13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,145 | $232,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,300 | $232,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,353 | $232,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,800 | $232,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6,951 | $232,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 67,383 | $232,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 8,941 | $232,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 19,958 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,000 | $232,000 | thousands by filing date | call |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 6,056 | $232,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,700 | $231,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,100 | $231,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 30,881 | $231,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,329 | $231,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 23,103 | $231,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,401 | $231,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 34,880 | $231,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $230,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 2,700 | $230,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,212 | $230,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 11,000 | $230,000 | thousands by filing date | put |
| TECHE HLDG CO | 878330109 | COM | 5,041 | $230,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 32,161 | $229,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,900 | $229,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 14,400 | $229,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 32,300 | $229,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 42,000 | $229,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 36,900 | $229,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 7,293 | $228,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,900 | $228,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 19,510 | $228,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,222 | $228,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,537 | $227,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,600 | $227,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 22,581 | $227,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,417 | $227,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,900 | $227,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 6,833 | $227,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,655 | $226,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 17,397 | $226,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,200 | $225,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,267 | $225,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 10,153 | $225,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,199 | $225,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,400 | $225,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,400 | $225,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 7,638 | $224,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,175 | $224,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 23,091 | $224,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 5,500 | $224,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,100 | $223,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,300 | $223,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,200 | $223,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 6,956 | $223,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,500 | $222,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,000 | $222,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,300 | $221,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 4,400 | $221,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 11,800 | $221,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,600 | $221,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 14,333 | $221,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,996 | $221,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 39,300 | $221,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 83,414 | $221,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 17,630 | $220,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,433 | $219,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 6,878 | $219,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,500 | $219,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,800 | $218,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,500 | $218,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 1,200 | $218,000 | thousands by filing date | put |
| SHFL ENTMT INC | 78423R105 | COM | 9,496 | $218,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 37,618 | $218,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,800 | $217,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,336 | $217,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 23,000 | $217,000 | thousands by filing date | put |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,900 | $217,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,069 | $216,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,500 | $216,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,190 | $216,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,572 | $216,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 36,244 | $216,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 34,306 | $216,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,355 | $215,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 25,400 | $215,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,052 | $215,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,058 | $215,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,400 | $215,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 78,331 | $215,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 62,619 | $215,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 9,979 | $215,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 5,059 | $215,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,800 | $214,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 8,122 | $214,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 18,967 | $214,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,700 | $213,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,100 | $213,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,276 | $213,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,537 | $213,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,900 | $213,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 67,829 | $213,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 27,400 | $213,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 14,900 | $213,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 3,200 | $212,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,400 | $212,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 10,860 | $212,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 13,000 | $212,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 5,200 | $212,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 14,607 | $212,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,273 | $211,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,500 | $211,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 15,600 | $211,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 2,100 | $210,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 6,900 | $210,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 32,817 | $210,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 12,600 | $210,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 24,000 | $210,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 62,297 | $210,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 13,600 | $210,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 2,535 | $210,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 11,195 | $210,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 73,246 | $210,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 41,400 | $209,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,000 | $209,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 4,900 | $209,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 28,502 | $209,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,586 | $209,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 34,760 | $209,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,600 | $208,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 5,357 | $208,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,200 | $208,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,200 | $208,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N305 | COM NEW | 181,276 | $208,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 24,424 | $208,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,196 | $207,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,500 | $207,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 18,552 | $207,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,400 | $207,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 2,700 | $206,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,259 | $206,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 7,700 | $206,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 70,111 | $206,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,416 | $206,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,400 | $206,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 2,801 | $205,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 20,693 | $205,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,200 | $205,000 | thousands by filing date | put |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,083 | $205,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 19,600 | $205,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,000 | $204,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 6,700 | $204,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,300 | $204,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 16,039 | $204,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,343 | $204,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,000 | $204,000 | thousands by filing date | call |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 13,714 | $204,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,200 | $203,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,200 | $203,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,000 | $203,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 8,921 | $203,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,200 | $203,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 4,689 | $203,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,500 | $203,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 26,395 | $203,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,500 | $202,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,100 | $202,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 6,200 | $202,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,807 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,200 | $201,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,100 | $201,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,000 | $201,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,100 | $201,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,400 | $201,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,300 | $201,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 6,156 | $201,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,200 | $200,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,838 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,027 | $200,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,471 | $200,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,178 | $200,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 1,100 | $200,000 | thousands by filing date | call |
| LSI CORPORATION | 502161102 | COM | 25,500 | $200,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 185,000 | $200,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 3,000 | $199,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $199,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 11,570 | $199,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,400 | $199,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,700 | $199,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,710 | $199,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 17,682 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,079 | $199,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,900 | $198,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,743 | $198,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 10,288 | $198,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 5,100 | $198,000 | thousands by filing date | put |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 14,803 | $198,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 13,728 | $198,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 6,816 | $198,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 11,300 | $197,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,941 | $197,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 12,211 | $197,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,600 | $197,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,600 | $197,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 6,400 | $197,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 11,698 | $197,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 16,037 | $197,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 18,580 | $197,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 6,921 | $196,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,716 | $196,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 8,500 | $196,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 2,952 | $196,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 13,600 | $196,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 3,360 | $196,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 18,622 | $195,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 27,839 | $195,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 83,321 | $195,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,700 | $195,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 29,569 | $195,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 101,100 | $195,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 12,500 | $194,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,100 | $194,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,281 | $194,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,400 | $194,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 1,700 | $193,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,000 | $193,000 | thousands by filing date | put |
| Check Point Software Technologies Ltd | 162825103 | COM | 11,530 | $193,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,578 | $193,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,247 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,600 | $192,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 24,151 | $192,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,545 | $192,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,500 | $191,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 5,345 | $191,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,086 | $191,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,900 | $191,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 30,115 | $191,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,015 | $191,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,300 | $191,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 6,900 | $190,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,200 | $190,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,500 | $190,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,153 | $190,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 8,223 | $190,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 16,424 | $190,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 3,800 | $190,000 | thousands by filing date | put |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 117,000 | $190,000 | thousands by filing date | principal |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 16,186 | $190,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 4,261 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,651 | $190,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,900 | $189,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,009 | $189,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,061 | $188,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,399 | $188,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,291 | $188,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 5,600 | $188,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,079 | $187,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,919 | $187,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 54,900 | $187,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,965 | $187,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,800 | $187,000 | thousands by filing date | call |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 14,476 | $187,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,361 | $187,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 3,382 | $187,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,000 | $186,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 72,499 | $186,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 13,106 | $186,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,400 | $185,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,600 | $185,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 8,973 | $185,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5,200 | $185,000 | thousands by filing date | call |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,555 | $185,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 3,924 | $185,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 6,473 | $185,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 29,805 | $185,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 8,400 | $185,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 8,004 | $185,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 45,304 | $185,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,100 | $184,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,800 | $184,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 4,200 | $184,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 19,500 | $184,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 4,690 | $184,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,700 | $184,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 2,900 | $184,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 6,018 | $184,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 14,007 | $184,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,100 | $183,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,300 | $183,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,700 | $183,000 | thousands by filing date | put |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,450 | $183,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,300 | $183,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 16,771 | $183,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 5,500 | $183,000 | thousands by filing date | put |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 12,000 | $183,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 14,716 | $183,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 11,148 | $183,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,302 | $182,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 14,787 | $181,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 7,147 | $181,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,300 | $181,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 10,567 | $181,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,100 | $181,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,922 | $181,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 9,378 | $181,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 68,300 | $181,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 14,100 | $181,000 | thousands by filing date | put |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 8,825 | $181,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,200 | $180,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 4,470 | $180,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,400 | $180,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,403 | $180,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 5,213 | $180,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 91,400 | $180,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 5,200 | $180,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 8,000 | $180,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 9,321 | $180,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,900 | $179,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 1,600 | $179,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,238 | $179,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 33,700 | $179,000 | thousands by filing date | call |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 7,663 | $179,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 5,255 | $179,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,700 | $178,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,200 | $178,000 | thousands by filing date | put |
| KORN FERRY COM NEW | 500643200 | Stock | 8,336 | $178,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 56,600 | $178,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,900 | $178,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,918 | $178,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 19,000 | $178,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,800 | $178,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 11,760 | $178,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,800 | $178,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 40,100 | $178,000 | thousands by filing date | call |
| LAKES GAMING INC COM | 51206P109 | COM | 43,000 | $178,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,500 | $177,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 18,800 | $177,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 13,732 | $177,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,400 | $177,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 2,705 | $176,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 10,574 | $176,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 8,729 | $176,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 26,405 | $176,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,100 | $175,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,000 | $175,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 2,700 | $175,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 8,525 | $175,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 57,437 | $175,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,400 | $175,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 28,525 | $175,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,046 | $175,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 66,000 | $175,000 | thousands by filing date | put |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 5,364 | $175,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,600 | $174,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,000 | $174,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,400 | $174,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 33,720 | $174,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 7,830 | $174,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 5,500 | $174,000 | thousands by filing date | call |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 17,285 | $174,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 16,492 | $174,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,131 | $174,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 2,506 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 9,803 | $174,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 29,802 | $173,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 40,700 | $173,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 4,000 | $173,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 5,090 | $173,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 7,900 | $173,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 16,896 | $172,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 40,200 | $172,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,000 | $172,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,571 | $172,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 22,168 | $172,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 4,100 | $172,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 7,491 | $172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 5,754 | $172,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,600 | $171,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 4,500 | $171,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,034 | $171,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,506 | $171,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 21,400 | $171,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 2,869 | $171,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,400 | $170,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,569 | $170,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,120 | $169,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 7,188 | $169,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 5,300 | $169,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 15,570 | $169,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,983 | $169,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,922 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,300 | $168,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 5,300 | $168,000 | thousands by filing date | put |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 4,639 | $168,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,400 | $167,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 2,799 | $167,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 5,572 | $167,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1,986 | $167,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,666 | $166,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,379 | $166,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 17,700 | $166,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 19,428 | $166,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,790 | $166,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 15,137 | $166,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 6,993 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 7,757 | $166,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,040 | $166,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,849 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,233 | $165,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,323 | $165,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,782 | $165,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 18,137 | $165,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,946 | $165,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 5,618 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 6,371 | $165,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 4,800 | $165,000 | thousands by filing date | put |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 16,699 | $165,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,668 | $164,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,100 | $164,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,500 | $164,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 5,600 | $164,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,700 | $164,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 25,954 | $164,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,513 | $164,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 9,412 | $164,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,576 | $163,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 13,800 | $163,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 27,503 | $163,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 7,161 | $163,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 19,200 | $163,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 23,750 | $163,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,700 | $163,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 6,253 | $163,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 39,000 | $163,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,400 | $163,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 2,209 | $162,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,800 | $162,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $162,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 2,600 | $162,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,600 | $162,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,346 | $162,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,657 | $162,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 55,200 | $162,000 | thousands by filing date | put |
| NEWPORT CORP | 651824104 | COM | 10,346 | $162,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 20,087 | $162,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,579 | $162,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,541 | $161,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 4,753 | $161,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,291 | $161,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 16,476 | $161,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 800 | $161,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,800 | $161,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 10,251 | $161,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,703 | $161,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 83,219 | $161,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 4,048 | $161,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 8,500 | $161,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 4,600 | $161,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 8,300 | $161,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 8,900 | $160,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 4,600 | $160,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 3,300 | $160,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 6,100 | $160,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $160,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 11,300 | $160,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 22,000 | $160,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,100 | $159,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,800 | $159,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,076 | $159,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,514 | $159,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,300 | $159,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,100 | $159,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 11,854 | $159,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,129 | $159,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 3,600 | $159,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 6,529 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 11,964 | $159,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,600 | $158,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,891 | $158,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,408 | $158,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,446 | $158,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,659 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,723 | $158,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,500 | $158,000 | thousands by filing date | call |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,040 | $158,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,612 | $157,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 14,184 | $157,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 34,753 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,864 | $157,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 5,425 | $157,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 12,722 | $157,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 2,853 | $157,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,400 | $156,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 3,826 | $156,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 7,430 | $156,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,100 | $156,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 8,182 | $156,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,374 | $156,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,800 | $156,000 | thousands by filing date | call |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 14,336 | $156,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 8,844 | $156,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |