13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 19,715 | $366,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,889 | $366,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 35,600 | $366,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 17,600 | $366,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 15,903 | $365,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 13,044 | $365,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13,900 | $364,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 28,048 | $364,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 29,145 | $363,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 33,000 | $363,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 8,900 | $362,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,500 | $362,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 19,247 | $362,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,316 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,900 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,064 | $360,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 52,783 | $360,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 35,900 | $359,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 7,013 | $359,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,900 | $359,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,200 | $359,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 15,525 | $359,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,100 | $358,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 20,311 | $358,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,277 | $358,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 136,346 | $358,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 23,979 | $357,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 18,571 | $357,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,400 | $356,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 8,500 | $356,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 8,607 | $355,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 102,202 | $355,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 48,600 | $354,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 6,392 | $353,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 157,100 | $353,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,500 | $352,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 11,081 | $351,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,315 | $351,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,100 | $350,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 16,591 | $350,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 8,729 | $350,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 49,854 | $350,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 8,071 | $349,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,900 | $349,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 19,400 | $349,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,000 | $348,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 8,160 | $348,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 7,542 | $347,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 6,237 | $347,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 6,262 | $346,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 66,100 | $346,000 | thousands by filing date | put |
| LACLEDE GROUP INC/THE | 505597104 | COM | 7,671 | $345,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 24,634 | $344,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 22,875 | $344,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,900 | $343,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,600 | $343,000 | thousands by filing date | put |
| Tremor Video | 89484Q100 | Common Stock | 37,179 | $343,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 9,300 | $342,000 | thousands by filing date | call |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 18,000 | $342,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 78,405 | $342,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 18,223 | $342,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 28,668 | $342,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,400 | $341,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 6,300 | $341,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 12,488 | $341,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 25,400 | $341,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,500 | $341,000 | thousands by filing date | call |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 42,116 | $341,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 43,400 | $340,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 28,347 | $339,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,700 | $339,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,643 | $338,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,400 | $338,000 | thousands by filing date | call |
| EQUITY ONE | 294752100 | COM | 15,476 | $338,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3,368 | $338,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,200 | $337,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,000 | $337,000 | thousands by filing date | call |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 12,311 | $335,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 6,831 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 6,963 | $334,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 58,600 | $334,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 7,700 | $334,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,500 | $333,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 45,300 | $333,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 3,784 | $332,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,100 | $332,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 26,852 | $332,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 26,613 | $332,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,400 | $330,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 48,045 | $329,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 44,504 | $329,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,300 | $328,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,761 | $328,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 83,926 | $328,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 15,687 | $328,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 23,186 | $328,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 24,313 | $327,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,900 | $326,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10,195 | $326,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,600 | $326,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 35,332 | $325,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,990 | $325,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,500 | $324,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 12,951 | $324,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,993 | $324,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 17,300 | $324,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,835 | $323,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,783 | $323,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 14,624 | $323,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 24,206 | $323,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 39,834 | $323,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,900 | $322,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 16,900 | $322,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,300 | $322,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 8,000 | $321,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 16,500 | $321,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,337 | $320,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,700 | $320,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,279 | $320,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 10,000 | $320,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 101,000 | $320,000 | thousands by filing date | put |
| EUNITS 2 YR US EQTY MKT PTNT | 29841R102 | UNIT | 28,152 | $320,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 28,700 | $319,000 | thousands by filing date | call |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 5,670 | $319,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,600 | $318,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 26,193 | $318,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 32,503 | $318,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,600 | $317,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,894 | $317,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 30,262 | $317,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 16,000 | $317,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 27,600 | $317,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 4,400 | $317,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 17,870 | $317,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 7,260 | $317,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 18,600 | $317,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,600 | $316,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 3,598 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 23,403 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 22,875 | $316,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 19,700 | $316,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 10,863 | $315,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 64,413 | $315,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 85,728 | $314,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 20,100 | $314,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,700 | $314,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 21,117 | $314,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,300 | $313,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,265 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 20,400 | $313,000 | thousands by filing date | call |
| SMITHFIELD FOODS INC | 832248108 | COM | 9,227 | $313,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 4,214 | $313,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,800 | $312,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,989 | $312,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,886 | $312,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 11,776 | $312,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 8,158 | $312,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 4,800 | $312,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 5,000 | $312,000 | thousands by filing date | call |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 8,074 | $312,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 18,029 | $312,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 11,802 | $310,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,789 | $310,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 9,100 | $310,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 26,795 | $309,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 73,848 | $309,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 29,374 | $309,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 22,823 | $309,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 21,800 | $308,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,600 | $308,000 | thousands by filing date | put |
| AVALON RARE METALS INC | 053470100 | COM | 324,513 | $308,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,727 | $307,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,822 | $307,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 23,776 | $307,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,046 | $307,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 56,361 | $307,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 23,727 | $307,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,100 | $306,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,860 | $306,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,500 | $306,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,500 | $306,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 97,000 | $306,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,400 | $305,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,700 | $304,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 96,700 | $304,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,700 | $303,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,200 | $303,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 3,500 | $303,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 23,900 | $303,000 | thousands by filing date | call |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 13,995 | $303,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 10,882 | $302,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 24,178 | $302,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 15,900 | $301,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 6,331 | $301,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 60,000 | $300,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 21,000 | $300,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 36,500 | $300,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 151,600 | $300,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,007 | $299,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,807 | $299,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 19,213 | $299,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 8,900 | $299,000 | thousands by filing date | call |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 6,040 | $299,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 27,166 | $298,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 21,434 | $298,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,000 | $297,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 15,768 | $297,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,435 | $297,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 523 | $297,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,313 | $297,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,256 | $297,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,069 | $297,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,900 | $297,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 111,116 | $297,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 230,559 | $297,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,600 | $296,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,700 | $295,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 15,800 | $295,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,387 | $295,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,100 | $295,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 5,047 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7,577 | $295,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 10,000 | $295,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 19,800 | $295,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,200 | $294,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 2,800 | $294,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,365 | $294,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,133 | $294,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 13,000 | $294,000 | thousands by filing date | call |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 18,725 | $294,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,406 | $293,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 4,400 | $292,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 17,551 | $292,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 85,000 | $292,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,600 | $291,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,407 | $291,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,000 | $290,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 4,600 | $290,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,400 | $290,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,600 | $290,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,026 | $290,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 14,028 | $290,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 108,499 | $290,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 12,694 | $290,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,747 | $289,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,700 | $289,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 66,935 | $289,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,600 | $289,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,050 | $289,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 38,041 | $289,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 27,661 | $289,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,847 | $288,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,800 | $288,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,900 | $288,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 49,200 | $286,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,000 | $286,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 80,900 | $286,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,400 | $285,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 9,323 | $285,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 5,296 | $285,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 54,800 | $285,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 25,000 | $285,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 12,800 | $284,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,731 | $284,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,300 | $283,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 34,414 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,498 | $283,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,100 | $283,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 9,100 | $283,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 28,200 | $283,000 | thousands by filing date | call |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,555 | $282,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,300 | $282,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 6,600 | $282,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 28,400 | $282,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 8,776 | $282,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 10,700 | $282,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 7,000 | $281,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,900 | $281,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,000 | $281,000 | thousands by filing date | call |
| KID BRANDS, INC. COM | 49375T100 | COM | 190,975 | $281,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,616 | $281,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,153 | $280,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,600 | $280,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 11,890 | $280,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,400 | $279,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 16,300 | $279,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 5,100 | $279,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 8,130 | $279,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,400 | $278,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,600 | $278,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,700 | $278,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 6,274 | $278,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 23,016 | $278,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,700 | $276,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 14,000 | $276,000 | thousands by filing date | put |
| Nuveen Cal Performance | 67062Q106 | COM | 20,600 | $276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 10,826 | $276,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 7,389 | $275,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,400 | $275,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,758 | $275,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 8,171 | $275,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,500 | $275,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,700 | $274,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,800 | $274,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 4,400 | $274,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 5,800 | $273,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 19,500 | $273,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,200 | $273,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 6,400 | $273,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 10,500 | $273,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 7,400 | $273,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 16,659 | $272,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 18,793 | $272,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,100 | $272,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,400 | $272,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,000 | $272,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 5,200 | $272,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 13,667 | $272,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 44,490 | $272,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 18,100 | $272,000 | thousands by filing date | call |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 12,952 | $272,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 69,107 | $272,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 35,296 | $271,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,500 | $271,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 18,300 | $271,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 250,023 | $270,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 942 | $269,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,000 | $269,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,700 | $269,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,100 | $269,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,100 | $269,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 4,447 | $268,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,167 | $268,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,100 | $268,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 6,600 | $268,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,700 | $268,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,100 | $267,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 4,916 | $267,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 26,952 | $267,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 255,000 | $267,000 | thousands by filing date | principal |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 7,700 | $266,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,803 | $265,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,899 | $265,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 6,975 | $265,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 15,900 | $265,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,000 | $264,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 8,247 | $264,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,262 | $264,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 12,887 | $264,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,826 | $263,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 32,400 | $263,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 9,122 | $263,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 23,304 | $262,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 20,936 | $262,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 50,000 | $262,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,742 | $261,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,056 | $261,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 8,672 | $261,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 85,400 | $260,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 8,112 | $260,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 10,600 | $260,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 11,999 | $260,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 162,842 | $259,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 43,527 | $259,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,600 | $259,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 21,500 | $259,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 6,699 | $259,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,979 | $258,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 32,300 | $258,000 | thousands by filing date | put |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 18,121 | $258,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,966 | $257,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 19,593 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 13,368 | $257,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,000 | $256,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,556 | $256,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 8,600 | $256,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,000 | $255,000 | thousands by filing date | put |
| UNION BANKSHARES INC | 905400107 | CMN | 12,123 | $255,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,500 | $255,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 8,042 | $255,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,618 | $255,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,700 | $254,000 | thousands by filing date | put |
| THORATEC CORP | 885175307 | COM | 6,800 | $254,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,200 | $254,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 3,100 | $253,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 4,961 | $253,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,296 | $253,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,577 | $253,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,900 | $253,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,400 | $253,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 5,500 | $253,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 33,700 | $253,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 12,373 | $253,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,409 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,976 | $252,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,400 | $252,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 26,743 | $252,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 12,636 | $252,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 10,047 | $252,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 19,097 | $251,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,729 | $251,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,400 | $251,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 9,100 | $250,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 21,100 | $250,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 10,037 | $250,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,431 | $250,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,500 | $250,000 | thousands by filing date | put |
| PINNACLE ENTMT INC | 723456109 | COM | 9,999 | $250,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 48,594 | $250,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,500 | $249,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 10,016 | $249,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 14,444 | $249,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 27,088 | $249,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,888 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,400 | $248,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,100 | $248,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,786 | $248,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,100 | $248,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 16,260 | $247,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 12,352 | $247,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,700 | $247,000 | thousands by filing date | call |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 7,717 | $247,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,235 | $246,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,400 | $246,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,400 | $246,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,664 | $246,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 23,408 | $246,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,400 | $246,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 23,682 | $246,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,822 | $245,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 6,270 | $245,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,200 | $245,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,200 | $245,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 16,800 | $244,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,500 | $244,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 19,500 | $244,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 58,898 | $244,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,900 | $244,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,557 | $243,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 13,056 | $243,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 3,700 | $243,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 18,000 | $242,000 | thousands by filing date | put |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 83,255 | $242,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 119,646 | $242,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,228 | $242,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,830 | $242,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,100 | $242,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 11,200 | $242,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 22,000 | $241,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 64,300 | $241,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 21,900 | $241,000 | thousands by filing date | put |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 126,124 | $241,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 34,000 | $241,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,300 | $240,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,300 | $240,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 9,721 | $240,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,814 | $239,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 11,935 | $239,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,200 | $238,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,400 | $238,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,800 | $238,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 13,500 | $238,000 | thousands by filing date | put |
| ARKANSAS BEST CORP | 040790107 | COM | 9,250 | $238,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 11,934 | $238,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 32,774 | $238,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 41,112 | $238,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 6,900 | $238,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,400 | $237,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 20,076 | $237,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,251 | $237,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,400 | $237,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 17,000 | $237,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,800 | $237,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 123,256 | $237,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 5,107 | $237,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 22,900 | $237,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 38,600 | $237,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,868 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,200 | $236,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,957 | $236,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 20,270 | $236,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 17,415 | $236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 5,148 | $236,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 15,263 | $235,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,300 | $235,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 14,569 | $235,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 25,300 | $235,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,100 | $234,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 3,936 | $234,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,971 | $234,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 24,100 | $234,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,000 | $234,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,700 | $234,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 55,800 | $234,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 41,910 | $234,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 73,531 | $234,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,100 | $233,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 3,600 | $233,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 5,000 | $233,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,500 | $233,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |