | $753,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 36,600 | $753,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 18,567 | $752,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 18,971 | $752,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 783,799 | $752,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 27,355 | $751,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 20,166 | $750,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 122,050 | $748,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 61,950 | $747,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 112,092 | $747,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 43,500 | $747,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 21,125 | $746,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,400 | $745,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 119,824 | $745,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 112,640 | $745,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 105,031 | $745,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 17,403 | $742,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 54,414 | $738,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 87,752 | $737,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 16,700 | $736,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 11,163 | $735,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,798 | $735,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 92,216 | $735,000 | thousands by filing date | call |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 4,923 | $735,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 24,062 | $734,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 18,100 | $734,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 109,200 | $733,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 37,558 | $733,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 72,994 | $731,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 38,709 | $731,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,978 | $730,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 232,101 | $729,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 43,625 | $728,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,800 | $727,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,914 | $727,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 46,100 | $727,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,750 | $726,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 16,100 | $726,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 20,100 | $725,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 58,544 | $724,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 138,881 | $723,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,313 | $722,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 13,077 | $722,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 64,302 | $722,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 19,600 | $721,000 | thousands by filing date | put |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 24,907 | $721,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 30,270 | $720,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 20,633 | $720,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 20,401 | $720,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 150,900 | $717,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 111,798 | $717,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,700 | $717,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,293 | $714,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 119,800 | $714,000 | thousands by filing date | put |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 59,710 | $714,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 22,700 | $713,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 22,000 | $713,000 | thousands by filing date | call |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 26,698 | $712,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 31,000 | $711,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 33,000 | $710,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 63,077 | $710,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 23,900 | $710,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 25,289 | $709,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 13,400 | $709,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 100,300 | $705,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,200 | $704,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 13,764 | $704,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,264 | $703,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 10,700 | $702,000 | thousands by filing date | put |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 30,500 | $702,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 24,500 | $701,000 | thousands by filing date | put |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 56,052 | $701,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 11,800 | $700,000 | thousands by filing date | put |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 11,090 | $700,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 74,400 | $699,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 32,517 | $699,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 73,141 | $698,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,765 | $696,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 46,359 | $696,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,200 | $695,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 18,100 | $695,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 15,047 | $695,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 48,592 | $695,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,100 | $694,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 128,344 | $694,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,383 | $694,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 78,267 | $693,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 116,290 | $692,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 81,321 | $691,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 14,900 | $690,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,600 | $688,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 10,293 | $688,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 57,617 | $688,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 18,430 | $687,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 7,789 | $687,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 17,600 | $686,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 7,773 | $683,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 24,662 | $682,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 22,047 | $681,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 36,700 | $681,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 400,263 | $681,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 13,500 | $679,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 8,300 | $678,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,918 | $678,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,000 | $677,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 14,400 | $677,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,900 | $677,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,638 | $677,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 13,955 | $674,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 33,800 | $674,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 58,233 | $673,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 11,600 | $673,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,200 | $671,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 16,317 | $671,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 17,890 | $668,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 99,000 | $668,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,200 | $667,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 35,000 | $667,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 16,441 | $667,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 60,700 | $667,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 4,200 | $666,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 27,797 | $666,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 58,842 | $666,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 28,990 | $665,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 52,164 | $664,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 33,481 | $664,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 12,900 | $664,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 7,100 | $663,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 27,616 | $663,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 21,918 | $663,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 31,001 | $663,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 19,500 | $662,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 53,397 | $662,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 35,229 | $662,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 47,931 | $662,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 24,291 | $662,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 78,000 | $661,000 | thousands by filing date | call |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 12,100 | $661,000 | thousands by filing date | put |
| WASHINGTON POST CO | 939640108 | CL B | 1,081 | $661,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 12,200 | $660,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 14,600 | $660,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 24,895 | $660,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 17,541 | $659,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 35,909 | $658,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,700 | $658,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 18,000 | $658,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 90,273 | $657,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 7,100 | $657,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 9,100 | $657,000 | thousands by filing date | put |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 14,104 | $657,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,800 | $656,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 12,900 | $656,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 15,800 | $656,000 | thousands by filing date | put |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 50,852 | $655,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 70,600 | $654,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 42,866 | $654,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 25,800 | $652,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 96,924 | $651,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 33,183 | $651,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 61,246 | $651,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 18,849 | $651,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 31,853 | $650,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 7,822 | $650,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,064 | $648,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,900 | $648,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 10,753 | $648,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 46,400 | $647,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 37,545 | $647,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 24,268 | $647,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 10,800 | $646,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 20,489 | $646,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 14,200 | $645,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,800 | $642,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,350 | $642,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 23,650 | $642,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 97,800 | $642,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,996 | $640,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 68,793 | $640,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 42,124 | $640,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 13,800 | $639,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,115 | $639,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 50,588 | $638,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,900 | $638,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,568 | $638,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 94,600 | $638,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 79,200 | $638,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 58,246 | $637,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 21,366 | $636,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 35,612 | $635,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 49,880 | $635,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,500 | $635,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 102,800 | $634,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 22,900 | $632,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 22,300 | $631,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 298,871 | $631,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 81,779 | $630,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 18,800 | $629,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,400 | $628,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,800 | $627,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 40,787 | $627,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 93,400 | $627,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 185,800 | $626,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 86,374 | $625,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,100 | $624,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 15,400 | $624,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,700 | $623,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,600 | $623,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 78,700 | $623,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,586 | $623,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 44,300 | $622,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 9,731 | $622,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 40,100 | $621,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,884 | $620,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 62,537 | $620,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 20,306 | $619,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11,995 | $619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 15,498 | $619,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 11,922 | $619,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 26,718 | $619,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,200 | $618,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,601 | $617,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 62,045 | $617,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 10,610 | $616,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 23,929 | $616,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 39,482 | $616,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 34,367 | $616,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,200 | $615,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,100 | $614,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 46,307 | $614,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 24,454 | $614,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 45,018 | $613,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 56,865 | $613,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 69,152 | $613,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 83,814 | $612,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 13,500 | $611,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,200 | $610,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 8,028 | $610,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 25,836 | $610,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 46,502 | $610,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 15,362 | $610,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,600 | $609,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 16,594 | $608,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 18,385 | $607,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,700 | $606,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 48,813 | $606,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 19,900 | $604,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 39,000 | $604,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,762 | $604,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 32,300 | $603,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 14,937 | $602,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 8,918 | $602,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 46,045 | $602,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 61,959 | $602,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 11,223 | $602,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 152,789 | $602,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 9,000 | $601,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,717 | $601,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,722 | $601,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 50,100 | $601,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 21,500 | $601,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,335 | $599,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 36,500 | $598,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 41,412 | $597,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 16,961 | $597,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,700 | $596,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 22,657 | $596,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 58,200 | $596,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 45,918 | $595,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 11,395 | $594,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 41,880 | $594,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 375,000 | $594,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 74,428 | $594,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,100 | $593,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 167,445 | $593,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 92,996 | $593,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 234,500 | $593,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 10,865 | $592,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,500 | $592,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,700 | $591,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,330 | $591,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,900 | $591,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 22,434 | $589,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 43,900 | $588,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 31,447 | $588,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,849 | $586,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 79,400 | $586,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 15,023 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 45,426 | $585,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,500 | $584,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,600 | $584,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 19,700 | $584,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 46,200 | $584,000 | thousands by filing date | put |
| WMS INDUSTRIES INC | 929297109 | COM | 22,500 | $584,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,700 | $582,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 44,549 | $582,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 55,654 | $581,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 12,600 | $581,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 7,500 | $580,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 21,032 | $580,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,200 | $580,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 9,500 | $580,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 28,721 | $580,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 8,500 | $578,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 22,400 | $577,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,400 | $577,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 6,928 | $575,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 43,369 | $575,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,600 | $574,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,200 | $574,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 15,903 | $574,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 14,600 | $573,000 | thousands by filing date | put |
| COVANCE INC | 222816100 | COM | 6,627 | $573,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 58,347 | $573,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 21,000 | $572,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 151,000 | $572,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 16,800 | $572,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,800 | $570,000 | thousands by filing date | call |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 41,417 | $570,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 44,652 | $569,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 45,822 | $568,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 38,900 | $568,000 | thousands by filing date | call |
| UNITED ONLINE INC | 911268100 | COM | 71,252 | $568,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 18,700 | $567,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,109 | $567,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 33,610 | $567,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 47,265 | $567,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |