13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 88,605 | $1,358,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 20,400 | $1,356,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 85,800 | $1,356,000 | thousands by filing date | put |
| PHARMACYCLICS INC | 716933106 | COM | 9,800 | $1,355,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 15,459 | $1,350,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14,135 | $1,349,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 29,800 | $1,348,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 40,580 | $1,348,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 55,095 | $1,343,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 60,247 | $1,341,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 42,093 | $1,339,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 18,165 | $1,338,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 89,941 | $1,338,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 85,371 | $1,337,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,800 | $1,335,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,318 | $1,334,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 146,206 | $1,334,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 20,725 | $1,334,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 267,446 | $1,334,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 33,972 | $1,327,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,700 | $1,327,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 177,484 | $1,324,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 46,273 | $1,320,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72,500 | $1,317,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 52,400 | $1,317,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 34,490 | $1,313,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 91,922 | $1,313,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 41,000 | $1,312,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 74,800 | $1,311,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34,700 | $1,311,000 | thousands by filing date | put |
| THORATEC CORP | 885175307 | COM | 35,126 | $1,310,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 158,373 | $1,308,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 55,543 | $1,308,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 109,950 | $1,308,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 248,100 | $1,307,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 50,300 | $1,306,000 | thousands by filing date | call |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 37,800 | $1,306,000 | thousands by filing date | call |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 98,964 | $1,305,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 17,000 | $1,303,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 43,360 | $1,303,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 81,094 | $1,302,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 26,049 | $1,301,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 30,001 | $1,300,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 27,000 | $1,299,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,934 | $1,295,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 32,106 | $1,295,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 40,135 | $1,294,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 28,392 | $1,293,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 92,311 | $1,293,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 75,614 | $1,289,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 98,720 | $1,288,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 15,722 | $1,287,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 69,903 | $1,287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 63,762 | $1,284,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 74,100 | $1,284,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 42,040 | $1,283,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 45,075 | $1,283,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 76,250 | $1,281,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 62,717 | $1,279,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 66,699 | $1,278,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 54,736 | $1,277,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 11,900 | $1,276,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,000 | $1,275,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 49,803 | $1,275,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 41,600 | $1,273,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 46,800 | $1,272,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 26,304 | $1,271,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 101,558 | $1,270,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,039 | $1,268,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 176,586 | $1,268,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 53,938 | $1,267,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 326,900 | $1,267,000 | thousands by filing date | put |
| ACTAVIS INC | 00507K103 | COM | 8,800 | $1,267,000 | thousands by filing date | call |
| TW TELECOM INC | 87311L104 | COM | 42,350 | $1,265,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 158,757 | $1,265,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 25,683 | $1,264,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 22,700 | $1,263,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 88,460 | $1,263,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,200 | $1,261,000 | thousands by filing date | call |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 99,299 | $1,261,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 61,058 | $1,260,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 95,310 | $1,259,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,374 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10,000 | $1,258,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 35,500 | $1,258,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 48,021 | $1,256,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 18,900 | $1,256,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,800 | $1,255,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 15,500 | $1,253,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 66,062 | $1,253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 38,603 | $1,253,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 73,019 | $1,250,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,167 | $1,250,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 52,700 | $1,249,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 81,868 | $1,249,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 24,197 | $1,249,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 42,695 | $1,247,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,100 | $1,246,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 50,000 | $1,245,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 30,958 | $1,245,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 138,692 | $1,244,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 16,774 | $1,243,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 15,900 | $1,242,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 280,800 | $1,241,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 59,983 | $1,240,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,500 | $1,238,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 20,500 | $1,238,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 20,031 | $1,238,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,800 | $1,236,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 169,778 | $1,236,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 29,900 | $1,233,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 48,752 | $1,233,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 67,716 | $1,233,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 79,590 | $1,231,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 23,416 | $1,231,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 202,148 | $1,231,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,900 | $1,230,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 363,701 | $1,229,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 80,182 | $1,228,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 134,950 | $1,227,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 172,800 | $1,225,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 38,500 | $1,225,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 21,786 | $1,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 20,454 | $1,221,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 98,570 | $1,221,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 130,696 | $1,221,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 56,655 | $1,220,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30,200 | $1,218,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 11,400 | $1,215,000 | thousands by filing date | call |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 27,725 | $1,213,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 254,700 | $1,212,000 | thousands by filing date | put |
| ALUMINA LTD ADR | 022205108 | COM | 319,754 | $1,212,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 45,200 | $1,211,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 53,869 | $1,211,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 28,824 | $1,210,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 108,136 | $1,209,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 17,024 | $1,209,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20,300 | $1,208,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 719,375 | $1,208,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 713,815 | $1,206,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 12,900 | $1,204,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 213,500 | $1,204,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 13,635 | $1,202,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 36,800 | $1,201,000 | thousands by filing date | put |
| DDR CORP | 23317H102 | COM | 76,404 | $1,201,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 32,465 | $1,200,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 47,354 | $1,196,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 41,450 | $1,195,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 108,662 | $1,194,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 140,305 | $1,191,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 49,086 | $1,190,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 85,562 | $1,188,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 17,683 | $1,184,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 159,100 | $1,184,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,533 | $1,182,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 69,902 | $1,181,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 171,021 | $1,181,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 63,697 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 35,388 | $1,180,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 13,497 | $1,179,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 42,882 | $1,179,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,500 | $1,178,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 28,900 | $1,177,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 174,062 | $1,173,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 13,900 | $1,172,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,400 | $1,171,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 50,713 | $1,171,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 120,384 | $1,171,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 44,215 | $1,171,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 60,522 | $1,170,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,900 | $1,169,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 69,400 | $1,169,000 | thousands by filing date | call |
| INLAND REAL ESTATE CORP | 457461200 | COM | 114,212 | $1,168,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 67,500 | $1,167,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,598 | $1,165,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 19,848 | $1,164,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 31,700 | $1,164,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 295,103 | $1,163,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 22,727 | $1,161,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 35,778 | $1,161,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 48,047 | $1,156,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 222,290 | $1,156,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 46,400 | $1,155,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 112,906 | $1,155,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 81,224 | $1,154,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 24,746 | $1,153,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 97,981 | $1,150,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 38,000 | $1,148,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 113,587 | $1,146,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 97,068 | $1,145,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 102,883 | $1,145,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 74,333 | $1,145,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 127,391 | $1,144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 31,702 | $1,143,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 52,035 | $1,142,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 35,200 | $1,141,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 52,300 | $1,140,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 179,946 | $1,139,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 50,378 | $1,138,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 24,500 | $1,137,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 21,162 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 23,002 | $1,136,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 15,519 | $1,136,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 48,372 | $1,136,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 83,296 | $1,134,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 43,600 | $1,134,000 | thousands by filing date | put |
| ETF | 26923A106 | EXCHANGE TRADED | 16,032 | $1,134,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,000 | $1,133,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 32,788 | $1,131,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 77,279 | $1,131,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 62,600 | $1,130,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 14,800 | $1,129,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 56,080 | $1,126,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 16,985 | $1,126,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 14,600 | $1,125,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 20,959 | $1,121,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 11,767 | $1,121,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 24,216 | $1,120,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 139,493 | $1,119,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 19,844 | $1,114,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 31,925 | $1,114,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 34,800 | $1,113,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 50,478 | $1,113,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 90,058 | $1,112,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 30,329 | $1,110,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 281,952 | $1,108,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 26,800 | $1,104,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 44,661 | $1,102,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,000 | $1,100,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 21,900 | $1,099,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 29,212 | $1,099,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 17,500 | $1,098,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 29,561 | $1,097,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 80,300 | $1,094,000 | thousands by filing date | put |
| HILLSHIRE BRANDS CO | 432589109 | COM | 35,600 | $1,094,000 | thousands by filing date | call |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 61,390 | $1,092,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 240,737 | $1,091,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,404 | $1,088,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 28,028 | $1,088,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 19,100 | $1,087,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 16,900 | $1,087,000 | thousands by filing date | call |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 49,183 | $1,086,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 63,400 | $1,085,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 28,900 | $1,084,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,300 | $1,083,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 50,275 | $1,082,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,586 | $1,081,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 45,085 | $1,078,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 31,738 | $1,077,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 67,190 | $1,075,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 52,200 | $1,074,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,500 | $1,073,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 29,400 | $1,072,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 59,300 | $1,072,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 216,265 | $1,072,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 25,881 | $1,072,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 36,636 | $1,072,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 42,672 | $1,071,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 59,424 | $1,070,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 47,620 | $1,069,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 12,675 | $1,069,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 67,608 | $1,069,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 20,168 | $1,069,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 47,000 | $1,068,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 43,414 | $1,067,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 819,000 | $1,067,000 | thousands by filing date | principal |
| RANDGOLD RES LTD | 752344309 | ADR | 14,900 | $1,066,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 34,818 | $1,064,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 15,100 | $1,062,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 247,948 | $1,060,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 25,236 | $1,060,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 46,748 | $1,060,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 385 | $1,058,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 18,468 | $1,058,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 15,661 | $1,054,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 68,262 | $1,054,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 25,255 | $1,052,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 123,649 | $1,052,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 75,375 | $1,052,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,700 | $1,048,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 103,900 | $1,048,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 17,439 | $1,046,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 19,400 | $1,043,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 101,800 | $1,041,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 70,250 | $1,041,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 77,391 | $1,040,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 42,279 | $1,040,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 62,069 | $1,039,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 19,600 | $1,039,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 19,632 | $1,038,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 14,286 | $1,037,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 105,008 | $1,035,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 57,052 | $1,035,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 38,800 | $1,035,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 24,434 | $1,034,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 21,309 | $1,031,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 125,192 | $1,031,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 550,000 | $1,031,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 47,215 | $1,031,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 91,439 | $1,031,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26,009 | $1,030,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 449,436 | $1,029,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 638,674 | $1,029,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,300 | $1,028,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 16,600 | $1,026,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 79,696 | $1,026,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 77,976 | $1,025,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 19,300 | $1,025,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 22,297 | $1,025,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 12,828 | $1,025,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 56,269 | $1,024,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,100 | $1,023,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 63,591 | $1,022,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874785 | COM NEW | 21,015 | $1,022,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 20,386 | $1,020,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 24,300 | $1,020,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,800 | $1,018,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 98,256 | $1,015,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 49,108 | $1,014,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 30,200 | $1,014,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 56,200 | $1,013,000 | thousands by filing date | put |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 101,115 | $1,013,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 18,716 | $1,012,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 54,000 | $1,012,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,253 | $1,010,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 16,833 | $1,009,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 72,255 | $1,009,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 75,336 | $1,009,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 31,852 | $1,006,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,000 | $1,005,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 165,311 | $1,004,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 19,709 | $1,003,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 28,092 | $1,000,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 32,100 | $999,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 139,017 | $999,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 51,104 | $999,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 56,655 | $997,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 40,300 | $997,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 170,100 | $997,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 19,700 | $996,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 57,294 | $995,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 21,159 | $993,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 19,778 | $993,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 18,500 | $992,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 74,000 | $991,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 32,600 | $990,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 32,116 | $989,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 30,000 | $988,000 | thousands by filing date | put |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 25,399 | $988,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 42,057 | $987,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,682 | $985,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 30,694 | $985,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 51,542 | $985,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 20,922 | $984,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 13,800 | $984,000 | thousands by filing date | call |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 39,915 | $984,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 15,300 | $983,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 24,400 | $983,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 14,679 | $980,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 16,300 | $979,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 75,879 | $979,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,100 | $977,000 | thousands by filing date | call |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 40,700 | $977,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 143,422 | $976,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 196,065 | $976,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 28,532 | $975,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 30,417 | $974,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 79,405 | $974,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 20,902 | $974,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,300 | $973,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 10,300 | $973,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 44,756 | $973,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 130,200 | $973,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 60,394 | $971,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 48,200 | $970,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 31,554 | $969,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,800 | $968,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 34,301 | $968,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,541 | $967,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 66,173 | $966,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 40,250 | $966,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,017 | $965,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 25,124 | $965,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 22,900 | $962,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 11,500 | $961,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 32,000 | $961,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 27,986 | $959,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 57,567 | $957,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 71,257 | $956,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 14,910 | $954,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 22,289 | $954,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,300 | $953,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 10,900 | $953,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 28,426 | $953,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 16,474 | $951,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 21,120 | $950,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,500 | $949,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 88,913 | $949,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 22,292 | $949,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 22,200 | $946,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 44,094 | $945,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 134,804 | $944,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 72,700 | $943,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 18,800 | $942,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 44,500 | $941,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 33,626 | $941,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 33,671 | $941,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 18,210 | $941,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 11,563 | $940,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 20,785 | $939,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 13,834 | $939,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 44,687 | $939,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 19,738 | $938,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 25,126 | $938,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 23,424 | $937,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 60,866 | $937,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 67,200 | $936,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 19,048 | $936,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 30,568 | $934,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 22,242 | $934,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 33,911 | $933,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 59,800 | $932,000 | thousands by filing date | put |
| ORBITAL SCIENCES CORP | 685564106 | COM | 43,988 | $932,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 11,000 | $931,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 27,299 | $930,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 12,931 | $929,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 7,700 | $928,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 14,500 | $928,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 98,390 | $927,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 31,883 | $927,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,800 | $924,000 | thousands by filing date | put |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 25,357 | $924,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 57,590 | $924,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 68,420 | $924,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 74,119 | $923,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7,200 | $922,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 17,800 | $921,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 31,082 | $921,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 16,700 | $921,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 34,100 | $921,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 217,742 | $921,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 23,400 | $920,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,400 | $920,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 59,708 | $920,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 78,710 | $919,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 46,913 | $919,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,200 | $918,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,005 | $918,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 51,518 | $918,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 41,334 | $918,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,541 | $917,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 259,000 | $917,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,100 | $915,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 11,199 | $915,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 21,343 | $914,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 382,445 | $914,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 37,576 | $913,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 58,951 | $911,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 14,430 | $910,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 41,842 | $908,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,400 | $908,000 | thousands by filing date | call |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,239 | $906,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 53,200 | $905,000 | thousands by filing date | call |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 19,900 | $904,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 110,300 | $901,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,100 | $900,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 153,400 | $899,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 100,275 | $898,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 136,100 | $897,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 26,250 | $896,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19,000 | $894,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,200 | $893,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 28,700 | $893,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 13,148 | $893,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 22,494 | $893,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 122,484 | $892,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 11,600 | $892,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,407 | $891,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,500 | $890,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,578 | $890,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 21,900 | $890,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 20,220 | $888,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 78,598 | $886,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 8,595 | $886,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 89,400 | $886,000 | thousands by filing date | call |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 60,359 | $885,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 47,174 | $883,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 387,319 | $883,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 47,100 | $881,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 83,400 | $880,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,700 | $879,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 17,044 | $877,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 26,768 | $876,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 47,000 | $875,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 12,700 | $874,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 10,500 | $874,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 37,389 | $874,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 15,851 | $873,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 9,930 | $873,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 57,079 | $873,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |