13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 38,213 | $2,142,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 112,163 | $2,139,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 71,222 | $2,138,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 38,502 | $2,137,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 160,176 | $2,134,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 175,761 | $2,132,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 447,700 | $2,131,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 74,944 | $2,127,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 146,497 | $2,127,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 2,232,000 | $2,127,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 94,207 | $2,124,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 284,896 | $2,119,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 228,200 | $2,113,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 126,565 | $2,109,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,600 | $2,108,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 141,007 | $2,105,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 54,900 | $2,105,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 46,851 | $2,104,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 144,045 | $2,101,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 56,442 | $2,100,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 58,987 | $2,100,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 84,600 | $2,096,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,434,967 | $2,095,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8,700 | $2,095,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 92,700 | $2,093,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 63,994 | $2,092,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 142,800 | $2,092,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 55,713 | $2,091,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 176,191 | $2,089,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 44,260 | $2,087,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 147,790 | $2,087,000 | thousands by filing date | put |
| HCC INS HLDGS INC | 404132102 | COM | 47,613 | $2,086,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,744 | $2,084,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 21,057 | $2,083,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 35,100 | $2,081,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 185,500 | $2,080,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 19,100 | $2,077,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 41,000 | $2,076,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 79,273 | $2,075,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 291,508 | $2,075,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 167,799 | $2,074,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 70,612 | $2,074,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 49,200 | $2,072,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 297,991 | $2,071,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 74,840 | $2,070,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 41,668 | $2,068,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 35,300 | $2,065,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 52,600 | $2,063,000 | thousands by filing date | put |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 67,543 | $2,062,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 81,102 | $2,062,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 263,872 | $2,061,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 85,200 | $2,061,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 76,098 | $2,060,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 24,555 | $2,059,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 75,200 | $2,058,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27,540 | $2,053,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 239,364 | $2,049,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 22,251 | $2,047,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 35,300 | $2,047,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 33,168 | $2,046,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 81,539 | $2,043,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 12,883 | $2,042,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 95,455 | $2,041,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 24,808 | $2,034,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 40,400 | $2,033,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 60,514 | $2,033,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 328,600 | $2,027,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 42,100 | $2,025,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,000 | $2,024,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 27,611 | $2,023,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 61,732 | $2,022,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 106,600 | $2,021,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 51,500 | $2,020,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 36,640 | $2,016,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 105,105 | $2,013,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 32,700 | $2,011,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 181,233 | $2,010,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20,430 | $2,005,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 44,310 | $2,005,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 35,740 | $2,004,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 85,189 | $2,001,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 121,156 | $1,999,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 74,300 | $1,994,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 135,915 | $1,994,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 252,571 | $1,993,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 13,500 | $1,990,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 153,288 | $1,988,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 28,242 | $1,985,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 131,993 | $1,985,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 47,895 | $1,985,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 72,100 | $1,981,000 | thousands by filing date | put |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 168,311 | $1,981,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 1,945,000 | $1,980,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 86,458 | $1,979,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,249 | $1,979,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 77,447 | $1,979,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 40,580 | $1,975,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 71,900 | $1,975,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 51,345 | $1,974,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 38,517 | $1,974,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 85,783 | $1,973,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 56,151 | $1,971,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 36,447 | $1,970,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,700 | $1,970,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 18,100 | $1,968,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 455,462 | $1,968,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 90,962 | $1,968,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 178,276 | $1,966,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 40,700 | $1,966,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 26,500 | $1,964,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 117,294 | $1,959,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 96,246 | $1,955,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 155,983 | $1,955,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 66,200 | $1,954,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 32,589 | $1,951,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 77,600 | $1,950,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 511,225 | $1,948,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 239,800 | $1,947,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 39,432 | $1,946,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 33,600 | $1,946,000 | thousands by filing date | call |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 36,103 | $1,946,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 51,800 | $1,945,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 38,935 | $1,943,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 43,230 | $1,938,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 136,739 | $1,936,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 65,200 | $1,933,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 90,141 | $1,932,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 189,397 | $1,932,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 25,032 | $1,930,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 113,497 | $1,930,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 45,029 | $1,929,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 26,647 | $1,928,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 105,086 | $1,928,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 20,976 | $1,927,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 125,003 | $1,927,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 27,600 | $1,926,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 35,600 | $1,922,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 47,309 | $1,918,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 60,665 | $1,918,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 235,100 | $1,916,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 87,399 | $1,916,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 43,560 | $1,914,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 31,870 | $1,911,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,015 | $1,906,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 86,179 | $1,905,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 58,600 | $1,903,000 | thousands by filing date | put |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 575,923 | $1,900,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 36,748 | $1,899,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 72,600 | $1,899,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 62,300 | $1,898,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,754 | $1,896,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 182,200 | $1,895,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 76,091 | $1,894,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 28,086 | $1,889,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 153,009 | $1,888,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 359,627 | $1,888,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 64,277 | $1,885,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 147,000 | $1,882,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,500 | $1,879,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 48,006 | $1,874,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 27,000 | $1,872,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 21,419 | $1,872,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 51,662 | $1,871,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 177,732 | $1,870,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 42,826 | $1,870,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 183,684 | $1,868,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 106,396 | $1,863,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 14,300 | $1,863,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 33,582 | $1,861,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 164,810 | $1,857,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23,800 | $1,856,000 | thousands by filing date | put |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 82,512 | $1,855,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 45,433 | $1,854,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 73,893 | $1,852,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 47,421 | $1,848,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 25,430 | $1,845,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 167,295 | $1,845,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 64,555 | $1,843,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,301 | $1,841,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 216,284 | $1,840,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 39,302 | $1,839,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 156,500 | $1,837,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 24,200 | $1,837,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 146,185 | $1,835,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 128,399 | $1,834,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 23,700 | $1,833,000 | thousands by filing date | call |
| MEDTRONIC INC | 585055106 | COM | 34,300 | $1,826,000 | thousands by filing date | put |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000,000 | $1,825,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 72,677 | $1,824,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 37,100 | $1,823,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 67,281 | $1,823,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 86,303 | $1,822,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 33,165 | $1,822,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 30,099 | $1,821,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,300 | $1,818,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 32,590 | $1,814,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 54,165 | $1,811,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 131,049 | $1,811,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 31,986 | $1,810,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 30,149 | $1,809,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 109,195 | $1,809,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 28,100 | $1,805,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 42,087 | $1,804,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 74,820 | $1,799,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 56,428 | $1,797,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,333 | $1,796,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 20,991 | $1,796,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,448 | $1,795,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 150,596 | $1,793,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 289,774 | $1,782,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 78,703 | $1,779,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 106,446 | $1,777,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 83,022 | $1,775,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 43,903 | $1,767,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 88,402 | $1,767,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 500,713 | $1,767,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 65,300 | $1,764,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 130,703 | $1,761,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 57,116 | $1,759,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 44,334 | $1,758,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 41,800 | $1,756,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 28,082 | $1,755,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 109,179 | $1,753,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 129,583 | $1,752,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 583,332 | $1,750,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 96,798 | $1,750,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 42,786 | $1,747,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 25,800 | $1,744,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 49,700 | $1,742,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 118,900 | $1,742,000 | thousands by filing date | put |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 72,695 | $1,742,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 205,100 | $1,741,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 88,916 | $1,736,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 280,400 | $1,736,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 138,628 | $1,735,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 355,216 | $1,734,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 12,955 | $1,734,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 27,138 | $1,729,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 16,544 | $1,728,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 84,384 | $1,726,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20,100 | $1,725,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18,300 | $1,724,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 156,585 | $1,724,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 548,651 | $1,723,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 41,225 | $1,720,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 33,969 | $1,719,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 301,300 | $1,717,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 152,911 | $1,716,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 71,433 | $1,716,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 41,359 | $1,716,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 42,547 | $1,714,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 78,624 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 28,484 | $1,705,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 47,286 | $1,704,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 45,930 | $1,704,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 41,338 | $1,703,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 124,324 | $1,703,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 31,991 | $1,703,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,700 | $1,701,000 | thousands by filing date | put |
| DWS MUN INCOME TR COM | 23338M106 | COM | 137,696 | $1,701,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 72,000 | $1,700,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 36,343 | $1,700,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 86,800 | $1,694,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,200 | $1,693,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,589 | $1,687,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 71,076 | $1,687,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 62,938 | $1,686,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 29,700 | $1,685,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 30,537 | $1,684,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 33,287 | $1,682,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 47,135 | $1,682,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 55,585 | $1,681,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19,200 | $1,680,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 124,336 | $1,679,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 440,300 | $1,678,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 131,293 | $1,678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 33,187 | $1,675,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 150,116 | $1,675,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23,200 | $1,674,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 54,296 | $1,674,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 78,949 | $1,671,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 179,500 | $1,669,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 111,415 | $1,668,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 130,156 | $1,666,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 79,878 | $1,666,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 54,562 | $1,666,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 28,112 | $1,664,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 62,487 | $1,664,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 24,000 | $1,663,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 17,245 | $1,663,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 63,836 | $1,662,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 52,024 | $1,661,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 70,600 | $1,659,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 67,153 | $1,655,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 74,454 | $1,654,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 106,871 | $1,654,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 143,139 | $1,653,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 70,093 | $1,653,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 13,788 | $1,653,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 521,403 | $1,653,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 46,461 | $1,653,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 237,344 | $1,650,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 57,343 | $1,647,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,527 | $1,647,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 42,596 | $1,647,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 75,103 | $1,644,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,799 | $1,641,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 137,009 | $1,636,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 257,666 | $1,636,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 38,800 | $1,634,000 | thousands by filing date | call |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 970,000 | $1,634,000 | thousands by filing date | principal |
| MANITOWOC COMPANY INC | 563571108 | COM | 83,500 | $1,633,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 22,758 | $1,631,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 44,500 | $1,628,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 63,624 | $1,627,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 93,700 | $1,624,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 74,340 | $1,622,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,900 | $1,621,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 57,500 | $1,620,000 | thousands by filing date | put |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 32,185 | $1,617,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 13,100 | $1,616,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 90,827 | $1,616,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 115,800 | $1,613,000 | thousands by filing date | put |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 118,098 | $1,613,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 17,500 | $1,609,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 20,800 | $1,609,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 354,800 | $1,607,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 37,727 | $1,606,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 18,594 | $1,606,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 66,400 | $1,606,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 33,900 | $1,601,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 30,300 | $1,600,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 49,937 | $1,599,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 18,200 | $1,593,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 42,300 | $1,593,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 82,215 | $1,593,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 60,177 | $1,590,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,200 | $1,589,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 44,221 | $1,589,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 95,996 | $1,588,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 24,200 | $1,586,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 52,218 | $1,585,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 23,900 | $1,582,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 67,300 | $1,582,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 16,382 | $1,582,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 127,728 | $1,581,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 29,681 | $1,579,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 40,908 | $1,576,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 124,846 | $1,574,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 50,099 | $1,572,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 42,152 | $1,572,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,861 | $1,570,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 62,453 | $1,570,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 21,600 | $1,568,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 134,553 | $1,566,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,700 | $1,564,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 36,700 | $1,564,000 | thousands by filing date | call |
| ELAN PLC | 284131208 | ADR | 100,400 | $1,564,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 23,600 | $1,562,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 91,860 | $1,561,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 122,094 | $1,560,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 66,996 | $1,557,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 53,848 | $1,555,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 34,700 | $1,554,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 47,269 | $1,552,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 19,391 | $1,552,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 29,800 | $1,548,000 | thousands by filing date | put |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 124,558 | $1,546,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 26,300 | $1,545,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,100 | $1,543,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 566,892 | $1,542,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 21,517 | $1,539,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 112,600 | $1,539,000 | thousands by filing date | call |
| KKR FINL HLDGS LLC | 48248A306 | COM | 149,000 | $1,539,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 92,475 | $1,539,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 17,900 | $1,536,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 22,900 | $1,535,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 92,175 | $1,535,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,100 | $1,532,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 32,700 | $1,531,000 | thousands by filing date | call |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 199,998 | $1,530,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 37,100 | $1,528,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 117,447 | $1,526,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 105,832 | $1,524,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 18,200 | $1,522,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 80,881 | $1,521,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 94,868 | $1,516,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 65,590 | $1,516,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,500,000 | $1,516,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 84,752 | $1,514,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 192,556 | $1,513,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 59,100 | $1,512,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 62,362 | $1,511,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 131,100 | $1,508,000 | thousands by filing date | put |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 75,036 | $1,507,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 42,900 | $1,501,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 45,200 | $1,500,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 20,100 | $1,496,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 42,662 | $1,494,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 34,976 | $1,494,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 240,900 | $1,494,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 43,114 | $1,488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 29,861 | $1,487,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,100 | $1,486,000 | thousands by filing date | put |
| DEMANDWARE INC | 24802Y105 | COM | 32,039 | $1,485,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 39,316 | $1,484,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 27,683 | $1,480,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 76,423 | $1,476,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 19,513 | $1,476,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 121,897 | $1,476,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 82,252 | $1,474,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 14,918 | $1,473,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 16,313 | $1,473,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 51,500 | $1,473,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 23,500 | $1,472,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 84,285 | $1,470,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 123,294 | $1,467,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 77,000 | $1,464,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 130,245 | $1,462,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,400 | $1,461,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 15,618 | $1,459,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,400 | $1,458,000 | thousands by filing date | put |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 46,197 | $1,458,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 114,100 | $1,457,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 19,200 | $1,456,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 32,336 | $1,451,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 85,294 | $1,450,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 136,573 | $1,450,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 70,700 | $1,449,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 217,136 | $1,448,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 101,601 | $1,448,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,826 | $1,448,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 14,608 | $1,448,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 74,045 | $1,448,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,500 | $1,447,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 168,218 | $1,447,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,900 | $1,446,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 327,000 | $1,445,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 70,100 | $1,444,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 163,581 | $1,441,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 77,390 | $1,438,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 88,928 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 46,323 | $1,429,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 110,426 | $1,429,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 125,786 | $1,428,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 28,543 | $1,428,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 24,300 | $1,427,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 79,394 | $1,422,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 62,600 | $1,419,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 20,000 | $1,419,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 27,700 | $1,418,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21,200 | $1,418,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 120,600 | $1,416,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 56,600 | $1,416,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 42,299 | $1,416,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 19,463 | $1,415,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 23,661 | $1,413,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 36,655 | $1,411,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 49,656 | $1,410,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 64,700 | $1,410,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 109,899 | $1,409,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 61,000 | $1,407,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 86,679 | $1,406,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 144,085 | $1,406,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 31,822 | $1,402,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40,200 | $1,402,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 133,763 | $1,402,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 74,095 | $1,400,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 27,327 | $1,400,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 95,900 | $1,399,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 653,443 | $1,398,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 13,788 | $1,396,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 58,665 | $1,394,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 31,867 | $1,393,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 76,100 | $1,391,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 17,800 | $1,388,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,052 | $1,387,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 41,026 | $1,386,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 41,044 | $1,386,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 21,185 | $1,382,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 37,902 | $1,382,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 92,959 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 35,860 | $1,379,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 555,723 | $1,378,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 34,352 | $1,378,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 13,200 | $1,377,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 91,596 | $1,376,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 30,566 | $1,376,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 122,403 | $1,374,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 222,572 | $1,373,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 22,800 | $1,372,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 39,015 | $1,368,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 27,047 | $1,366,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 22,900 | $1,365,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 18,400 | $1,364,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 27,361 | $1,364,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 75,929 | $1,364,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 49,800 | $1,363,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,228 | $1,360,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 72,624 | $1,359,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |