13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIGNA CORPORATION | 125509109 | COM | 155,163 | $11,926,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 158,250 | $11,921,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,035,941 | $11,893,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 642,904 | $11,874,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 56,600 | $11,863,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 841,052 | $11,859,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 521,746 | $11,833,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 294,200 | $11,830,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 845,640 | $11,830,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 342,155 | $11,821,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 110,257 | $11,814,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 676,100 | $11,811,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 156,618 | $11,789,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 753,212 | $11,758,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 326,300 | $11,737,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 233,182 | $11,722,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 998,201 | $11,719,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 763,500 | $11,704,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 101,500 | $11,690,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 225,100 | $11,662,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 487,900 | $11,656,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 624,000 | $11,656,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 115,238 | $11,655,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 413,400 | $11,617,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 484,370 | $11,611,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 345,694 | $11,584,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 689,245 | $11,490,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 210,923 | $11,477,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 500,468 | $11,451,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 2,950,840 | $11,435,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 163,170 | $11,385,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 215,200 | $11,380,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 282,200 | $11,370,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 669,511 | $11,362,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,241,173 | $11,332,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 101,100 | $11,316,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 486,011 | $11,308,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 506,410 | $11,302,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 84,300 | $11,284,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 150,973 | $11,282,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 324,633 | $11,281,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 293,693 | $11,240,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,223,722 | $11,229,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 250,400 | $11,218,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,441,538 | $11,209,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 389,893 | $11,186,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 182,859 | $11,172,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 317,400 | $11,166,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 107,504 | $11,155,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 169,797 | $11,137,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 295,978 | $11,135,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 713,300 | $11,135,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 325,641 | $11,121,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 332,624 | $11,096,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 809,547 | $11,067,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 611,206 | $11,044,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 93,017 | $11,042,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 60,092 | $11,036,000 | thousands by filing date | |
| MGC | 921910873 | COM | 192,129 | $11,034,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 146,400 | $11,029,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 154,546 | $11,021,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 406,922 | $10,995,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 205,800 | $10,973,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 877,726 | $10,972,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 171,700 | $10,970,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 210,983 | $10,960,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 296,638 | $10,931,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 270,930 | $10,929,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 165,446 | $10,916,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 236,900 | $10,905,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 263,793 | $10,886,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 164,682 | $10,856,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 5,866,000 | $10,838,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 289,343 | $10,822,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 246,045 | $10,821,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,168,514 | $10,820,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 229,800 | $10,789,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 624,155 | $10,785,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 930,906 | $10,780,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 140,000 | $10,776,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 131,100 | $10,766,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 407,100 | $10,731,000 | thousands by filing date | call |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 636,443 | $10,730,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 268,361 | $10,702,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 102,400 | $10,687,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 518,900 | $10,684,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 155,963 | $10,626,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 130,400 | $10,613,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 425,492 | $10,612,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 433,610 | $10,610,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 175,547 | $10,603,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 127,080 | $10,598,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 113,400 | $10,595,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 369,828 | $10,587,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,462,271 | $10,525,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 161,943 | $10,520,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 212,969 | $10,485,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 878,714 | $10,483,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 650,417 | $10,478,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 531,997 | $10,475,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 279,119 | $10,470,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 430,473 | $10,465,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 138,400 | $10,462,000 | thousands by filing date | call |
| PALL CORP | 696429307 | COM | 135,761 | $10,459,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 242,269 | $10,449,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 130,800 | $10,399,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 370,000 | $10,397,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 56,600 | $10,395,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 143,878 | $10,384,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,106,668 | $10,381,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 202,235 | $10,381,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 93,391 | $10,379,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 95,199 | $10,350,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 165,862 | $10,348,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 124,400 | $10,330,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 377,283 | $10,262,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 136,929 | $10,246,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 88,726 | $10,221,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 76,894 | $10,217,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 547,800 | $10,200,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 122,300 | $10,156,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 230,200 | $10,124,000 | thousands by filing date | put |
| ELAN PLC | 284131208 | ADR | 649,411 | $10,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 448,587 | $10,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 194,371 | $10,098,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 218,224 | $10,069,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 404,900 | $10,021,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 119,200 | $10,016,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 312,952 | $10,012,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 535,021 | $10,010,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 367,294 | $9,987,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,206,942 | $9,970,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 88,900 | $9,950,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 293,300 | $9,919,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 258,749 | $9,906,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 243,642 | $9,906,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 234,006 | $9,898,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 686,402 | $9,891,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 52,262 | $9,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 498,929 | $9,859,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 714,378 | $9,851,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 127,461 | $9,849,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 201,909 | $9,845,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 565,548 | $9,841,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 321,500 | $9,838,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 287,900 | $9,829,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 138,892 | $9,807,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 137,292 | $9,790,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 515,807 | $9,780,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 142,739 | $9,778,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 212,212 | $9,770,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 151,988 | $9,764,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 117,933 | $9,758,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 859,307 | $9,745,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 25,887 | $9,741,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 224,959 | $9,734,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 135,300 | $9,733,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 156,064 | $9,733,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 705,739 | $9,718,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 210,500 | $9,712,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 189,100 | $9,691,000 | thousands by filing date | call |
| WALGREEN CO | 931422109 | COM | 179,600 | $9,662,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 145,300 | $9,662,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 353,776 | $9,637,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 278,500 | $9,631,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 280,500 | $9,602,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 197,572 | $9,584,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 60,400 | $9,575,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 980,755 | $9,554,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 36,400 | $9,526,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 125,000 | $9,481,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 399,314 | $9,467,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 462,100 | $9,445,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 259,111 | $9,442,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 114,233 | $9,431,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 222,991 | $9,428,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 546,934 | $9,424,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 114,700 | $9,419,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 39,100 | $9,414,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 380,469 | $9,409,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 64,228 | $9,405,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 181,489 | $9,390,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 203,407 | $9,370,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 581,246 | $9,352,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 336,308 | $9,349,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 139,747 | $9,338,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 173,620 | $9,271,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 826,799 | $9,269,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 235,612 | $9,262,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 93,230 | $9,261,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 200,448 | $9,226,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 197,600 | $9,223,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 466,980 | $9,171,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 162,100 | $9,168,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 245,522 | $9,147,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 241,800 | $9,133,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 187,400 | $9,119,000 | thousands by filing date | call |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 397,400 | $9,112,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 175,995 | $9,108,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 103,597 | $9,096,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 163,215 | $9,082,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 215,569 | $9,082,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 183,865 | $9,079,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 140,937 | $9,065,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 343,426 | $9,063,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 255,800 | $9,048,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 130,000 | $9,036,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 168,567 | $9,031,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175,517 | $9,030,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 373,270 | $9,029,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 408,057 | $9,010,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 329,947 | $8,988,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 276,925 | $8,968,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 130,923 | $8,967,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 160,700 | $8,962,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 189,438 | $8,934,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 399,849 | $8,932,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 186,200 | $8,923,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 550,000 | $8,916,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 239,427 | $8,912,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 6,200,000 | $8,909,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 202,300 | $8,897,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 632,657 | $8,883,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 117,760 | $8,871,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 57,100 | $8,870,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 447,670 | $8,869,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 111,086 | $8,859,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,084,042 | $8,857,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 154,924 | $8,844,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 234,013 | $8,839,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 625,189 | $8,828,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 229,350 | $8,807,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 206,958 | $8,805,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 117,320 | $8,798,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 73,642 | $8,797,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,099,600 | $8,764,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 337,400 | $8,745,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 106,600 | $8,743,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 159,759 | $8,728,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 96,253 | $8,713,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 117,409 | $8,692,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 590,900 | $8,686,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 216,400 | $8,685,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 211,309 | $8,668,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 161,000 | $8,662,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 345,467 | $8,637,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 451,592 | $8,625,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 205,200 | $8,620,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 174,240 | $8,612,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 201,095 | $8,610,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 78,294 | $8,608,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 182,734 | $8,607,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 67,692 | $8,603,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 130,500 | $8,573,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 250,060 | $8,537,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 95,047 | $8,525,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 467,255 | $8,499,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 137,342 | $8,489,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 309,600 | $8,483,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 197,547 | $8,445,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 319,932 | $8,434,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 644,931 | $8,429,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 100,500 | $8,400,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 970,100 | $8,381,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,048,832 | $8,381,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 37,000 | $8,375,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 252,023 | $8,360,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 257,642 | $8,355,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,397,920 | $8,346,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,021,809 | $8,338,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 69,800 | $8,335,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 87,509 | $8,328,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 945,600 | $8,326,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 149,542 | $8,288,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 63,613 | $8,285,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 131,500 | $8,268,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 71,595 | $8,262,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 218,400 | $8,249,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 629,844 | $8,245,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 129,200 | $8,242,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 115,200 | $8,215,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 628,248 | $8,198,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 484,200 | $8,168,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 489,356 | $8,162,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 468,491 | $8,119,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 738,678 | $8,118,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 91,406 | $8,110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 105,163 | $8,094,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 96,040 | $8,093,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 152,127 | $8,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 108,244 | $8,070,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 460,281 | $8,060,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 127,418 | $8,057,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 71,928 | $8,050,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 292,660 | $8,048,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 397,225 | $8,048,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 195,157 | $8,038,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 241,304 | $8,028,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 163,400 | $8,023,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 137,580 | $8,018,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 254,841 | $8,017,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 550,377 | $8,013,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 642,309 | $7,991,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200,000 | $7,976,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 118,400 | $7,971,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 451,026 | $7,970,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 213,348 | $7,945,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 240,137 | $7,925,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 171,200 | $7,923,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 459,130 | $7,920,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 432,600 | $7,908,000 | thousands by filing date | call |
| OFFICEMAX INC DEL | 67622P101 | COM | 618,022 | $7,905,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 122,250 | $7,904,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 256,917 | $7,891,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 222,844 | $7,888,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 150,148 | $7,860,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100,200 | $7,846,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 328,087 | $7,845,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 280,786 | $7,843,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 92,000 | $7,833,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 276,461 | $7,824,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 332,592 | $7,806,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 172,509 | $7,797,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 105,183 | $7,795,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 655,883 | $7,792,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 420,479 | $7,791,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 185,128 | $7,786,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 119,075 | $7,770,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 168,643 | $7,763,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 231,300 | $7,751,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 440,630 | $7,728,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,117,219 | $7,728,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 164,747 | $7,715,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 362,179 | $7,707,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 110,622 | $7,703,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 100,808 | $7,701,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 142,767 | $7,698,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 309,638 | $7,691,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 217,274 | $7,685,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 128,400 | $7,685,000 | thousands by filing date | call |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 267,422 | $7,661,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 365,777 | $7,639,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 394,940 | $7,619,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 4,082,246 | $7,606,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 84,862 | $7,599,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 168,300 | $7,593,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 406,061 | $7,576,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 303,500 | $7,554,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 186,886 | $7,548,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 340,741 | $7,547,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 567,198 | $7,539,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 224,234 | $7,539,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 17,580 | $7,538,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 443,800 | $7,527,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,069,258 | $7,527,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 536,624 | $7,524,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 290,100 | $7,519,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 175,689 | $7,519,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 348,713 | $7,494,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 544,500 | $7,487,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 479,549 | $7,485,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 186,000 | $7,479,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 323,744 | $7,469,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 450,641 | $7,463,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 99,295 | $7,458,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 277,444 | $7,405,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 439,398 | $7,399,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 193,900 | $7,398,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 122,440 | $7,398,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 43,600 | $7,381,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 788,774 | $7,371,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 194,054 | $7,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 253,859 | $7,370,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 174,900 | $7,351,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 102,600 | $7,347,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 555,754 | $7,347,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 201,181 | $7,333,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 101,752 | $7,328,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 59,347 | $7,323,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 134,528 | $7,315,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 152,770 | $7,301,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 176,004 | $7,290,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 68,077 | $7,277,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 698,618 | $7,266,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 113,172 | $7,263,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 53,833 | $7,255,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 191,400 | $7,250,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 407,023 | $7,237,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 556,012 | $7,228,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 277,952 | $7,218,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 118,300 | $7,213,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 501,349 | $7,209,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 95,529 | $7,205,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 188,856 | $7,201,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 287,400 | $7,188,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 72,221 | $7,186,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 276,600 | $7,183,000 | thousands by filing date | put |
| SIGMA ALDRICH CORP | 826552101 | COM | 84,216 | $7,183,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 680,384 | $7,179,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 330,450 | $7,177,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 311,075 | $7,175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 98,349 | $7,173,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 174,379 | $7,165,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 507,088 | $7,160,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 77,402 | $7,158,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 150,100 | $7,146,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 200,800 | $7,142,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 284,465 | $7,117,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 110,300 | $7,094,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 284,200 | $7,065,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 76,300 | $7,058,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 200,679 | $7,034,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 80,497 | $7,023,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 112,500 | $7,020,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 401,500 | $7,014,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 424,800 | $7,009,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 204,514 | $6,997,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50,420 | $6,993,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 235,672 | $6,992,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 45,000 | $6,990,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 64,759 | $6,990,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 417,299 | $6,982,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 89,920 | $6,957,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 345,900 | $6,928,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 85,276 | $6,927,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 497,136 | $6,925,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 85,600 | $6,925,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 208,700 | $6,923,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100,700 | $6,922,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 147,765 | $6,907,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 156,552 | $6,897,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 147,891 | $6,896,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 134,479 | $6,892,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 118,517 | $6,874,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 443,218 | $6,861,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 409,178 | $6,854,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 171,900 | $6,842,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 131,200 | $6,831,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 195,544 | $6,812,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 73,247 | $6,810,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 127,373 | $6,798,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 299,518 | $6,793,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 184,076 | $6,792,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,800 | $6,780,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 463,723 | $6,780,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 112,868 | $6,777,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 109,200 | $6,769,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 192,901 | $6,765,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 639,592 | $6,761,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 210,710 | $6,760,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 138,137 | $6,759,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 554,933 | $6,754,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 235,500 | $6,742,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 414,731 | $6,727,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 908,618 | $6,724,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 102,000 | $6,710,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 214,501 | $6,708,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 78,096 | $6,702,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 326,196 | $6,700,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 144,008 | $6,687,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 161,454 | $6,686,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 108,463 | $6,679,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 89,900 | $6,676,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 897,438 | $6,676,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 267,608 | $6,663,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 193,600 | $6,650,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 89,900 | $6,649,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 87,142 | $6,647,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 325,088 | $6,645,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 62,078 | $6,639,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 69,266 | $6,631,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 103,600 | $6,628,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 477,410 | $6,626,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 141,238 | $6,625,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 440,188 | $6,620,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 117,779 | $6,619,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 56,355 | $6,604,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 102,035 | $6,602,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 95,760 | $6,602,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 212,379 | $6,564,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 133,800 | $6,559,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 202,100 | $6,554,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 264,945 | $6,531,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 821,300 | $6,525,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 149,267 | $6,509,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 172,118 | $6,501,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 38,417 | $6,500,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 236,777 | $6,492,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 118,900 | $6,484,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 52,499 | $6,473,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 103,200 | $6,473,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 81,328 | $6,463,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 177,407 | $6,461,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 90,400 | $6,454,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 57,800 | $6,450,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 77,463 | $6,445,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 228,600 | $6,442,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 111,726 | $6,440,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 170,200 | $6,420,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 85,800 | $6,394,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |