13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 527,952 | $32,067,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 900,200 | $32,020,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 678,803 | $31,938,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 870,825 | $31,916,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 682,700 | $31,681,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,224,028 | $31,678,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 721,890 | $31,677,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,068,488 | $31,671,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 127,980 | $31,490,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 406,413 | $31,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 951,171 | $31,284,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 316,407 | $31,249,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 894,827 | $31,212,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 476,355 | $31,187,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,783,274 | $31,089,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 196,200 | $31,041,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 1,252,821 | $31,032,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,006,604 | $30,963,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 926,669 | $30,951,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 844,416 | $30,923,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 572,434 | $30,768,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 857,845 | $30,754,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 262,982 | $30,548,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,678,001 | $30,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 97,400 | $30,451,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 367,766 | $30,406,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 520,800 | $30,399,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 649,418 | $30,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 466,384 | $30,222,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 895,135 | $30,211,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 413,225 | $30,178,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 688,255 | $30,118,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 190,539 | $30,107,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 556,578 | $30,049,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,614,800 | $30,038,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 29,690 | $30,015,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 336,235 | $30,012,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,302,400 | $29,852,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,150,000 | $29,762,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 532,500 | $29,711,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 324,645 | $29,592,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 425,474 | $29,579,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 393,153 | $29,471,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 534,439 | $29,469,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,385,173 | $29,283,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 455,502 | $29,248,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 600,813 | $29,230,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 2,826,070 | $29,194,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 228,510 | $29,156,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,394,100 | $29,137,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 495,182 | $29,077,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,530,742 | $28,851,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 373,786 | $28,808,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,105,146 | $28,745,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 92,900 | $28,726,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 424,164 | $28,669,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 282,803 | $28,603,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 565,329 | $28,577,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 279,202 | $28,540,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,202,413 | $28,364,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 488,341 | $28,237,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 365,231 | $28,167,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 532,109 | $27,963,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,122,851 | $27,960,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 620,631 | $27,934,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,779,346 | $27,776,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 411,900 | $27,729,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 729,400 | $27,630,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 886,223 | $27,579,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 665,600 | $27,503,000 | thousands by filing date | put |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,286,934 | $27,420,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 333,392 | $27,378,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 678,983 | $27,356,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,164,500 | $27,285,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 227,852 | $27,185,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 1,846,923 | $27,148,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 522,041 | $27,115,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 371,493 | $27,045,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 294,800 | $26,936,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 285,564 | $26,803,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 330,597 | $26,742,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,217,987 | $26,735,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 560,800 | $26,700,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,759,015 | $26,578,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 379,898 | $26,555,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,695,603 | $26,519,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 156,600 | $26,509,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 383,948 | $26,430,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 508,100 | $26,375,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 539,462 | $26,304,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 505,100 | $26,301,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 514,181 | $26,245,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 82,543 | $25,825,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 528,825 | $25,796,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 699,800 | $25,788,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 708,710 | $25,783,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 259,200 | $25,782,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 630,568 | $25,733,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 417,647 | $25,685,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 786,745 | $25,679,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 494,084 | $25,599,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 414,100 | $25,591,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 618,700 | $25,472,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 290,128 | $25,392,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,144,066 | $25,353,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 626,383 | $25,237,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 498,900 | $25,075,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 696,597 | $25,057,000 | thousands by filing date | call |
| DELL INC | 24702R101 | COM | 1,815,763 | $24,968,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 959,098 | $24,956,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,055,900 | $24,909,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 456,600 | $24,898,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 134,130 | $24,839,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 417,900 | $24,815,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 599,400 | $24,767,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 889,604 | $24,740,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 608,720 | $24,738,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 443,846 | $24,705,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 328,200 | $24,704,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 274,886 | $24,693,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 295,828 | $24,678,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 386,100 | $24,668,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 975,700 | $24,656,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 773,820 | $24,630,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 268,900 | $24,322,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 963,100 | $24,261,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 856,846 | $24,258,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 336,859 | $24,230,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,577,843 | $24,188,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,218,746 | $24,058,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,028,867 | $24,024,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,393,790 | $23,875,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 252,980 | $23,823,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,039,026 | $23,773,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,685,909 | $23,766,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 265,500 | $23,733,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 743,820 | $23,728,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 447,805 | $23,639,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 535,888 | $23,638,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 283,000 | $23,602,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 569,361 | $23,441,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 344,098 | $23,350,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,955,300 | $23,307,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 268,100 | $23,215,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 2,856,678 | $23,195,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 456,700 | $23,104,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 1,282,137 | $23,104,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 533,069 | $22,965,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,111,300 | $22,882,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,215,967 | $22,791,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 559,126 | $22,762,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,133,834 | $22,745,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,024,616 | $22,726,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 366,532 | $22,647,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 400,709 | $22,636,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 839,800 | $22,633,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,796,359 | $22,623,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 621,200 | $22,587,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 136,850 | $22,544,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,328,618 | $22,521,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 957,400 | $22,433,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 225,849 | $22,405,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 508,522 | $22,146,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,184,990 | $22,136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 548,403 | $22,111,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 924,500 | $22,086,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 1,133,767 | $22,029,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 391,782 | $21,850,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 259,300 | $21,789,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 408,406 | $21,776,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 671,228 | $21,761,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 288,101 | $21,749,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 209,178 | $21,683,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 167,632 | $21,651,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 249,400 | $21,620,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 387,875 | $21,472,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 287,942 | $21,458,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 414,100 | $21,426,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 141,500 | $21,366,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,526,506 | $21,249,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 430,500 | $21,138,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 632,890 | $21,113,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,867,838 | $21,069,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 172,700 | $20,983,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 471,122 | $20,965,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 342,427 | $20,923,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 192,900 | $20,798,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 707,860 | $20,740,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 623,199 | $20,722,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 181,000 | $20,654,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 762,966 | $20,654,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 395,300 | $20,654,000 | thousands by filing date | put |
| UBS AG | H89231338 | SHS | 1,002,131 | $20,564,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 802,400 | $20,509,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 500,126 | $20,480,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 185,300 | $20,476,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 616,100 | $20,436,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 400,500 | $20,261,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 322,661 | $20,211,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 347,783 | $20,172,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 110,630 | $20,154,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 862,885 | $20,141,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 272,746 | $20,134,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 182,445 | $20,117,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,545,573 | $20,093,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 291,941 | $20,074,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 251,400 | $19,986,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 424,444 | $19,983,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 385,380 | $19,924,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,074,349 | $19,918,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,504,524 | $19,910,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 769,200 | $19,907,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 198,795 | $19,883,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 383,900 | $19,878,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 256,898 | $19,750,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 615,981 | $19,742,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 528,191 | $19,712,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 871,093 | $19,704,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 101,505 | $19,628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 638,047 | $19,614,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 102,600 | $19,607,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 63,252 | $19,558,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,033,937 | $19,520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 531,500 | $19,506,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 386,687 | $19,454,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 639,927 | $19,441,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 251,890 | $19,426,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 265,362 | $19,405,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,939,133 | $19,392,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 255,600 | $19,387,000 | thousands by filing date | call |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 848,563 | $19,381,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 820,665 | $19,360,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 704,977 | $19,274,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,778,423 | $19,225,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 396,830 | $19,096,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 463,800 | $19,095,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 594,400 | $19,044,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 366,366 | $19,018,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 281,820 | $18,930,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 137,632 | $18,900,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 233,500 | $18,890,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 263,778 | $18,879,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 111,391 | $18,850,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 157,700 | $18,839,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 326,000 | $18,830,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 263,100 | $18,783,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 246,721 | $18,706,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 288,900 | $18,631,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,808,111 | $18,590,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 328,968 | $18,574,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,059,164 | $18,538,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 292,553 | $18,487,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 232,324 | $18,449,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 215,492 | $18,447,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 828,615 | $18,428,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 200,106 | $18,404,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 171,744 | $18,363,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,010,972 | $18,208,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 69,538 | $18,199,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 18,000 | $18,197,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 246,000 | $18,194,000 | thousands by filing date | put |
| Pentair Inc | H6169Q108 | PNR | 279,576 | $18,155,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,004,283 | $18,147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,184,340 | $18,144,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,014,215 | $18,128,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 723,660 | $17,990,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 214,494 | $17,935,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 407,579 | $17,858,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 162,909 | $17,815,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 308,000 | $17,809,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 792,983 | $17,795,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 422,364 | $17,785,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 863,632 | $17,783,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 164,700 | $17,758,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,758,974 | $17,730,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 415,924 | $17,727,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 241,923 | $17,650,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,037,920 | $17,645,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 225,143 | $17,629,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 535,817 | $17,627,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,954,848 | $17,611,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 343,464 | $17,585,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 996,107 | $17,463,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 453,620 | $17,395,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 744,472 | $17,338,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 324,750 | $17,335,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 463,700 | $17,328,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 458,514 | $17,328,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 280,917 | $17,277,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 674,500 | $17,240,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,495,200 | $17,195,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 273,000 | $17,164,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 501,400 | $17,123,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 986,705 | $17,095,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 297,753 | $17,091,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 268,936 | $17,086,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 226,000 | $17,083,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 107,800 | $17,055,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 427,788 | $17,005,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 80,548 | $16,981,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,104,252 | $16,928,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 390,509 | $16,928,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 440,699 | $16,923,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 296,797 | $16,888,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 975,140 | $16,822,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 209,022 | $16,817,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 521,195 | $16,809,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 746,600 | $16,762,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 152,086 | $16,754,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 210,156 | $16,676,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 139,200 | $16,629,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 396,473 | $16,604,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 85,700 | $16,572,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 756,994 | $16,555,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 999,000 | $16,484,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 595,131 | $16,432,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,685,933 | $16,370,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,056,131 | $16,336,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 189,600 | $16,313,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 186,300 | $16,283,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 273,922 | $16,266,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 199,300 | $16,221,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 269,496 | $16,221,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 757,413 | $16,133,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 116,665 | $16,130,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 125,644 | $16,087,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 680,382 | $16,064,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 322,898 | $16,057,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 349,058 | $16,039,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 249,880 | $15,965,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 219,600 | $15,952,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 533,935 | $15,949,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,162,741 | $15,918,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 500,728 | $15,893,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 470,817 | $15,871,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,188,689 | $15,870,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 299,621 | $15,808,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 205,300 | $15,802,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 547,100 | $15,773,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 148,282 | $15,746,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 300,917 | $15,723,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 835,373 | $15,713,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 209,832 | $15,701,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 363,407 | $15,652,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 170,800 | $15,642,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 196,757 | $15,632,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 257,904 | $15,458,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 190,400 | $15,455,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 166,687 | $15,418,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 145,907 | $15,326,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 822,252 | $15,310,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 122,600 | $15,288,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 667,407 | $15,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 593,508 | $15,241,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 584,900 | $15,219,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 186,739 | $15,095,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 226,448 | $15,016,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 305,568 | $15,004,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 488,400 | $14,999,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 125,500 | $14,986,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 139,664 | $14,980,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 340,845 | $14,976,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 447,491 | $14,871,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 449,429 | $14,867,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 77,700 | $14,848,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 740,511 | $14,832,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 314,703 | $14,816,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 580,439 | $14,766,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 309,217 | $14,735,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 546,200 | $14,720,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 221,300 | $14,699,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 961,378 | $14,661,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 237,200 | $14,659,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 292,177 | $14,653,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 61,029 | $14,653,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 292,267 | $14,651,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 240,386 | $14,628,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 342,367 | $14,599,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 396,100 | $14,596,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 595,488 | $14,589,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 132,600 | $14,582,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 289,500 | $14,571,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 932,900 | $14,563,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 178,068 | $14,534,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 289,364 | $14,521,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,220,000 | $14,450,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 482,549 | $14,442,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 354,253 | $14,433,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 984,463 | $14,412,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 579,099 | $14,396,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 492,100 | $14,374,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 89,069 | $14,300,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 506,751 | $14,280,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 354,072 | $14,237,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 921,501 | $14,182,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 430,627 | $14,180,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 190,721 | $14,163,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 139,857 | $14,162,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 209,071 | $14,009,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 413,400 | $13,981,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 219,858 | $13,939,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 315,600 | $13,924,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 289,000 | $13,852,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 159,900 | $13,846,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 136,889 | $13,833,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 577,047 | $13,832,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 93,662 | $13,782,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 163,863 | $13,774,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 176,538 | $13,753,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 242,202 | $13,667,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 143,456 | $13,665,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 213,022 | $13,638,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 323,167 | $13,612,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 273,198 | $13,611,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 228,371 | $13,609,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 108,654 | $13,549,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 648,537 | $13,516,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 368,708 | $13,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 651,043 | $13,451,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 656,500 | $13,419,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,060,370 | $13,411,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 219,963 | $13,407,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 207,400 | $13,375,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 425,264 | $13,370,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 284,300 | $13,348,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 359,363 | $13,329,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 219,600 | $13,314,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 947,796 | $13,298,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 706,852 | $13,296,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 113,002 | $13,292,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 102,800 | $13,279,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 800,007 | $13,272,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 153,000 | $13,264,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 442,900 | $13,256,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 386,550 | $13,239,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 316,672 | $13,123,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 186,567 | $13,122,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 19,500 | $13,119,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 146,883 | $13,117,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 468,747 | $13,116,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 485,025 | $13,105,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 235,514 | $13,083,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 444,274 | $13,048,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 311,976 | $13,022,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 280,829 | $13,000,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 122,900 | $12,828,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 615,471 | $12,826,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 292,841 | $12,821,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,242,107 | $12,781,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 633,072 | $12,738,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 213,267 | $12,708,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 792,696 | $12,707,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 200,232 | $12,703,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 316,600 | $12,699,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 319,000 | $12,696,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 224,135 | $12,677,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 309,394 | $12,661,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 347,500 | $12,656,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 499,401 | $12,630,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 458,342 | $12,609,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 198,073 | $12,588,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 154,070 | $12,575,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 234,348 | $12,571,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 165,693 | $12,533,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 225,525 | $12,521,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 309,576 | $12,500,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 216,200 | $12,488,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 186,800 | $12,407,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,457,505 | $12,403,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,307,142 | $12,392,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 163,173 | $12,387,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 453,549 | $12,378,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 167,739 | $12,353,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 394,800 | $12,349,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,320,260 | $12,344,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 468,091 | $12,320,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 197,567 | $12,312,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 254,800 | $12,269,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 143,967 | $12,267,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 348,700 | $12,267,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 331,368 | $12,241,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 238,488 | $12,227,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 785,717 | $12,226,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 248,225 | $12,195,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,636,283 | $12,190,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 62,900 | $12,163,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 705,436 | $12,119,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 112,971 | $12,083,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 49,100 | $12,082,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 118,645 | $12,027,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 339,700 | $12,025,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 161,402 | $12,015,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 116,000 | $12,001,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 306,219 | $11,982,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 439,030 | $11,981,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 118,026 | $11,966,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 366,118 | $11,951,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 400,188 | $11,934,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 448,245 | $11,932,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,347,511 | $11,926,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |