13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 42,480 | $784,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 37,541 | $782,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 60,052 | $781,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 23,027 | $781,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 157,804 | $780,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 29,524 | $779,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 235,309 | $778,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 50,382 | $777,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 338,333 | $777,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 216,297 | $776,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 148,386 | $775,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 14,257 | $773,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $768,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 8,735 | $767,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 227,167 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 25,200 | $765,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 246,425 | $764,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 283,112 | $764,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 11,683 | $761,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 24,886 | $761,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 25,718 | $760,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 116,793 | $758,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 133,027 | $758,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 410,000 | $757,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 154,219 | $756,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 91,176 | $756,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 93,886 | $754,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 22,500 | $754,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 15,100 | $751,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 45,236 | $751,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 199,000 | $751,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 217,125 | $751,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 22,152 | $750,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 17,166 | $748,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 117,421 | $746,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 36,587 | $745,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 27,386 | $744,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 263,454 | $740,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 53,541 | $739,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 18,186 | $738,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 47,957 | $738,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 25,133 | $732,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 13,600 | $730,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 19,618 | $729,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 255,340 | $728,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 77,376 | $727,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 43,896 | $724,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,197 | $723,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 52,254 | $723,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 33,460 | $722,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 451,479 | $722,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 12,487 | $719,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $719,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 252,612 | $717,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 76,716 | $717,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 139,444 | $716,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 110,013 | $716,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 79,631 | $714,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 116,872 | $714,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 234,074 | $712,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 88,213 | $712,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,680 | $710,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 37,639 | $707,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,916 | $702,000 | thousands by filing date | call |
| MASTECH HLDGS INC | 57633B100 | COM | 73,177 | $700,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 49,720 | $696,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 74,194 | $693,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 52,423 | $692,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 23,910 | $692,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 42,613 | $690,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 111,009 | $689,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,752 | $688,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 647,100 | $686,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 69,400 | $684,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 19,427 | $683,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 22,345 | $681,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 31,524 | $681,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 16,038 | $680,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 20,656 | $680,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 26,688 | $680,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 41,426 | $676,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 28,590 | $673,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 25,369 | $672,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $672,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $671,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 45,213 | $670,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,500 | $668,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,683 | $667,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 36,861 | $667,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 67,420 | $667,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 25,074 | $665,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 85,338 | $665,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 90,322 | $664,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 94,200 | $663,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $663,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,433 | $663,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 27,564 | $662,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 14,576 | $661,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 22,040 | $660,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 67,653 | $660,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,483 | $657,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 47,506 | $656,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 240,300 | $656,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 54,584 | $655,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 22,678 | $654,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 20,794 | $654,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 66,221 | $654,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 124,288 | $653,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 19,523 | $652,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 41,532 | $652,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,567 | $651,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 46,633 | $651,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 34,026 | $651,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 370,000 | $650,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 77,941 | $647,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 29,861 | $646,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 30,729 | $645,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 614,000 | $645,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,729 | $644,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 275,255 | $644,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 22,369 | $643,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 28,107 | $643,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 73,939 | $643,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 28,948 | $643,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 71,112 | $642,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 29,684 | $642,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 134,903 | $640,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 65,888 | $640,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 22,232 | $639,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 46,049 | $638,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 20,279 | $638,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 879,501 | $638,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 40,895 | $636,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,669 | $634,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 88,653 | $634,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 299,200 | $634,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 51,105 | $633,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 23,669 | $631,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 49,256 | $629,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 34,318 | $628,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,963 | $627,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 25,941 | $627,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,362 | $626,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 88,878 | $626,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,193 | $624,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,585 | $623,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 22,127 | $623,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 339,849 | $622,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 49,501 | $621,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 8,893 | $620,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 360,566 | $619,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66,149 | $619,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 51,085 | $618,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 27,000 | $617,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 622,500 | $615,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 39,497 | $614,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 19,826 | $612,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 20,506 | $612,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 55,082 | $612,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 22,858 | $610,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 18,629 | $610,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,406 | $609,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 27,380 | $608,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 98,780 | $607,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 124,610 | $605,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 287,568 | $603,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 11,787 | $601,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 79,535 | $600,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 7,917 | $600,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 517,000 | $598,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 39,975 | $597,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 47,847 | $597,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,919 | $595,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,001 | $595,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 41,777 | $593,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 200,129 | $591,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 17,010 | $590,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 35,343 | $590,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $590,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 81,719 | $588,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 555,000 | $588,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 23,456 | $586,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 30,728 | $585,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,559 | $583,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 36,357 | $583,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 118,984 | $583,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 26,177 | $582,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 125,084 | $582,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,183 | $581,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 149,521 | $580,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,806 | $579,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 100,604 | $579,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 22,100 | $579,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 28,567 | $578,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 21,660 | $578,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 15,704 | $577,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 52,024 | $576,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 261,453 | $576,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 287 | $575,000 | thousands by filing date | call |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 23,917 | $573,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,751 | $572,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 4,654 | $571,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 16,807 | $571,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 56,399 | $570,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,495 | $569,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 51,025 | $569,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 123,570 | $568,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,797 | $567,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 704,932 | $564,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,656 | $564,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 53,236 | $564,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,555 | $563,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 60,527 | $563,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 46,945 | $562,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 55,681 | $562,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,505 | $560,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,315 | $560,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 237,820 | $559,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 18,638 | $558,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 37,666 | $558,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 133,840 | $556,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 44,694 | $555,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 20,454 | $554,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 43,397 | $552,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 27,552 | $551,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 69,760 | $550,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 23,976 | $549,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 384,000 | $549,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 55,946 | $548,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 19,426 | $548,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 65,504 | $547,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,728 | $545,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 25,634 | $543,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 19,481 | $543,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 30,699 | $543,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 51,500 | $542,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 92,099 | $539,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,875 | $538,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 39,252 | $538,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 30,225 | $538,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 20,931 | $537,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 51,103 | $536,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 32,840 | $535,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 61,069 | $534,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 20,108 | $534,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 26,861 | $533,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 34,556 | $532,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 58,409 | $532,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,994 | $531,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 38,379 | $530,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 30,110 | $530,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 37,659 | $528,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 33,013 | $527,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 113,102 | $527,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,086 | $525,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 42,614 | $525,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,336 | $524,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 17,741 | $523,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 19,217 | $523,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 7,586 | $523,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 76,009 | $522,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 20,297 | $521,000 | thousands by filing date | put |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 26,916 | $521,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 22,719 | $521,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 82,685 | $520,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 65,264 | $520,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 444,000 | $520,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 47,445 | $517,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 102,962 | $515,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 32,091 | $514,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 28,541 | $511,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 59,289 | $509,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 20,307 | $509,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 46,200 | $508,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 28,032 | $508,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 517,000 | $508,000 | thousands by filing date | principal |
| HIVE | 007786106 | Stock | 123,003 | $507,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 84,400 | $507,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 24,603 | $506,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,685 | $505,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 38,399 | $505,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 78,978 | $505,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 46,828 | $504,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 25,592 | $504,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 47,507 | $504,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,874 | $502,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 24,038 | $502,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 84,259 | $501,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12,814 | $500,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 35,162 | $499,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 75,997 | $494,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 15,428 | $494,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 85,057 | $493,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 21,447 | $493,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 49,424 | $493,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,457 | $492,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,672 | $491,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,001 | $490,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 19,334 | $490,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 54,600 | $489,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 466,000 | $489,000 | thousands by filing date | principal |
| KVH INDS INC | 482738101 | COM | 37,274 | $488,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 13,214 | $488,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 112,194 | $487,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 23,613 | $481,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,754 | $481,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 177,795 | $480,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 27,762 | $480,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 500,000 | $480,000 | thousands by filing date | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 11,255 | $477,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 93,900 | $477,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,210 | $475,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 17,452 | $475,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 20,620 | $475,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 592,367 | $474,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 27,015 | $473,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 71,620 | $473,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 25,367 | $472,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 40,429 | $469,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 34,597 | $468,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 14,600 | $468,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 12,594 | $468,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 138,262 | $466,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,722 | $466,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 63,900 | $466,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 36,288 | $465,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 22,782 | $465,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 109,152 | $461,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 145,805 | $460,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $458,000 | thousands by filing date | principal |
| QUORUM HEALTH CORP | 74909E106 | COM | 78,290 | $458,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 39,389 | $455,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 198,266 | $455,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 148,306 | $454,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 63,874 | $454,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 191,387 | $452,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 15,760 | $451,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 16,908 | $451,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 451,625 | $450,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,668 | $448,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 26,510 | $447,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 11,572 | $446,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 74,471 | $446,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 71,474 | $445,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,285 | $443,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 276,985 | $443,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 84,408 | $443,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 51,838 | $441,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 37,740 | $441,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $440,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 44,720 | $440,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 34,203 | $439,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 168,651 | $439,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 86,772 | $438,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 60,305 | $437,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 361 | $436,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 32,221 | $435,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 14,217 | $435,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 44,287 | $434,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 75,921 | $433,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,300 | $432,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 80,740 | $432,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 56,154 | $432,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 16,027 | $432,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100,338 | $431,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 19,342 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,232 | $429,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 22,251 | $429,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,550 | $429,000 | thousands by filing date | call |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 6,285 | $429,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 21,698 | $428,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 400,000 | $427,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 198,861 | $426,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 32,154 | $424,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 34,025 | $423,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 45,181 | $423,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E653 | DLY EUR STX 3X | 20,300 | $422,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,744 | $418,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,547 | $417,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 39,754 | $417,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 58,608 | $416,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 217,632 | $415,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 19,145 | $410,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 10,702 | $410,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 42,228 | $410,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,257 | $409,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 20,558 | $409,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,900 | $408,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 43,305 | $408,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,160 | $408,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 53,280 | $407,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 167,386 | $405,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 62,167 | $404,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 361,176 | $404,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 22,930 | $403,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 17,519 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,210 | $402,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,028 | $402,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,449 | $401,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 110,974 | $400,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 101,382 | $400,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 22,124 | $399,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,466 | $397,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 52,185 | $396,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 40,173 | $396,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,734 | $395,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 33,374 | $395,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,300 | $391,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 195,700 | $391,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 26,922 | $391,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 66,500 | $391,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 32,468 | $391,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,962 | $390,000 | thousands by filing date | put |
| Jason Industries Inc | 471172106 | COMMON STOCK | 115,850 | $390,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 37,848 | $389,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 227,241 | $386,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 20,680 | $385,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 43,265 | $385,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 10,700 | $385,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 16,494 | $384,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 27,349 | $383,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,764 | $382,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 70,951 | $382,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 19,434 | $380,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118,612 | $380,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,708 | $379,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,107 | $378,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,000 | $377,000 | thousands by filing date | put |
| TELARIA INC | 879181105 | COM | 99,509 | $377,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 10,108 | $377,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 565,102 | $376,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 20,300 | $376,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 87,241 | $375,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,502 | $375,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,002 | $374,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 14,697 | $374,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,238 | $372,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 325,000 | $371,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,450 | $370,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 16,820 | $370,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 26,686 | $370,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 62,221 | $370,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 42,720 | $370,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,311 | $368,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 131,689 | $366,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 20,144 | $364,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 40,151 | $364,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,074 | $364,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 85,014 | $364,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 22,057 | $364,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 18,969 | $363,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 250,000 | $363,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 14,095 | $362,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,243 | $362,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 71,319 | $360,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 89,979 | $360,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 250,000 | $358,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,056 | $357,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,000 | $357,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 37,219 | $356,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 47,415 | $354,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 333,660 | $354,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,258 | $353,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 4,912 | $353,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 42,308 | $353,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,226 | $353,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 110,315 | $352,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 59,201 | $352,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 126,710 | $349,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 65,633 | $349,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 100,020 | $345,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,135 | $344,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 17,325 | $342,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 24,058 | $341,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 142,091 | $341,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 8,755 | $341,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 72,900 | $341,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 91,292 | $339,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 12,717 | $339,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 5,548 | $338,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $338,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 29,107 | $338,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 48,439 | $338,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 66,116 | $338,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 57,311 | $338,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,100 | $337,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,468 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,520 | $336,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 13,447 | $336,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 43,300 | $334,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 288,958 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,738 | $333,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,230 | $332,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 68,589 | $332,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 5,000 | $331,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 94,282 | $329,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 58,585 | $329,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 23,274 | $328,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 58,853 | $328,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,452 | $327,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |