13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRE PROPERTIES INC | 05564E106 | CL A | 1,300 | $66,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 700 | $66,000 | thousands by filing date | put |
| CONSTANT CONTACT INC | 210313102 | COM | 2,784 | $66,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 3,500 | $66,000 | thousands by filing date | put |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 5,500 | $66,000 | thousands by filing date | put |
| SOLTA MED INC | 83438K103 | COM | 32,000 | $66,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 2,700 | $66,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 4,792 | $66,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 5,418 | $66,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 511 | $65,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,478 | $65,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 800 | $65,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 1,700 | $65,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,500 | $65,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 1,200 | $65,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,092 | $65,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,500 | $65,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 648 | $65,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 800 | $65,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 6,600 | $65,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,991 | $65,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,300 | $65,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,002 | $65,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 19,900 | $65,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,086 | $65,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 7,800 | $65,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,542 | $65,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,700 | $65,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 1,330 | $65,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,828 | $65,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,499 | $65,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,300 | $65,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,940 | $65,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 3,410 | $65,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 2,009 | $65,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,300 | $64,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 2,136 | $64,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,100 | $64,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 12,146 | $64,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,712 | $64,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,700 | $64,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,967 | $64,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 5,512 | $64,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,600 | $64,000 | thousands by filing date | put |
| ACTIVE NETWORK INC | 00506D100 | COM | 4,465 | $64,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 32,000 | $64,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,000 | $64,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 24,910 | $64,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 5,700 | $64,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 55,712 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,900 | $64,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,609 | $64,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,400 | $63,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 2,100 | $63,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 1,867 | $63,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 800 | $63,000 | thousands by filing date | put |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 3,730 | $63,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 4,928 | $63,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 2,528 | $63,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,556 | $63,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,220 | $63,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 3,678 | $63,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 7,500 | $63,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 974 | $63,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,600 | $63,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 10,467 | $63,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,000 | $63,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 30,852 | $63,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,034 | $63,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 900 | $63,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 9,000 | $63,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 66,100 | $63,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,734 | $63,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 37,200 | $63,000 | thousands by filing date | put |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,826 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,344 | $63,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 19,885 | $63,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,674 | $63,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,500 | $62,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 8,400 | $62,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 900 | $62,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 500 | $62,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 909 | $62,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,319 | $62,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,300 | $62,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,813 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 905 | $62,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 2,579 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 805 | $62,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 967 | $62,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 307 | $62,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,400 | $62,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 14,900 | $62,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 4,749 | $62,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 2,400 | $62,000 | thousands by filing date | call |
| CFS BANCORP INC | 12525D102 | COM | 5,608 | $62,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 8,833 | $62,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,116 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 4,501 | $62,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,323 | $62,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,100 | $61,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,246 | $61,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,600 | $61,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,899 | $61,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,411 | $61,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 4,000 | $61,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,188 | $61,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 6,700 | $61,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,800 | $61,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 1,800 | $61,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,100 | $61,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,077 | $61,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 16,169 | $61,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 33,125 | $61,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 2,256 | $61,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 21,100 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 2,448 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,000 | $61,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740H674 | LNGB S&P500 14 | 425 | $61,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,439 | $60,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,500 | $60,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 1,975 | $60,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 700 | $60,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,763 | $60,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,655 | $60,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 900 | $60,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 3,000 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 2,302 | $60,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,000 | $60,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 1,800 | $60,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 4,467 | $60,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,487 | $60,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 10,617 | $60,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,200 | $60,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,100 | $60,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,100 | $60,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 2,400 | $60,000 | thousands by filing date | call |
| EXELIS INC | 30162A108 | COM | 3,800 | $60,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $60,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 26,656 | $60,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 6,124 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 1,161 | $60,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,000 | $60,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 23,526 | $60,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 4,926 | $60,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,700 | $59,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 3,600 | $59,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,767 | $59,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,860 | $59,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,496 | $59,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,000 | $59,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,200 | $59,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 7,300 | $59,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,758 | $59,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 900 | $59,000 | thousands by filing date | put |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 790 | $59,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,600 | $59,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 2,864 | $59,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,000 | $59,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 12,200 | $59,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,900 | $59,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 9,600 | $59,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 4,372 | $59,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4,500 | $59,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 24,100 | $59,000 | thousands by filing date | put |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1,782 | $59,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 800 | $58,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,500 | $58,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,300 | $58,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 8,700 | $58,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 2,390 | $58,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,200 | $58,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,200 | $58,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,600 | $58,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,103 | $58,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,535 | $58,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,180 | $58,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,775 | $58,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,800 | $58,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 19,100 | $58,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,300 | $58,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 29,771 | $58,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 900 | $58,000 | thousands by filing date | put |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 4,600 | $58,000 | thousands by filing date | put |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,880 | $58,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 10,848 | $58,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,500 | $58,000 | thousands by filing date | call |
| PCM INC | 69323K100 | COM | 6,179 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 923 | $58,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,458 | $57,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 600 | $57,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 6,500 | $57,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,200 | $57,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,362 | $57,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 700 | $57,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 900 | $57,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,650 | $57,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $57,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 1,300 | $57,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 4,600 | $57,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,300 | $57,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,100 | $57,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 3,000 | $57,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,148 | $57,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 450 | $57,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 977 | $57,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 5,587 | $57,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 2,900 | $57,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 6,100 | $57,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 11,093 | $57,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,762 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,350 | $57,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 71,461 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 621 | $57,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 4,900 | $57,000 | thousands by filing date | call |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 5,596 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 3,464 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,333 | $57,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 1,144 | $57,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 500 | $56,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 2,431 | $56,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,324 | $56,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,587 | $56,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,704 | $56,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,822 | $56,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,893 | $56,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,100 | $56,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,285 | $56,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,400 | $56,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 748 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,474 | $56,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 965 | $56,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 70,000 | $56,000 | thousands by filing date | principal |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,000 | $56,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,395 | $56,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,600 | $56,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 600 | $56,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,800 | $56,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 3,500 | $56,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 6,887 | $56,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 5,275 | $56,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,409 | $56,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,939 | $56,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,867 | $55,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 700 | $55,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,200 | $55,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,426 | $55,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 400 | $55,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 3,388 | $55,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 800 | $55,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,744 | $55,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,200 | $55,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 4,308 | $55,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,696 | $55,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 4,307 | $55,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,100 | $55,000 | thousands by filing date | call |
| SHFL ENTMT INC | 78423R105 | COM | 2,400 | $55,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 13,600 | $55,000 | thousands by filing date | call |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 2,923 | $55,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 27,743 | $55,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 18,400 | $55,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,849 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 2,074 | $55,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 900 | $54,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 1,000 | $54,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,900 | $54,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,400 | $54,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,768 | $54,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,947 | $54,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 9,281 | $54,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,700 | $54,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,109 | $54,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 14,200 | $54,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 2,212 | $54,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 37,836 | $54,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 7,000 | $54,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 5,300 | $54,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 11,132 | $54,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,000 | $54,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 64,000 | $54,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 3,107 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 656 | $54,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 431 | $54,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 30,100 | $53,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,400 | $53,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 500 | $53,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 983 | $53,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,215 | $53,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 900 | $53,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 1,800 | $53,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 700 | $53,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,100 | $53,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 1,100 | $53,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 19,900 | $53,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 5,084 | $53,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 1,200 | $53,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 7,500 | $53,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 17,600 | $53,000 | thousands by filing date | put |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 644 | $53,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 800 | $53,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 4,700 | $53,000 | thousands by filing date | put |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 2,500 | $53,000 | thousands by filing date | call |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,500 | $53,000 | thousands by filing date | call |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,090 | $53,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 6,800 | $53,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 5,281 | $53,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,461 | $53,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $52,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,600 | $52,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 800 | $52,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,300 | $52,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 1,781 | $52,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,788 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 822 | $52,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 8,700 | $52,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,100 | $52,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,600 | $52,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,300 | $52,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,073 | $52,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 16,407 | $52,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,100 | $52,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,200 | $52,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 7,300 | $52,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 903 | $52,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,300 | $52,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 7,900 | $52,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 8,261 | $52,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 12,400 | $52,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 19,400 | $52,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 5,071 | $52,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,000 | $52,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 5,552 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 2,566 | $52,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 353 | $52,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 20,760 | $52,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 500 | $51,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $51,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,500 | $51,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 1,600 | $51,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 700 | $51,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 800 | $51,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 900 | $51,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 731 | $51,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,155 | $51,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 4,232 | $51,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,311 | $51,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 1,300 | $51,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 3,226 | $51,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 3,736 | $51,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 5,300 | $51,000 | thousands by filing date | put |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 2,989 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,200 | $51,000 | thousands by filing date | call |
| YONGYE INTL INC | 98607B106 | COM | 8,194 | $51,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 26,300 | $51,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,658 | $51,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 1,006 | $51,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 1,279 | $51,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 4,993 | $51,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,500 | $50,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 700 | $50,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 1,100 | $50,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,200 | $50,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 600 | $50,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 5,000 | $50,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,686 | $50,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 900 | $50,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,100 | $50,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,276 | $50,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,237 | $50,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,185 | $50,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 5,900 | $50,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,555 | $50,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 8,200 | $50,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 42,300 | $50,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 7,900 | $50,000 | thousands by filing date | put |
| MELA SCIENCES INC | 55277R100 | COM | 68,190 | $50,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,100 | $50,000 | thousands by filing date | call |
| GLOBAL SOURCES LTD | G39300101 | ORD | 6,686 | $50,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,100 | $50,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 850 | $50,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 3,500 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 504 | $50,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,100 | $49,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 600 | $49,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,300 | $49,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 8,800 | $49,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,300 | $49,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 2,500 | $49,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 4,007 | $49,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,617 | $49,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,000 | $49,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 18,933 | $49,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 9,177 | $49,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,200 | $49,000 | thousands by filing date | call |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 2,322 | $49,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,600 | $49,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 2,998 | $49,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 4,500 | $49,000 | thousands by filing date | call |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,600 | $49,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 7,700 | $49,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 78,113 | $49,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 855 | $49,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 21,000 | $49,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 6,750 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1,643 | $49,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 658 | $49,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,610 | $49,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R809 | 15YR US TRS FD | 488 | $49,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $48,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,000 | $48,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 300 | $48,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,200 | $48,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,100 | $48,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 1,600 | $48,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,183 | $48,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,351 | $48,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,000 | $48,000 | thousands by filing date | put |
| ALDERON IRON ORE CORP | 01434T100 | COM | 31,995 | $48,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,956 | $48,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 6,070 | $48,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 412 | $48,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,305 | $48,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 5,996 | $48,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,300 | $48,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 984 | $48,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 3,800 | $48,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 2,300 | $48,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 17,188 | $48,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 891 | $48,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 2,338 | $48,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 1,100 | $48,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 25,300 | $48,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,485 | $48,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 8,118 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 3,042 | $48,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 300 | $48,000 | thousands by filing date | call |
| OMNICARE | 68214L201 | PFD | 709 | $48,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 1,000 | $48,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 438 | $48,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 400 | $47,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 1,654 | $47,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 650 | $47,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,000 | $47,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 7,107 | $47,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,900 | $47,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 1,800 | $47,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,000 | $47,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 800 | $47,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 800 | $47,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $47,000 | thousands by filing date | call |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 564 | $47,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,400 | $47,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 1,204 | $47,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,000 | $47,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,600 | $47,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 2,700 | $47,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 7,400 | $47,000 | thousands by filing date | call |
| VOCUS INC | 92858J108 | COM | 5,100 | $47,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,813 | $47,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 22,610 | $47,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,738 | $47,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 13,000 | $47,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 1,585 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 999 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 700 | $46,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,300 | $46,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,900 | $46,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,600 | $46,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 2,500 | $46,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,700 | $46,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 8,909 | $46,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,456 | $46,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,546 | $46,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 564 | $46,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,938 | $46,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,500 | $46,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 2,600 | $46,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 8,800 | $46,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 4,700 | $46,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 75,000 | $46,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,276 | $46,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 6,995 | $46,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 1,000 | $46,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,100 | $46,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 8,235 | $46,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 900 | $46,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 3,550 | $46,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,453 | $46,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 562 | $46,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,400 | $46,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,000 | $46,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 600 | $46,000 | thousands by filing date | put |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 912 | $46,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,450 | $45,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,500 | $45,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 973 | $45,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 946 | $45,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,500 | $45,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |