13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 33,800 | $102,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 27,200 | $102,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $101,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,100 | $101,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 1,000 | $101,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,300 | $101,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,100 | $101,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,700 | $101,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,200 | $101,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,800 | $101,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 1,700 | $101,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,000 | $101,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,400 | $101,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,000 | $101,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 26,360 | $101,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 33,500 | $101,000 | thousands by filing date | call |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 4,800 | $101,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 500 | $100,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,250 | $100,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,344 | $100,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 13,584 | $100,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,348 | $100,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 7,067 | $100,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 5,000 | $100,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 71,700 | $100,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 55,415 | $100,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,890 | $100,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 24,953 | $100,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,100 | $99,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 7,300 | $99,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,632 | $99,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,825 | $99,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,155 | $99,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,180 | $99,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 6,200 | $99,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,520 | $99,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 10,152 | $99,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 22,743 | $99,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 7,400 | $99,000 | thousands by filing date | put |
| INTELIQUENT INC | 45825N107 | COM | 10,319 | $99,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,044 | $98,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,900 | $98,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,000 | $98,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,600 | $98,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 14,025 | $98,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,628 | $98,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,200 | $98,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,348 | $98,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,100 | $98,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 30,500 | $98,000 | thousands by filing date | call |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 11,621 | $98,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 38,200 | $98,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,400 | $97,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,245 | $97,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,300 | $97,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,590 | $97,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,879 | $97,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 73,000 | $97,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,200 | $97,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 3,200 | $97,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,600 | $97,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 1,920 | $97,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 7,793 | $97,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 40,874 | $97,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,000 | $97,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,947 | $97,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 61,003 | $97,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,400 | $96,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,427 | $96,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,500 | $96,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 2,500 | $96,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 6,900 | $96,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 3,284 | $96,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 6,060 | $96,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,500 | $96,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 13,600 | $96,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 8,360 | $96,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,300 | $95,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 3,529 | $95,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 7,080 | $95,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 157,160 | $95,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 23,706 | $95,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 7,217 | $95,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 900 | $95,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 2,140 | $95,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 6,499 | $95,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 1,899 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,049 | $94,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,700 | $94,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,180 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,125 | $94,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,100 | $94,000 | thousands by filing date | call |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,865 | $94,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,400 | $94,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 2,638 | $94,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 21,000 | $94,000 | thousands by filing date | call |
| MAIDENFORM BRANDS INC | 560305104 | COM | 4,006 | $94,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 5,600 | $94,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,500 | $93,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 6,549 | $93,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 7,155 | $93,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,347 | $93,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 71,438 | $93,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,208 | $93,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,000 | $93,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,800 | $93,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 3,230 | $93,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 3,528 | $93,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 9,700 | $93,000 | thousands by filing date | call |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 5,329 | $93,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,845 | $92,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $92,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,100 | $92,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 5,834 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,300 | $92,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 3,300 | $92,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 5,100 | $92,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 26,000 | $92,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 13,100 | $92,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 11,850 | $92,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 3,600 | $92,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 3,200 | $92,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 2,406 | $91,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,677 | $91,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 4,549 | $91,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 6,888 | $91,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 5,400 | $91,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 4,000 | $91,000 | thousands by filing date | put |
| iShares TIPS Bond ETF | 464287176 | SHS | 800 | $90,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 1,200 | $90,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,800 | $90,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,056 | $90,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,600 | $90,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,500 | $90,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 5,151 | $90,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 8,172 | $90,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11,000 | $90,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,342 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,608 | $90,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,700 | $89,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 900 | $89,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 600 | $89,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 1,600 | $89,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 1,447 | $89,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,000 | $89,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 4,807 | $89,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,249 | $89,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,792 | $89,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,400 | $88,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,200 | $88,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 7,294 | $88,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,700 | $88,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 5,100 | $88,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,500 | $88,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 9,400 | $88,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,000 | $88,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,341 | $88,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,217 | $88,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 600 | $88,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 5,700 | $88,000 | thousands by filing date | put |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 4,400 | $88,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 2,621 | $88,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,529 | $88,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,669 | $87,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,600 | $87,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,250 | $87,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 916 | $87,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,558 | $87,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,300 | $87,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,700 | $87,000 | thousands by filing date | put |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 13,015 | $87,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 16,993 | $87,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,300 | $86,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,600 | $86,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,767 | $86,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,200 | $86,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 6,300 | $86,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 4,797 | $86,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,800 | $86,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 900 | $86,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,312 | $86,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,900 | $86,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 2,803 | $86,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 1,350 | $86,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 21,537 | $86,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 2,159 | $86,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,911 | $86,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,500 | $86,000 | thousands by filing date | put |
| TEXAS INDUSTRIES INC | 882491103 | COM | 1,300 | $86,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,400 | $86,000 | thousands by filing date | put |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 81,000 | $86,000 | thousands by filing date | principal |
| WAGEWORKS INC | 930427109 | COM | 1,700 | $86,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,000 | $86,000 | thousands by filing date | put |
| Brigus Gold Corp | 109490102 | COM | 143,705 | $86,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 4,180 | $86,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 5,900 | $86,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,567 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 2,833 | $86,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,242 | $86,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,800 | $85,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,700 | $85,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 3,000 | $85,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,000 | $85,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,200 | $85,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 7,618 | $85,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,200 | $85,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 23,202 | $85,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,300 | $85,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 13,217 | $85,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,325 | $85,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 5,320 | $85,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 4,693 | $85,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 6,782 | $85,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 677 | $85,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,400 | $84,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,700 | $84,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 8,600 | $84,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,561 | $84,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,441 | $84,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,500 | $84,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,658 | $84,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 1,100 | $84,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 1,300 | $84,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,566 | $84,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,000 | $84,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 2,000 | $84,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 1,200 | $84,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,564 | $83,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,000 | $83,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 600 | $83,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,200 | $83,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 2,065 | $83,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,916 | $83,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,900 | $83,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 10,200 | $83,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 18,513 | $83,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,000 | $83,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 25,200 | $83,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,300 | $83,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,751 | $83,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 21,100 | $83,000 | thousands by filing date | call |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 4,400 | $83,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 5,100 | $83,000 | thousands by filing date | call |
| OI S.A. | 670851203 | SPN ADR REP PFD | 45,390 | $83,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 21,600 | $83,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 5,600 | $83,000 | thousands by filing date | put |
| TOWER FINANCIAL CORP | 891769101 | COM | 3,591 | $83,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 6,400 | $82,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,845 | $82,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,995 | $82,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,100 | $82,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 4,700 | $82,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,600 | $82,000 | thousands by filing date | call |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 3,569 | $82,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,258 | $82,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,403 | $82,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,900 | $82,000 | thousands by filing date | put |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 2,000 | $82,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 5,300 | $82,000 | thousands by filing date | call |
| P & F INDS INC | 692830508 | CL A NEW | 10,614 | $82,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 5,500 | $82,000 | thousands by filing date | call |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 5,434 | $82,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1,925 | $82,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 9,600 | $82,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,023 | $81,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,500 | $81,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,200 | $81,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 1,100 | $81,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 3,800 | $81,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 14,300 | $81,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,800 | $81,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 2,207 | $81,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,600 | $81,000 | thousands by filing date | call |
| BRE PROPERTIES INC | 05564E106 | CL A | 1,600 | $81,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,300 | $81,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 19,572 | $81,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 64,200 | $81,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 6,060 | $81,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 813 | $81,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 665 | $81,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,046 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,131 | $80,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 6,300 | $80,000 | thousands by filing date | call |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 1,500 | $80,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,900 | $80,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 1,613 | $80,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 1,200 | $80,000 | thousands by filing date | call |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 7,065 | $80,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 3,658 | $80,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 7,700 | $80,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,200 | $79,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,500 | $79,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,500 | $79,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 2,100 | $79,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,942 | $79,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 3,368 | $79,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,000 | $79,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,383 | $79,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,200 | $79,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 7,000 | $79,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 876 | $79,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 4,000 | $79,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,000 | $79,000 | thousands by filing date | put |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 4,367 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,100 | $79,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,200 | $78,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 4,400 | $78,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 600 | $78,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,500 | $78,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 3,099 | $78,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,900 | $78,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 39,400 | $78,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 3,300 | $78,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,700 | $78,000 | thousands by filing date | put |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 816 | $78,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,478 | $77,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,800 | $77,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 700 | $77,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 2,800 | $77,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,500 | $77,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,325 | $77,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,900 | $77,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,200 | $77,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 32,900 | $77,000 | thousands by filing date | put |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 8,400 | $77,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 12,500 | $77,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 5,951 | $77,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 959 | $76,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,000 | $76,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,100 | $76,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,290 | $76,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,700 | $76,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 27,200 | $76,000 | thousands by filing date | put |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,900 | $76,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,200 | $76,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 3,400 | $76,000 | thousands by filing date | put |
| ACTIVE NETWORK INC | 00506D100 | COM | 5,300 | $76,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,889 | $76,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,527 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,203 | $76,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 18,000 | $75,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,000 | $75,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 5,560 | $75,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,500 | $75,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,600 | $75,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,900 | $75,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 3,823 | $75,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 700 | $75,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 4,700 | $75,000 | thousands by filing date | put |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 39,500 | $75,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,068 | $75,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 750 | $75,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,200 | $74,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,800 | $74,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 500 | $74,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 4,902 | $74,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,300 | $74,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,600 | $74,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 2,800 | $74,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 826 | $74,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,900 | $74,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 1,000 | $74,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 6,021 | $74,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,668 | $74,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,986 | $74,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 6,141 | $74,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 700 | $74,000 | thousands by filing date | put |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,323 | $74,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,600 | $74,000 | thousands by filing date | call |
| CARDERO RES CORP | 14140U105 | COM | 435,000 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,100 | $73,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,695 | $73,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,300 | $73,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,714 | $73,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 700 | $73,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,306 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,972 | $73,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 2,907 | $73,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,273 | $73,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,935 | $73,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,450 | $73,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,300 | $73,000 | thousands by filing date | call |
| BLYTH INC | 09643P207 | COM NEW | 5,250 | $73,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 11,900 | $73,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 37,017 | $73,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 40,416 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,217 | $73,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 1,722 | $73,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,905 | $72,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,154 | $72,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,911 | $72,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 786 | $72,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,757 | $72,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,651 | $72,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,900 | $72,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,593 | $72,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,100 | $72,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,482 | $72,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 25,000 | $72,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,837 | $72,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 1,200 | $72,000 | thousands by filing date | put |
| SYMMETRICOM INC | 871543104 | COM | 14,913 | $72,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,987 | $72,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 36,700 | $72,000 | thousands by filing date | put |
| SAKS INC | 79377W108 | COM | 4,500 | $72,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 7,217 | $72,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 3,412 | $72,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,434 | $72,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,300 | $71,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,054 | $71,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,293 | $71,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 900 | $71,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,500 | $71,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 8,900 | $71,000 | thousands by filing date | put |
| HUBBELL INC -CL A | 443510102 | CL A | 750 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 712 | $71,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 5,187 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 3,605 | $71,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 800 | $70,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 800 | $70,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,200 | $70,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,772 | $70,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,835 | $70,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,500 | $70,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,700 | $70,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,710 | $70,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,800 | $70,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,000 | $70,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,593 | $70,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 8,200 | $70,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 700 | $69,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 14,500 | $69,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 700 | $69,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 3,400 | $69,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,700 | $69,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 1,812 | $69,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,142 | $69,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 3,500 | $69,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,920 | $69,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 4,500 | $69,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 900 | $69,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,923 | $69,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,000 | $69,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 6,000 | $69,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,351 | $69,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,750 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 7,225 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,721 | $69,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 6,241 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,128 | $69,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,500 | $68,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 2,200 | $68,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,369 | $68,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,400 | $68,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,471 | $68,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 11,979 | $68,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,609 | $68,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 52,700 | $68,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 8,400 | $68,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,700 | $68,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 12,438 | $68,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 8,400 | $68,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 9,300 | $68,000 | thousands by filing date | call |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 20,150 | $68,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 15,000 | $68,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,212 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 2,045 | $68,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 4,400 | $68,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,800 | $67,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,245 | $67,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,900 | $67,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,877 | $67,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 7,684 | $67,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,255 | $67,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,056 | $67,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,800 | $67,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 600 | $67,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 10,250 | $67,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 5,100 | $67,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,800 | $67,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 14,500 | $67,000 | thousands by filing date | call |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,000 | $67,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 2,792 | $67,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 5,900 | $67,000 | thousands by filing date | put |
| BARRY (R.G.) | 068798107 | COM | 3,503 | $67,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 900 | $67,000 | thousands by filing date | call |
| PROSHARES ULTRA MID CAP VAL | 74347R495 | COM | 1,056 | $67,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 8,210 | $67,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,000 | $67,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436119 | UNIT 99/99/9999 | 5,300 | $67,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 2,873 | $67,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 5,000 | $66,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,400 | $66,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $66,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 2,680 | $66,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,200 | $66,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,300 | $66,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 1,161 | $66,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,500 | $66,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |