13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 127,161 | $3,633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 79,841 | $3,632,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 127,045 | $3,631,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 49,721 | $3,628,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 221,966 | $3,614,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 41,683 | $3,607,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 59,939 | $3,604,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 37,818 | $3,601,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 443,533 | $3,601,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 71,900 | $3,597,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 368,055 | $3,596,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 44,600 | $3,589,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 21,355 | $3,586,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 184,360 | $3,577,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 78,908 | $3,568,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 295,614 | $3,565,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 71,045 | $3,562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 78,182 | $3,562,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 156,494 | $3,560,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 46,400 | $3,559,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 262,691 | $3,549,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 51,600 | $3,549,000 | thousands by filing date | call |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 105,226 | $3,548,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 159,439 | $3,546,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 50,059 | $3,541,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 69,579 | $3,532,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 160,409 | $3,524,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200,900 | $3,522,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 195,635 | $3,522,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 106,130 | $3,517,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 81,724 | $3,516,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 63,478 | $3,508,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 146,768 | $3,508,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 75,001 | $3,505,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11,200 | $3,504,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 116,000 | $3,502,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 463,093 | $3,501,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 390,685 | $3,497,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 47,457 | $3,482,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 288,999 | $3,479,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 32,000 | $3,475,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 3,410,000 | $3,470,000 | thousands by filing date | principal |
| Alamos Gold, Inc. | 011527108 | COM | 223,342 | $3,469,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 273,177 | $3,467,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 72,086 | $3,465,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 49,546 | $3,463,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 182,140 | $3,457,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 60,158 | $3,449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 65,926 | $3,448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 75,805 | $3,447,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 221,936 | $3,444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 114,368 | $3,434,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 166,600 | $3,434,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 133,059 | $3,434,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 94,087 | $3,432,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 60,759 | $3,425,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 215,000 | $3,421,000 | thousands by filing date | call |
| WELLPOINT INC | 94973V107 | COM | 40,900 | $3,420,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 47,805 | $3,420,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 236,104 | $3,419,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 279,402 | $3,409,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 41,908 | $3,402,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 672,800 | $3,398,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 33,525 | $3,395,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 120,664 | $3,394,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 73,974 | $3,389,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 65,590 | $3,386,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26,335 | $3,384,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 102,059 | $3,384,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 264,737 | $3,380,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 43,600 | $3,372,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 120,274 | $3,360,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 57,899 | $3,358,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 107,450 | $3,352,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 55,900 | $3,351,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 178,198 | $3,350,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 104,154 | $3,350,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 176,060 | $3,344,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 88,667 | $3,340,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 39,996 | $3,336,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 335,892 | $3,325,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 88,441 | $3,324,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 45,100 | $3,321,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 129,701 | $3,319,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 56,700 | $3,317,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 46,507 | $3,313,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 35,400 | $3,311,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 44,752 | $3,311,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 16,383 | $3,306,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 101,259 | $3,306,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 128,841 | $3,306,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 160,350 | $3,305,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 67,700 | $3,301,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 111,848 | $3,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 165,333 | $3,290,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 75,900 | $3,290,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 126,260 | $3,287,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 178,941 | $3,271,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 251,653 | $3,269,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 26,200 | $3,267,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 390,686 | $3,266,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 72,745 | $3,264,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 66,797 | $3,260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 111,469 | $3,258,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 173,555 | $3,254,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 119,460 | $3,244,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 68,841 | $3,243,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 113,000 | $3,230,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 123,442 | $3,229,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 434,678 | $3,229,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 83,131 | $3,227,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 58,267 | $3,222,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 88,653 | $3,219,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 218,825 | $3,219,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 703,713 | $3,217,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 137,831 | $3,212,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 48,083 | $3,205,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 48,600 | $3,204,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 190,823 | $3,199,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 254,828 | $3,198,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 206,929 | $3,187,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 206,290 | $3,184,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 165,323 | $3,184,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 60,480 | $3,182,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 78,366 | $3,177,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 127,600 | $3,176,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 43,865 | $3,175,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 252,676 | $3,169,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 178,867 | $3,166,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 85,508 | $3,153,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 169,259 | $3,152,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200,596 | $3,151,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 117,900 | $3,143,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 527,795 | $3,135,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 82,100 | $3,134,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 84,641 | $3,130,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 98,300 | $3,129,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 68,168 | $3,129,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 251,100 | $3,124,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 179,581 | $3,123,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 197,915 | $3,123,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 187,854 | $3,122,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 83,600 | $3,120,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 169,560 | $3,120,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 37,862 | $3,116,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 39,907 | $3,108,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 64,112 | $3,108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 75,364 | $3,106,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 38,900 | $3,105,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 83,500 | $3,103,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 88,530 | $3,099,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 85,200 | $3,098,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 63,500 | $3,098,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 49,428 | $3,095,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 267,189 | $3,089,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 117,083 | $3,084,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 226,404 | $3,079,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 52,717 | $3,077,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 183,619 | $3,072,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 48,090 | $3,070,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 141,364 | $3,065,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 58,000 | $3,060,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 272,600 | $3,056,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 240,266 | $3,052,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 114,305 | $3,048,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 389,484 | $3,048,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 785,800 | $3,045,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 182,056 | $3,044,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 95,428 | $3,041,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 99,600 | $3,034,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 107,098 | $3,029,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 248,186 | $3,028,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 343,304 | $3,011,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 80,479 | $3,007,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 259,460 | $3,002,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 503,450 | $3,001,000 | thousands by filing date | call |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 44,325 | $3,001,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 57,700 | $2,997,000 | thousands by filing date | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 70,337 | $2,993,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 44,917 | $2,992,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 35,324 | $2,982,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 27,149 | $2,982,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 78,909 | $2,976,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 89,494 | $2,974,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 63,700 | $2,973,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 66,001 | $2,973,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 23,300 | $2,972,000 | thousands by filing date | put |
| PROSHARES TR | 74347X294 | HD REPLICATION | 72,546 | $2,972,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 253,504 | $2,969,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 64,759 | $2,966,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 73,975 | $2,963,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 425,912 | $2,955,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 40,100 | $2,953,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 551,469 | $2,950,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 211,483 | $2,949,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,700 | $2,947,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33,334 | $2,944,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 63,186 | $2,939,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 189,232 | $2,931,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 406,406 | $2,930,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 413,618 | $2,929,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 51,814 | $2,924,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 172,350 | $2,923,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 109,000 | $2,920,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 77,073 | $2,919,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 109,300 | $2,914,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 284,500 | $2,910,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 19,661 | $2,904,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 225,683 | $2,902,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 55,606 | $2,900,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 788,600 | $2,895,000 | thousands by filing date | put |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 41,450 | $2,892,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,400 | $2,888,000 | thousands by filing date | put |
| PowerShares CEF Income Composite | 73936Q843 | Com | 120,253 | $2,882,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 90,598 | $2,880,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 58,000 | $2,880,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 65,800 | $2,879,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,200 | $2,878,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 94,450 | $2,878,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 225,356 | $2,878,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 58,600 | $2,875,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 104,927 | $2,872,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 144,223 | $2,870,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,500 | $2,869,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 303,791 | $2,865,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 201,619 | $2,865,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 46,000 | $2,863,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 199,003 | $2,862,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 106,541 | $2,862,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 695,900 | $2,860,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 85,612 | $2,855,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 360,844 | $2,854,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 51,038 | $2,853,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 66,559 | $2,848,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 335,500 | $2,848,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 350,600 | $2,847,000 | thousands by filing date | put |
| CIMATRON LTD | M23798107 | ORD | 493,405 | $2,847,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 107,114 | $2,845,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 284,154 | $2,842,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 588,136 | $2,840,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 156,931 | $2,837,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 44,300 | $2,836,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 30,000 | $2,835,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,400 | $2,834,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 164,300 | $2,834,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 92,700 | $2,832,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 43,033 | $2,832,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 48,660 | $2,831,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 77,300 | $2,828,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 105,956 | $2,828,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,500 | $2,826,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 77,200 | $2,824,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 43,100 | $2,824,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 46,800 | $2,817,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 319,850 | $2,816,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 52,500 | $2,811,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 27,941 | $2,805,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 60,375 | $2,804,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 216,591 | $2,803,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 202,205 | $2,801,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 322,086 | $2,796,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 155,763 | $2,794,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 160,222 | $2,794,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38,500 | $2,789,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 156,638 | $2,783,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 113,413 | $2,782,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 112,756 | $2,781,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 31,300 | $2,781,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 53,500 | $2,779,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 298,863 | $2,779,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 106,548 | $2,776,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 212,799 | $2,773,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 78,180 | $2,769,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 138,368 | $2,763,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 61,300 | $2,763,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 77,100 | $2,759,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 112,867 | $2,757,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 58,800 | $2,755,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 300,689 | $2,752,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 37,600 | $2,750,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 39,400 | $2,743,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 56,257 | $2,742,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 73,300 | $2,739,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 236,096 | $2,739,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 48,400 | $2,738,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 50,321 | $2,735,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 178,951 | $2,733,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 110,007 | $2,733,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,100 | $2,732,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 79,266 | $2,729,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 189,642 | $2,729,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 136,111 | $2,718,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 27,849 | $2,717,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 272,673 | $2,713,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 137,520 | $2,712,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 78,283 | $2,709,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 114,321 | $2,704,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 204,798 | $2,700,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 88,597 | $2,692,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 29,350 | $2,687,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 85,600 | $2,686,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 35,370 | $2,684,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 292,322 | $2,683,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 20,657 | $2,679,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 49,025 | $2,670,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 378,470 | $2,668,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 89,830 | $2,666,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 47,728 | $2,663,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 56,800 | $2,661,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 118,423 | $2,657,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 44,087 | $2,647,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 69,588 | $2,646,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 463,919 | $2,645,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 36,400 | $2,641,000 | thousands by filing date | put |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 289,404 | $2,640,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 98,019 | $2,639,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 29,300 | $2,636,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 154,337 | $2,630,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 48,617 | $2,630,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 256,127 | $2,627,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 75,905 | $2,625,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 36,075 | $2,625,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 64,068 | $2,622,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 54,175 | $2,622,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 110,482 | $2,619,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 102,485 | $2,616,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 22,242 | $2,615,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 229,246 | $2,614,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 128,454 | $2,610,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 142,241 | $2,607,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 37,700 | $2,593,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 33,930 | $2,593,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 144,125 | $2,591,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 70,300 | $2,590,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 53,455 | $2,590,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 214,400 | $2,586,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 44,600 | $2,583,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 91,300 | $2,582,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 59,463 | $2,582,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 2,000,000 | $2,576,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 47,700 | $2,575,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 100,600 | $2,574,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 56,100 | $2,570,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 263,467 | $2,569,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,515 | $2,567,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 113,416 | $2,567,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,295 | $2,566,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 136,738 | $2,564,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 32,800 | $2,562,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 154,495 | $2,562,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 29,598 | $2,561,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 25,249 | $2,561,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 315,000 | $2,558,000 | thousands by filing date | call |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 32,000 | $2,555,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,800 | $2,551,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 115,917 | $2,550,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 170,179 | $2,549,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 26,713 | $2,544,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 77,100 | $2,544,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 140,719 | $2,537,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 54,368 | $2,534,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 40,600 | $2,532,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 105,763 | $2,532,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 155,242 | $2,531,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 85,161 | $2,530,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 102,449 | $2,527,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 61,721 | $2,522,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 60,556 | $2,521,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 51,369 | $2,519,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 45,600 | $2,514,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 134,294 | $2,513,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 21,600 | $2,509,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 159,893 | $2,504,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 59,730 | $2,488,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 111,761 | $2,488,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 82,277 | $2,484,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 39,800 | $2,482,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 334,842 | $2,481,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 280,100 | $2,479,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 88,714 | $2,474,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 149,315 | $2,471,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 58,800 | $2,470,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 242,929 | $2,470,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 282,702 | $2,468,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 101,626 | $2,455,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 35,569 | $2,446,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 417,236 | $2,445,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 210,621 | $2,444,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 141,550 | $2,443,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,800 | $2,442,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 41,100 | $2,440,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 147,800 | $2,439,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 466,129 | $2,437,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 45,300 | $2,430,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,900 | $2,429,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 80,146 | $2,423,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 11,595 | $2,423,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 509,924 | $2,423,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 140,250 | $2,419,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 61,346 | $2,417,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 64,227 | $2,417,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 39,621 | $2,416,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 47,300 | $2,414,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 192,048 | $2,414,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 33,700 | $2,413,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 40,568 | $2,413,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52,392 | $2,410,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 30,733 | $2,404,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 33,723 | $2,402,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 23,100 | $2,397,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 133,858 | $2,391,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 364,460 | $2,391,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 214,610 | $2,391,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 77,837 | $2,386,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 86,834 | $2,379,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 102,743 | $2,364,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 199,403 | $2,363,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 54,269 | $2,357,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 296,400 | $2,355,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 17,436 | $2,353,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 393,454 | $2,352,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 21,342 | $2,350,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,000 | $2,346,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 31,068 | $2,337,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 53,020 | $2,337,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 39,100 | $2,334,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 38,880 | $2,327,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 26,201 | $2,327,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 27,136 | $2,327,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 47,073 | $2,326,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 40,825 | $2,323,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 115,690 | $2,319,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 118,175 | $2,315,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 65,263 | $2,312,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 50,455 | $2,309,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 46,831 | $2,305,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 45,797 | $2,302,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 168,300 | $2,301,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 128,012 | $2,299,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 157,512 | $2,298,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 229,300 | $2,293,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 81,872 | $2,292,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 29,600 | $2,290,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 147,075 | $2,288,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 182,585 | $2,284,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 86,459 | $2,283,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 47,551 | $2,281,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 30,258 | $2,281,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 46,200 | $2,265,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 51,991 | $2,262,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 65,381 | $2,259,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 79,078 | $2,257,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 28,169 | $2,256,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 60,642 | $2,256,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 62,424 | $2,253,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 46,548 | $2,253,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 560,222 | $2,252,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,977 | $2,249,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 68,348 | $2,247,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 86,727 | $2,245,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 51,300 | $2,245,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 22,515 | $2,244,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,014 | $2,241,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 144,493 | $2,239,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 74,301 | $2,230,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 45,009 | $2,229,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 143,468 | $2,226,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,400 | $2,225,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 38,313 | $2,224,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 68,100 | $2,223,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 44,223 | $2,218,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 103,593 | $2,215,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 83,275 | $2,215,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 94,780 | $2,215,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 56,672 | $2,212,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 149,300 | $2,207,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 111,100 | $2,206,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 29,200 | $2,205,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 190,400 | $2,205,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 180,674 | $2,202,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 130,400 | $2,201,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 31,100 | $2,196,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 329,200 | $2,194,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25,041 | $2,191,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 92,663 | $2,186,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 40,599 | $2,179,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100,523 | $2,178,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 50,900 | $2,178,000 | thousands by filing date | call |
| HILLSHIRE BRANDS CO | 432589109 | COM | 70,864 | $2,178,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 113,516 | $2,176,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 199,360 | $2,175,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 26,900 | $2,174,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 141,380 | $2,173,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,302 | $2,172,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 114,295 | $2,172,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 589,472 | $2,164,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 32,700 | $2,158,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 70,102 | $2,150,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,500 | $2,149,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 96,155 | $2,143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |