13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTEON CORP | 92839U206 | COM NEW | 600 | $45,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 600 | $45,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 900 | $45,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,700 | $45,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,500 | $45,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 5,712 | $45,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,243 | $45,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,936 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,482 | $45,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,332 | $45,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,700 | $45,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,000 | $45,000 | thousands by filing date | put |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 1,956 | $45,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,300 | $45,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 600 | $45,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 200 | $45,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 6,100 | $45,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 4,300 | $45,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,700 | $45,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,400 | $45,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 1,500 | $45,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,000 | $45,000 | thousands by filing date | put |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,212 | $45,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 3,208 | $45,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,300 | $45,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,147 | $45,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,186 | $45,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 2,376 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 1,795 | $45,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,100 | $44,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 2,500 | $44,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $44,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 540 | $44,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,800 | $44,000 | thousands by filing date | put |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,359 | $44,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,666 | $44,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,400 | $44,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 3,217 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,300 | $44,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 16,000 | $44,000 | thousands by filing date | principal |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 4,800 | $44,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 900 | $44,000 | thousands by filing date | put |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 7,000 | $44,000 | thousands by filing date | put |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 27,347 | $44,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 20,364 | $44,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 4,664 | $44,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 1,915 | $44,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,700 | $44,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,100 | $44,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,300 | $44,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 22,000 | $44,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 40,000 | $44,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 859 | $44,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,500 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,200 | $43,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,300 | $43,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 800 | $43,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 9,000 | $43,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,917 | $43,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,400 | $43,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,619 | $43,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 4,295 | $43,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 700 | $43,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,353 | $43,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $43,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,428 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 818 | $43,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,600 | $43,000 | thousands by filing date | put |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,690 | $43,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,900 | $43,000 | thousands by filing date | put |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 27,000 | $43,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 7,021 | $43,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 15,900 | $43,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 4,950 | $43,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,176 | $43,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 7,000 | $43,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,473 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 1,572 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,716 | $43,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D597 | VS 3XLNG BRENT | 1,038 | $43,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 719 | $42,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 800 | $42,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 300 | $42,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 7,100 | $42,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 400 | $42,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 2,252 | $42,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,300 | $42,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,000 | $42,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 500 | $42,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,120 | $42,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,900 | $42,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,500 | $42,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,775 | $42,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,100 | $42,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 300 | $42,000 | thousands by filing date | call |
| SUPERTEX INC | 868532102 | COM | 1,653 | $42,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 2,380 | $42,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 8,908 | $42,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 320 | $42,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 1,881 | $42,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 1,683 | $42,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718302 | COM UNIT US ML | 1,903 | $42,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,100 | $41,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 500 | $41,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,000 | $41,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,452 | $41,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $41,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $41,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,643 | $41,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,929 | $41,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,742 | $41,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,700 | $41,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,100 | $41,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,000 | $41,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 700 | $41,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,400 | $41,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 1,211 | $41,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,722 | $41,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,209 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 1,032 | $41,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 4,921 | $41,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,400 | $41,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,200 | $41,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 4,700 | $41,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 1,000 | $41,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,244 | $41,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,591 | $41,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B799 | DLY LNGSHT GAS | 1,443 | $41,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 3,644 | $41,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,284 | $41,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,086 | $41,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,093 | $40,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 6,300 | $40,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 900 | $40,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 300 | $40,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 1,488 | $40,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,100 | $40,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,862 | $40,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,800 | $40,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,605 | $40,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 938 | $40,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,080 | $40,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 800 | $40,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,844 | $40,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,100 | $40,000 | thousands by filing date | call |
| EMERITUS CORP | 291005106 | COMMON STOCK | 2,155 | $40,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,804 | $40,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 14,530 | $40,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,500 | $40,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 8,100 | $40,000 | thousands by filing date | call |
| JTH HLDG INC | 46637N103 | CL A | 2,158 | $40,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,700 | $40,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 2,600 | $40,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 2,570 | $40,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 5,069 | $40,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 13,991 | $40,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 53,118 | $40,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,500 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 425 | $40,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 900 | $39,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,500 | $39,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 1,300 | $39,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,064 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $39,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $39,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $39,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 800 | $39,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,035 | $39,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 700 | $39,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,203 | $39,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,100 | $39,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,000 | $39,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,301 | $39,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 700 | $39,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,500 | $39,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 19,400 | $39,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,475 | $39,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,515 | $39,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,118 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 591 | $39,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 900 | $39,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 3,000 | $39,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 368 | $39,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,700 | $39,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 8,477 | $39,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,249 | $39,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 700 | $39,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,192 | $39,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,000 | $39,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 5,000 | $39,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,100 | $39,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,000 | $39,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 800 | $39,000 | thousands by filing date | put |
| JINPAN INTL LTD | G5138L100 | ORD | 5,421 | $39,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,000 | $39,000 | thousands by filing date | put |
| SAKS INC | 79377W108 | COM | 2,476 | $39,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 5,578 | $39,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,423 | $39,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 41,164 | $39,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $39,000 | thousands by filing date | put |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 12,230 | $39,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,364 | $39,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 36,376 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 521 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 785 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,168 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D647 | 2X LONG PLATIN | 1,120 | $39,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,897 | $39,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 5,388 | $39,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,123 | $38,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 900 | $38,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 900 | $38,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 1,200 | $38,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,500 | $38,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,100 | $38,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 790 | $38,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,760 | $38,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,797 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,200 | $38,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,800 | $38,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,600 | $38,000 | thousands by filing date | put |
| SL INDS INC | 784413106 | COMMON STOCK | 1,557 | $38,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 900 | $38,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,100 | $38,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 44,000 | $38,000 | thousands by filing date | principal |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 3,003 | $38,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 5,916 | $38,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 900 | $38,000 | thousands by filing date | put |
| QUALITY DISTR INC FLA | 74756M102 | COM | 4,126 | $38,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,900 | $38,000 | thousands by filing date | call |
| NUPATHE INC | 67059M100 | COM | 15,839 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,588 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 2,119 | $38,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 4,823 | $38,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,146 | $38,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,689 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 967 | $38,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 1,472 | $38,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,040 | $37,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,200 | $37,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 500 | $37,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 874 | $37,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,900 | $37,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 800 | $37,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 500 | $37,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 1,200 | $37,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 200 | $37,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 700 | $37,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 1,458 | $37,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 200 | $37,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 636 | $37,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,527 | $37,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,500 | $37,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 1,200 | $37,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,521 | $37,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,950 | $37,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 852 | $37,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 13,038 | $37,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,200 | $37,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 6,337 | $37,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,696 | $37,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 6,400 | $37,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 2,262 | $37,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,900 | $37,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 928 | $37,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 7,500 | $37,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 1,100 | $37,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,000 | $37,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,200 | $37,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 5,300 | $37,000 | thousands by filing date | call |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 5,300 | $37,000 | thousands by filing date | put |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,600 | $37,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,879 | $37,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 947 | $37,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 1,972 | $37,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,911 | $37,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 1,816 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 705 | $37,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 2,785 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,361 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 413 | $37,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 500 | $36,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 2,238 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 500 | $36,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,008 | $36,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,400 | $36,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 1,510 | $36,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,103 | $36,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 752 | $36,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,300 | $36,000 | thousands by filing date | call |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 279 | $36,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 600 | $36,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,370 | $36,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 500 | $36,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 4,800 | $36,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 4,800 | $36,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 1,000 | $36,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 687 | $36,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 900 | $36,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,500 | $36,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,781 | $36,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 8,000 | $36,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 1,500 | $36,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,600 | $36,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 1,000 | $36,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 2,000 | $36,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 13,000 | $36,000 | thousands by filing date | principal |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 14,800 | $36,000 | thousands by filing date | call |
| ZYGO CORP | 989855101 | COM | 2,240 | $36,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 4,040 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,708 | $36,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 925 | $36,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,095 | $36,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 711 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 716 | $36,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,874 | $36,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 235,232 | $36,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 407 | $36,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 5,008 | $35,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 500 | $35,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 918 | $35,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 400 | $35,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,100 | $35,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 2,100 | $35,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,900 | $35,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 4,400 | $35,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,100 | $35,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 600 | $35,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 800 | $35,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 300 | $35,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $35,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 400 | $35,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 839 | $35,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,400 | $35,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,400 | $35,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 5,369 | $35,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,076 | $35,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,500 | $35,000 | thousands by filing date | put |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 733 | $35,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 5,600 | $35,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,200 | $35,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 12,900 | $35,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,500 | $35,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,500 | $35,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,322 | $35,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 19,892 | $35,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 575 | $35,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 1,313 | $35,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,586 | $35,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,122 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 1,100 | $35,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 1,818 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 700 | $35,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 700 | $34,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 500 | $34,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 535 | $34,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,500 | $34,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,700 | $34,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,122 | $34,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 800 | $34,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 899 | $34,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,587 | $34,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 6,500 | $34,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 1,200 | $34,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 560 | $34,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,189 | $34,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 400 | $34,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,000 | $34,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 617 | $34,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 5,524 | $34,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,114 | $34,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,923 | $34,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 2,660 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,362 | $34,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 500 | $34,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $34,000 | thousands by filing date | principal |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,425 | $34,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 1,954 | $34,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 85,143 | $34,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 9,784 | $34,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 2,515 | $34,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 800 | $34,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,207 | $34,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,800 | $34,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 1,640 | $34,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,100 | $34,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,389 | $34,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,263 | $34,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,561 | $34,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,000 | $34,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 6,600 | $34,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 6,300 | $34,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,040 | $34,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 2,200 | $34,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,449 | $34,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,498 | $34,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,570 | $34,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 828 | $34,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,200 | $33,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 667 | $33,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 800 | $33,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 400 | $33,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 400 | $33,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 1,300 | $33,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,800 | $33,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 400 | $33,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,254 | $33,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,064 | $33,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,000 | $33,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,625 | $33,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,000 | $33,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 700 | $33,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,347 | $33,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,688 | $33,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,290 | $33,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 4,500 | $33,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 920 | $33,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,387 | $33,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 3,000 | $33,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,221 | $33,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,843 | $33,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,391 | $33,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,756 | $33,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 6,306 | $33,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 10,098 | $33,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,191 | $33,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 23,700 | $33,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 2,000 | $33,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 2,700 | $33,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,700 | $33,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 16,800 | $33,000 | thousands by filing date | call |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 11,000 | $33,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 4,557 | $33,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 16,750 | $33,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 443 | $33,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 1,033 | $33,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 11,450 | $33,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,030 | $33,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 15,411 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 1,515 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 965 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,510 | $33,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 962 | $33,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 48,757 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 1,055 | $33,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,200 | $32,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 800 | $32,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 500 | $32,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 300 | $32,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 2,100 | $32,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 400 | $32,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,060 | $32,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 800 | $32,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,200 | $32,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 835 | $32,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,200 | $32,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 700 | $32,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 3,500 | $32,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 4,800 | $32,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,500 | $32,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 1,900 | $32,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,450 | $32,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,100 | $32,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,300 | $32,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,618 | $32,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 3,768 | $32,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,930 | $32,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 2,726 | $32,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 300 | $32,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 1,914 | $32,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,600 | $32,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,200 | $32,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,072 | $32,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 900 | $32,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,700 | $32,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 2,288 | $32,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 12,408 | $32,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 10,700 | $32,000 | thousands by filing date | call |
| Newbridge Bancorp | 65080T102 | Com | 4,372 | $32,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,860 | $32,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 7,950 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 627 | $32,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 1,308 | $32,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 3,239 | $32,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,306 | $32,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 1,654 | $32,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 2,685 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 1,562 | $32,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 904 | $32,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,800 | $31,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 600 | $31,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,400 | $31,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 500 | $31,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $31,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 800 | $31,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 500 | $31,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |