13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DNP SELECT INCOME FD INC | 23325P104 | COM | 664,695 | $6,388,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 239,660 | $6,387,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 167,284 | $6,380,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 148,139 | $6,373,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 59,899 | $6,362,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 274,856 | $6,357,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 244,300 | $6,357,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 249,640 | $6,350,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,100 | $6,346,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 58,229 | $6,341,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 506,700 | $6,328,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 382,171 | $6,314,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,324,877 | $6,306,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 330,732 | $6,300,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 355,829 | $6,295,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 40,800 | $6,289,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 199,778 | $6,285,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 131,800 | $6,275,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 243,787 | $6,270,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 145,900 | $6,266,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 233,300 | $6,262,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 84,600 | $6,195,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 421,265 | $6,193,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 207,620 | $6,191,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 200,370 | $6,190,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 79,900 | $6,181,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 56,791 | $6,179,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 155,426 | $6,165,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 97,931 | $6,164,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 153,202 | $6,160,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,239,446 | $6,160,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 95,900 | $6,158,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 295,844 | $6,157,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,800 | $6,150,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 63,246 | $6,141,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 161,649 | $6,138,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 295,575 | $6,136,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 55,061 | $6,125,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 298,758 | $6,125,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 102,900 | $6,124,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 75,602 | $6,118,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 549,499 | $6,116,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 693,460 | $6,106,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 96,100 | $6,096,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 28,900 | $6,093,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 111,017 | $6,077,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 76,015 | $6,065,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 104,000 | $6,062,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 72,800 | $6,057,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 199,752 | $6,053,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 232,700 | $6,053,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,438,524 | $6,042,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 742,607 | $6,037,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 198,872 | $6,034,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 108,742 | $6,029,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 39,100 | $6,027,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 73,087 | $6,025,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 253,354 | $6,010,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 224,084 | $6,004,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 70,836 | $5,996,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 224,147 | $5,987,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 521,229 | $5,984,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 600,512 | $5,980,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 227,116 | $5,980,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 657,412 | $5,976,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 72,672 | $5,968,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 445,694 | $5,968,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 424,979 | $5,966,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 262,234 | $5,947,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 198,553 | $5,927,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 291,943 | $5,926,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 192,382 | $5,921,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 202,700 | $5,921,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 99,400 | $5,895,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 65,300 | $5,876,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 213,684 | $5,870,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 171,653 | $5,862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 359,461 | $5,859,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 234,276 | $5,848,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 67,690 | $5,846,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 106,905 | $5,844,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 161,430 | $5,843,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 58,836 | $5,842,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 225,605 | $5,839,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 144,816 | $5,835,000 | thousands by filing date | call |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 87,101 | $5,830,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 320,700 | $5,827,000 | thousands by filing date | call |
| PETROLEUM & RES CORP | 716549100 | COM | 215,168 | $5,818,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 461,192 | $5,811,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 60,300 | $5,801,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 79,800 | $5,797,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 96,213 | $5,781,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50,100 | $5,772,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 137,588 | $5,754,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 265,100 | $5,734,000 | thousands by filing date | call |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 126,171 | $5,733,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 229,784 | $5,730,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 57,673 | $5,718,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 45,498 | $5,696,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 79,433 | $5,689,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 92,400 | $5,683,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 72,116 | $5,682,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 957,699 | $5,670,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 336,923 | $5,637,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 124,186 | $5,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 173,778 | $5,631,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 310,945 | $5,619,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 364,049 | $5,617,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 76,948 | $5,611,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 22,800 | $5,610,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 84,763 | $5,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 75,769 | $5,605,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 751,875 | $5,586,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 96,574 | $5,577,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 389,649 | $5,576,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 229,400 | $5,572,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 60,794 | $5,564,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 123,100 | $5,554,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 170,106 | $5,554,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 68,722 | $5,551,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 396,930 | $5,545,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 214,889 | $5,542,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 48,100 | $5,540,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 65,147 | $5,517,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 358,401 | $5,513,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 245,200 | $5,505,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 179,200 | $5,503,000 | thousands by filing date | call |
| ACTAVIS INC | 00507K103 | COM | 38,200 | $5,501,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 89,459 | $5,496,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,148,957 | $5,492,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 171,556 | $5,485,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 121,975 | $5,468,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 327,600 | $5,464,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 643,645 | $5,458,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 323,450 | $5,457,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 196,837 | $5,451,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 279,211 | $5,425,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 107,200 | $5,418,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 88,933 | $5,416,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 460,767 | $5,414,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 185,547 | $5,414,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 805,500 | $5,413,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,220,170 | $5,406,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,025,243 | $5,393,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 75,135 | $5,389,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 158,651 | $5,386,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 49,302 | $5,379,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 165,500 | $5,367,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 43,576 | $5,362,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 236,753 | $5,344,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 193,894 | $5,340,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 150,800 | $5,334,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 174,187 | $5,302,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 667,018 | $5,296,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 33,500 | $5,293,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 32,100 | $5,288,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 79,849 | $5,288,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 587,479 | $5,287,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 424,900 | $5,286,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 90,502 | $5,283,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 112,200 | $5,282,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 99,000 | $5,271,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 644,400 | $5,265,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 141,137 | $5,245,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12,400 | $5,242,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 173,080 | $5,218,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 60,147 | $5,214,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 70,947 | $5,208,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 398,404 | $5,196,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 87,186 | $5,188,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 37,313 | $5,183,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 195,792 | $5,183,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 137,000 | $5,176,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 95,365 | $5,161,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 65,879 | $5,158,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 262,263 | $5,149,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 99,355 | $5,148,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 320,669 | $5,147,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 316,230 | $5,129,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 80,800 | $5,123,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 335,262 | $5,119,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 27,100 | $5,116,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 90,110 | $5,115,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 185,312 | $5,108,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 122,966 | $5,104,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 176,670 | $5,104,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 107,943 | $5,098,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,059,812 | $5,098,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 247,200 | $5,068,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 68,340 | $5,052,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 87,300 | $5,048,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 166,100 | $5,046,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 82,992 | $5,039,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 129,174 | $5,039,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 114,962 | $5,038,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 809,967 | $5,037,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 30,924 | $5,034,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 49,956 | $5,034,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 234,938 | $5,027,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 203,793 | $5,017,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 375,785 | $5,016,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 427,425 | $5,005,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 106,944 | $5,005,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 163,700 | $5,001,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 96,500 | $5,000,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 4,282,000 | $4,999,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 602,657 | $4,984,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 46,938 | $4,979,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 113,576 | $4,976,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 96,200 | $4,974,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 31,400 | $4,962,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 132,200 | $4,958,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 188,000 | $4,952,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 79,201 | $4,942,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 242,936 | $4,939,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 239,349 | $4,930,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 176,206 | $4,929,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 244,073 | $4,925,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 521,813 | $4,921,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 183,275 | $4,919,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 146,134 | $4,918,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 175,475 | $4,915,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 106,723 | $4,912,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 94,980 | $4,910,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 217,400 | $4,909,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 596,424 | $4,909,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 70,600 | $4,907,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 58,100 | $4,905,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 246,247 | $4,891,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 178,500 | $4,891,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 105,600 | $4,887,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 98,343 | $4,883,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 50,844 | $4,873,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 236,000 | $4,864,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 42,600 | $4,861,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 62,223 | $4,861,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 211,565 | $4,853,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 258,804 | $4,842,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 124,325 | $4,841,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 249,000 | $4,838,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 63,794 | $4,838,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 410,999 | $4,837,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 91,115 | $4,833,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 112,206 | $4,820,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 190,816 | $4,818,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 106,495 | $4,813,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 56,500 | $4,810,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 319,711 | $4,806,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 610,628 | $4,806,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 429,353 | $4,801,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 36,100 | $4,797,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 150,362 | $4,786,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,700 | $4,779,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 947,321 | $4,775,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 174,300 | $4,764,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 60,894 | $4,757,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 126,700 | $4,756,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 62,611 | $4,753,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 98,769 | $4,751,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 122,400 | $4,749,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 318,292 | $4,736,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 219,774 | $4,730,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 84,168 | $4,711,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 119,851 | $4,700,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 51,800 | $4,692,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 383,277 | $4,692,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 74,883 | $4,690,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 73,200 | $4,683,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 108,322 | $4,671,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 114,245 | $4,655,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 45,188 | $4,652,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 81,315 | $4,648,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 103,700 | $4,638,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 61,527 | $4,631,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 139,509 | $4,621,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 81,800 | $4,616,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 89,967 | $4,607,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 178,500 | $4,595,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 71,616 | $4,580,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 230,284 | $4,578,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 270,011 | $4,576,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 323,532 | $4,575,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 59,700 | $4,574,000 | thousands by filing date | put |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 129,011 | $4,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 126,542 | $4,568,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 240,817 | $4,558,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 246,207 | $4,558,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 234,786 | $4,555,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 77,700 | $4,550,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 100,941 | $4,549,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 43,424 | $4,544,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 48,009 | $4,538,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 118,310 | $4,529,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 252,168 | $4,519,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 184,289 | $4,519,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 87,000 | $4,518,000 | thousands by filing date | put |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 68,767 | $4,517,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 149,249 | $4,509,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 79,408 | $4,504,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 89,915 | $4,491,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 196,434 | $4,491,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 87,165 | $4,488,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 21,216 | $4,487,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 199,420 | $4,485,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 155,841 | $4,485,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 179,600 | $4,465,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 145,072 | $4,464,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 54,214 | $4,461,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 198,707 | $4,461,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 592,871 | $4,458,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 103,000 | $4,457,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 65,345 | $4,441,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 732,642 | $4,440,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 66,330 | $4,437,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 224,428 | $4,436,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60,927 | $4,423,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 243,669 | $4,420,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 136,462 | $4,419,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 141,500 | $4,414,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 137,700 | $4,412,000 | thousands by filing date | call |
| ACCURAY INC | 004397AB1 | CNV | 4,210,000 | $4,410,000 | thousands by filing date | principal |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 774,784 | $4,409,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 163,195 | $4,409,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 250,041 | $4,406,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 291,968 | $4,403,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 69,668 | $4,398,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 6,787,400 | $4,398,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 101,300 | $4,383,000 | thousands by filing date | call |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 281,381 | $4,382,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 105,400 | $4,374,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 260,851 | $4,372,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,415 | $4,357,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 59,500 | $4,351,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 69,818 | $4,350,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 146,600 | $4,345,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 53,262 | $4,330,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 135,257 | $4,305,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 130,784 | $4,302,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 313,144 | $4,299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 411,246 | $4,298,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 57,600 | $4,292,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 114,959 | $4,273,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 321,494 | $4,270,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 29,100 | $4,261,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 120,300 | $4,259,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 235,676 | $4,254,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 325,755 | $4,254,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 72,804 | $4,253,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 31,900 | $4,239,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 318,800 | $4,237,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 797,278 | $4,234,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 179,300 | $4,230,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 186,395 | $4,224,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 600,794 | $4,223,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 102,032 | $4,221,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 250,597 | $4,220,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 122,600 | $4,211,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 156,574 | $4,209,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 44,795 | $4,206,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 348,112 | $4,198,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 129,631 | $4,193,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 71,500 | $4,187,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 151,522 | $4,179,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 83,458 | $4,175,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 297,882 | $4,165,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 83,737 | $4,149,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 182,851 | $4,140,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 92,080 | $4,127,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 74,800 | $4,126,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 136,500 | $4,121,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 166,300 | $4,116,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 28,297 | $4,115,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 121,800 | $4,111,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 31,370 | $4,101,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 203,060 | $4,099,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 648,360 | $4,098,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 63,679 | $4,097,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 108,247 | $4,091,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 609,122 | $4,087,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 92,282 | $4,083,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 51,700 | $4,076,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 76,518 | $4,067,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 49,982 | $4,066,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,800 | $4,064,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 51,240 | $4,061,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 123,403 | $4,059,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 275,800 | $4,054,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 223,659 | $4,051,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 67,643 | $4,049,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 57,900 | $4,047,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 146,883 | $4,047,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 361,391 | $4,041,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 60,626 | $4,040,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 337,496 | $4,040,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 148,334 | $4,039,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 768,631 | $4,036,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 192,731 | $4,036,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 284,679 | $4,034,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 217,361 | $4,032,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 118,810 | $4,032,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 130,773 | $4,030,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 51,645 | $4,028,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 104,918 | $4,028,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 383,251 | $4,017,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,304 | $4,016,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 203,309 | $4,010,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 334,631 | $4,002,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 95,274 | $4,001,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 38,536 | $3,999,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 299,300 | $3,999,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 146,232 | $3,996,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 181,482 | $3,994,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 62,971 | $3,993,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,987,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 187,006 | $3,987,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 193,522 | $3,986,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 66,019 | $3,982,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 138,500 | $3,978,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 21,775 | $3,977,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 138,800 | $3,967,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 254,159 | $3,960,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 79,700 | $3,957,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 224,399 | $3,956,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 145,566 | $3,956,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 141,542 | $3,955,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 62,762 | $3,952,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 162,629 | $3,952,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 104,726 | $3,948,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 446,076 | $3,948,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 81,267 | $3,944,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 261,162 | $3,944,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 147,949 | $3,944,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 57,841 | $3,941,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 117,432 | $3,936,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 355,709 | $3,931,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 128,643 | $3,930,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 237,400 | $3,917,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 100,864 | $3,917,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 32,906 | $3,906,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 23,700 | $3,904,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 89,912 | $3,895,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 310,604 | $3,892,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 73,507 | $3,883,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 449,314 | $3,869,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,896,040 | $3,868,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 55,037 | $3,865,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 146,000 | $3,856,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 69,000 | $3,850,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 200,521 | $3,844,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 104,416 | $3,839,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 317,549 | $3,836,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 75,100 | $3,833,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 50,011 | $3,832,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 75,231 | $3,831,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 42,283 | $3,827,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 110,813 | $3,824,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 103,000 | $3,820,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 576,944 | $3,814,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 86,746 | $3,813,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 74,725 | $3,804,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 300,274 | $3,801,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 46,300 | $3,797,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 184,602 | $3,797,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 125,209 | $3,794,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 71,366 | $3,793,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 150,409 | $3,789,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 65,736 | $3,776,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 34,415 | $3,762,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 47,657 | $3,758,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 119,500 | $3,750,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 41,468 | $3,750,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 911,272 | $3,745,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 82,184 | $3,741,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 66,491 | $3,739,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 87,788 | $3,739,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 78,334 | $3,736,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 271,500 | $3,733,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 163,398 | $3,732,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 54,200 | $3,726,000 | thousands by filing date | put |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 165,445 | $3,723,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 101,800 | $3,703,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 78,226 | $3,701,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 34,761 | $3,698,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 51,517 | $3,696,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 58,200 | $3,690,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 52,287 | $3,689,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 128,200 | $3,683,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 199,406 | $3,681,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 199,900 | $3,680,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 71,735 | $3,673,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 190,447 | $3,672,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 316,642 | $3,669,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 59,000 | $3,657,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 352,522 | $3,656,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50,400 | $3,651,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 58,036 | $3,649,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 200,811 | $3,649,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 131,996 | $3,644,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 353,900 | $3,638,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 104,200 | $3,634,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |