13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,900 | $155,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,500 | $155,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,982 | $155,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 16,700 | $155,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 5,995 | $155,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 7,800 | $155,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,400 | $154,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,383 | $154,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,725 | $154,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,300 | $154,000 | thousands by filing date | put |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 8,400 | $154,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 39,300 | $154,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,983 | $154,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,800 | $153,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 8,732 | $153,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,800 | $153,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,837 | $153,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 8,043 | $153,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 16,671 | $153,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 3,800 | $153,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 21,500 | $153,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 4,000 | $152,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,700 | $152,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 2,500 | $152,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,791 | $152,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 6,925 | $152,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 35,900 | $152,000 | thousands by filing date | call |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 180,803 | $152,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 15,095 | $152,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,975 | $151,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,900 | $151,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,800 | $151,000 | thousands by filing date | put |
| Waste Connections | 941053100 | COM | 3,315 | $151,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,000 | $151,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 14,300 | $151,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 18,900 | $151,000 | thousands by filing date | put |
| FLOW INTL CORP | 343468104 | COM | 37,857 | $151,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,000 | $150,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,000 | $150,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 44,400 | $150,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,942 | $150,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,200 | $150,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 11,178 | $150,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 12,063 | $150,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,958 | $150,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 806 | $149,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,953 | $149,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 13,275 | $149,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 16,453 | $149,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 44,100 | $148,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 2,900 | $148,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,500 | $148,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,500 | $148,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,000 | $148,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,000 | $148,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 3,200 | $147,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 3,600 | $147,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,600 | $147,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 3,900 | $147,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,700 | $147,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,500 | $147,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 61,200 | $147,000 | thousands by filing date | call |
| ATMI INC | 00207R101 | COM | 5,510 | $147,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 55,400 | $147,000 | thousands by filing date | call |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 16,140 | $147,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 1,847 | $147,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 700 | $146,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,100 | $146,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,708 | $146,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,200 | $146,000 | thousands by filing date | put |
| OWENS RLTY MTG INC | 690828108 | COM | 11,769 | $146,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,400 | $145,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 24,300 | $145,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,379 | $145,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,100 | $145,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,900 | $145,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 2,500 | $145,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 7,257 | $145,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 7,900 | $145,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,300 | $144,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,000 | $144,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,742 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,363 | $144,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,959 | $144,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 31,500 | $144,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 49,000 | $144,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 10,200 | $144,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 16,095 | $143,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,289 | $143,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,800 | $143,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 2,500 | $143,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,072 | $143,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,700 | $143,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 5,100 | $143,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,400 | $142,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,300 | $142,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,956 | $142,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 19,975 | $142,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,600 | $142,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,900 | $142,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,745 | $142,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 4,100 | $142,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,900 | $142,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 25,161 | $142,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,300 | $142,000 | thousands by filing date | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 12,406 | $142,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,800 | $141,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32,949 | $141,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 7,715 | $141,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,174 | $141,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,900 | $141,000 | thousands by filing date | call |
| CAPITALSOURCE INC | 14055X102 | COM | 11,900 | $141,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 7,003 | $141,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,700 | $140,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,700 | $140,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,900 | $140,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,560 | $140,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 15,046 | $140,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 7,146 | $140,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,500 | $140,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,208 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,600 | $140,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,957 | $140,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 9,736 | $140,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,847 | $140,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 6,000 | $140,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 7,900 | $140,000 | thousands by filing date | put |
| DIGITAL GENERATION INC | 25400B108 | COM | 10,800 | $140,000 | thousands by filing date | put |
| SPARTAN STORES INC | 846822104 | COM | 6,332 | $140,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 13,284 | $140,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 70,673 | $140,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,266 | $139,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,500 | $139,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,163 | $139,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,080 | $139,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 42,573 | $139,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,400 | $139,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,251 | $139,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,656 | $139,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 9,101 | $139,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 54,000 | $139,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 5,268 | $138,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,056 | $138,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,500 | $138,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,004 | $138,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,300 | $138,000 | thousands by filing date | put |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 10,498 | $138,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,465 | $138,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 15,054 | $138,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 18,731 | $138,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 3,000 | $138,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 2,750 | $137,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 9,890 | $137,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 17,400 | $137,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,681 | $137,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 30,700 | $137,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 17,472 | $137,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,200 | $137,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,400 | $136,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,575 | $136,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,177 | $136,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,654 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,616 | $136,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,678 | $136,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,100 | $136,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 5,000 | $136,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 40,400 | $136,000 | thousands by filing date | call |
| EXCEL TR INC | 30068C109 | COM | 11,400 | $136,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 28,100 | $136,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,665 | $136,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,500 | $135,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,435 | $135,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,400 | $135,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 7,580 | $135,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 16,100 | $135,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,466 | $134,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,456 | $134,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,800 | $134,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 22,100 | $134,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 5,600 | $134,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,940 | $134,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 1,966 | $134,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 4,935 | $134,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,669 | $133,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,000 | $133,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,700 | $133,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,888 | $133,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 7,300 | $133,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 4,930 | $133,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 3,300 | $133,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 8,400 | $132,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 9,305 | $132,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,200 | $132,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 37,200 | $132,000 | thousands by filing date | put |
| BOISE INC | 09746Y105 | COMMON STOCK | 10,500 | $132,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 10,571 | $132,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,568 | $132,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 2,800 | $132,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W122 | COM | 4,100 | $132,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 6,200 | $131,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 10,431 | $131,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,422 | $131,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,400 | $131,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,500 | $131,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 29,200 | $131,000 | thousands by filing date | call |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 7,378 | $131,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 6,025 | $131,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 16,600 | $131,000 | thousands by filing date | put |
| SHFL ENTMT INC | 78423R105 | COM | 5,700 | $131,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,800 | $131,000 | thousands by filing date | put |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 17,500 | $131,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 164,935 | $131,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,913 | $131,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $130,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 9,200 | $130,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,800 | $130,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,000 | $130,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 3,780 | $130,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,737 | $130,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,800 | $130,000 | thousands by filing date | call |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 139,000 | $130,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,600 | $130,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 3,724 | $129,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 9,369 | $129,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,200 | $129,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 32,134 | $129,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,075 | $129,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 7,000 | $129,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 26,198 | $129,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 120,600 | $129,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,846 | $128,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,599 | $128,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,725 | $128,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 934 | $128,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 8,204 | $128,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,300 | $128,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,400 | $128,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,000 | $127,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,200 | $127,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 7,500 | $127,000 | thousands by filing date | call |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 3,300 | $127,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,878 | $127,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 2,700 | $127,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,670 | $127,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,500 | $127,000 | thousands by filing date | put |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 17,335 | $127,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 38,000 | $127,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 17,692 | $127,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $126,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,500 | $126,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 17,256 | $126,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 11,300 | $126,000 | thousands by filing date | call |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 6,100 | $126,000 | thousands by filing date | call |
| MPG OFFICE TR INC | 553274101 | COM | 40,057 | $126,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 10,099 | $126,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 600 | $125,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 11,431 | $125,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,105 | $125,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,900 | $125,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 4,150 | $125,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,159 | $125,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 37,900 | $125,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 10,000 | $125,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 5,600 | $125,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 12,362 | $125,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,300 | $124,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 3,600 | $124,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,900 | $124,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,100 | $124,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,159 | $124,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 9,729 | $124,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 62,700 | $124,000 | thousands by filing date | put |
| AMER MUN INCOME PORT INC | 027649102 | COM | 8,810 | $124,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,051 | $123,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $123,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,700 | $123,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 3,838 | $123,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,705 | $123,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,800 | $123,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 4,970 | $123,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 3,800 | $123,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 50,100 | $123,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 21,800 | $123,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 7,789 | $123,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 9,624 | $123,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 4,485 | $123,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 30,054 | $123,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,022 | $122,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 7,900 | $122,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,025 | $122,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,900 | $122,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 5,042 | $122,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 40,856 | $122,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 9,700 | $122,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 3,500 | $122,000 | thousands by filing date | call |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 2,586 | $122,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,000 | $121,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 4,138 | $121,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 7,299 | $121,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,876 | $121,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,000 | $121,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 9,900 | $121,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 8,764 | $121,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 10,100 | $121,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 53,200 | $121,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 42,100 | $121,000 | thousands by filing date | call |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 7,464 | $121,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,500 | $120,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,700 | $120,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,200 | $120,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,300 | $120,000 | thousands by filing date | put |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,737 | $120,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 38,200 | $120,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 9,700 | $120,000 | thousands by filing date | call |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 2,449 | $120,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,700 | $119,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,700 | $119,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,200 | $119,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 11,456 | $119,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,361 | $119,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,300 | $118,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,400 | $118,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 5,313 | $118,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,900 | $118,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,100 | $118,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 285 | $118,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,000 | $118,000 | thousands by filing date | put |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 16,341 | $118,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 23,611 | $118,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,519 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,336 | $117,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,783 | $117,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 9,550 | $117,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,600 | $117,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 6,587 | $117,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,700 | $117,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 92,482 | $117,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 7,100 | $117,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,900 | $116,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 3,900 | $116,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 19,000 | $116,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 14,204 | $116,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,700 | $116,000 | thousands by filing date | call |
| DOLE PLC ORD SHS | 256603101 | COM | 8,500 | $116,000 | thousands by filing date | call |
| MOLEX INC | 608554101 | COM | 3,000 | $116,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 6,900 | $116,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 6,546 | $116,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 6,032 | $116,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,483 | $115,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,792 | $115,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,100 | $115,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 4,987 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,608 | $115,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 8,933 | $115,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 8,852 | $115,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 12,200 | $115,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,500 | $115,000 | thousands by filing date | put |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 10,000 | $115,000 | thousands by filing date | put |
| GASTAR EXPL LTD | 367299203 | COM NEW | 29,000 | $115,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 9,754 | $115,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,000 | $114,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,700 | $114,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,200 | $114,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 1,795 | $114,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,721 | $114,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,416 | $114,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,289 | $114,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,753 | $114,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,901 | $114,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,037 | $114,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 18,700 | $114,000 | thousands by filing date | put |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 3,506 | $114,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 3,330 | $114,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 15,683 | $114,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,700 | $113,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,500 | $113,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,800 | $113,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 5,413 | $113,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,800 | $113,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,700 | $113,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 33,700 | $113,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 22,700 | $113,000 | thousands by filing date | call |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 5,051 | $113,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 35,400 | $113,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,427 | $113,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,500 | $112,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 9,900 | $112,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 6,749 | $112,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,500 | $112,000 | thousands by filing date | call |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 19,000 | $112,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,800 | $112,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,900 | $112,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782u106 | COM | 9,700 | $112,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 4,806 | $112,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,200 | $111,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 5,611 | $111,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 7,400 | $111,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,100 | $111,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,100 | $111,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,386 | $110,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,700 | $110,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 4,674 | $110,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 159,249 | $110,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,400 | $110,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,700 | $110,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 7,400 | $110,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,159 | $110,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,900 | $110,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 46,334 | $110,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 4,700 | $110,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,100 | $109,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 1,700 | $109,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,000 | $109,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,313 | $109,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,400 | $109,000 | thousands by filing date | put |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 9,198 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,028 | $109,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,900 | $109,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,100 | $109,000 | thousands by filing date | put |
| CROSSTEX ENERGY L P | 22765U102 | COM | 5,500 | $109,000 | thousands by filing date | call |
| DRAGONWAVE INC | 26144M103 | COM | 55,167 | $109,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 6,600 | $108,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 2,196 | $108,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,677 | $108,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,749 | $108,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 4,165 | $108,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,412 | $108,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,600 | $108,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 3,700 | $108,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 9,594 | $108,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 7,500 | $108,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,500 | $108,000 | thousands by filing date | call |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 17,028 | $108,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 2,339 | $108,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 46,230 | $107,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,781 | $107,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,400 | $107,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,471 | $107,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,700 | $107,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 25,600 | $107,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,890 | $107,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 2,219 | $107,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 3,500 | $107,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 11,722 | $107,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,465 | $106,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,400 | $106,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 3,300 | $106,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 9,100 | $106,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,300 | $106,000 | thousands by filing date | put |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,039 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,645 | $106,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,200 | $106,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 6,593 | $106,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,600 | $106,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,400 | $106,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 15,022 | $106,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,100 | $106,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 967 | $105,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,300 | $105,000 | thousands by filing date | put |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,197 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,200 | $105,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 2,400 | $105,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 7,900 | $105,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 11,500 | $105,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,800 | $105,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 35,055 | $105,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 5,942 | $105,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 1,825 | $105,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,100 | $104,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,729 | $104,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,700 | $104,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,946 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,553 | $104,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,600 | $104,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 2,160 | $104,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 18,227 | $104,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 11,708 | $104,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 9,500 | $104,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 2,500 | $104,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,400 | $104,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,210 | $103,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,400 | $103,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,600 | $103,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 3,176 | $103,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,300 | $103,000 | thousands by filing date | call |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 6,500 | $103,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 398 | $103,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,600 | $103,000 | thousands by filing date | put |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 4,800 | $103,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 1,602 | $102,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 6,861 | $102,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 800 | $102,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 2,821 | $102,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,200 | $102,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 3,777 | $102,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 2,868 | $102,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,186 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,113 | $102,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,808 | $102,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 9,500 | $102,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |