13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Abbott Laboratories | 002824100 | COM | 1,345 | $99,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $99,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,620 | $99,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 63,103 | $99,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,770 | $98,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 33,674 | $98,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 31,200 | $98,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,873 | $97,000 | thousands by filing date | call |
| WSI INDS INC | 92932Q102 | COM | 14,000 | $97,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $96,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,108 | $96,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 55,341 | $96,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,303 | $95,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $95,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 5,679 | $95,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 55,886 | $95,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,049 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,161 | $94,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 150,600 | $94,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,012 | $94,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,872 | $94,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 76,944 | $94,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $94,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,403 | $93,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 2,089 | $92,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,195 | $92,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 15,683 | $92,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 4,189 | $92,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 17,451 | $91,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 6,375 | $91,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,718 | $89,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,168 | $89,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,500 | $89,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 24,600 | $89,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,263 | $89,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,201 | $89,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,244 | $88,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,525 | $88,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $88,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 38,901 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 744 | $88,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 101,072 | $88,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,650 | $87,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 37,798 | $87,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,985 | $87,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 1,236 | $87,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,700 | $87,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 10,997 | $87,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 386 | $86,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,215 | $86,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,438 | $86,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 4,743 | $86,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 805 | $85,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,357 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,917 | $85,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,912 | $85,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,000 | $85,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 36,980 | $85,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 30,189 | $85,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,750 | $84,000 | thousands by filing date | call |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $84,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 5,200 | $84,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 42,900 | $84,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,451 | $84,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $82,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,000 | $82,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 94,344 | $82,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,842 | $81,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,205 | $81,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 34,671 | $81,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $81,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,768 | $81,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 20,100 | $81,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,082 | $80,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,417 | $80,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,884 | $80,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,705 | $79,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,680 | $79,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 8,077 | $79,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 162,614 | $78,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,900 | $78,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 857 | $77,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 560 | $77,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 41,362 | $77,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 17,530 | $77,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 91,019 | $77,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,871 | $77,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 32,973 | $76,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 7,866 | $76,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 37,900 | $76,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,622 | $75,000 | thousands by filing date | call |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 21,469 | $75,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,970 | $75,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 73,141 | $75,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 12,222 | $75,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 8,127 | $75,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,300 | $74,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 2,700 | $74,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 48,159 | $74,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 13,255 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 865 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 721 | $73,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,126 | $73,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,078 | $73,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 829 | $72,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 410 | $72,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,525 | $72,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,325 | $72,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 123,500 | $72,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,707 | $71,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 854 | $71,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 10,182 | $71,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 810 | $70,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $70,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,345 | $70,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 19,482 | $70,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,100 | $70,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $69,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 96,109 | $69,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 38,160 | $69,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,353 | $69,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 995 | $68,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,058 | $68,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 10,107 | $68,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 27,293 | $67,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 9,400 | $67,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 24,238 | $67,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,112 | $66,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 907 | $66,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $66,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 1,621 | $66,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 44,670 | $66,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 334 | $65,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 445 | $65,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $64,000 | thousands by filing date | put |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,562 | $64,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,731 | $64,000 | thousands by filing date | call |
| HMN FINL INC | 40424G108 | COM | 3,100 | $64,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 15,829 | $64,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 516 | $63,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,251 | $63,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,938 | $63,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,120 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,774 | $62,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $62,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 302 | $62,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,000 | $62,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $61,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 175,910 | $61,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 458 | $61,000 | thousands by filing date | call |
| ARCIMOTO INC | 039587100 | COM | 16,641 | $61,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 64,195 | $61,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,354 | $61,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 10,600 | $61,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 564 | $60,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,888 | $60,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $60,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 21,381 | $60,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 624 | $59,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 2,286 | $59,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,760 | $59,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,529 | $59,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 30,961 | $59,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $58,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $58,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 986 | $58,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 124 | $58,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $58,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 54,450 | $58,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,347 | $58,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 91,400 | $58,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 56,384 | $58,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 5,715 | $58,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $57,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,396 | $57,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 750 | $57,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 702 | $57,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 374 | $57,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 22,600 | $57,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 9,902 | $57,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 66,523 | $57,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 35,684 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 5,370 | $57,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 25,605 | $56,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 18,800 | $56,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 59,000 | $56,000 | thousands by filing date | principal |
| OCONEE FED FINL CORP | 675607105 | COM | 2,119 | $56,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 38,285 | $56,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 154,587 | $56,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $55,000 | thousands by filing date | put |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,422 | $55,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,320 | $54,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 272 | $53,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 352 | $53,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| UNITED BANCORP INC OHIO | 909911109 | COM | 4,000 | $53,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $53,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,301 | $53,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 249 | $52,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 468 | $51,000 | thousands by filing date | call |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6,710 | $51,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 35,644 | $51,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 861 | $50,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 169 | $50,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 2,510 | $50,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 12,500 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 746 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,400 | $49,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $49,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 106,094 | $49,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 132,255 | $49,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,466 | $49,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 24,521 | $49,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 427 | $48,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,166 | $48,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,800 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,934 | $48,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 6,100 | $48,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 7,286 | $48,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 37,817 | $48,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 227 | $47,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 315 | $47,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 517 | $47,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 1,522 | $47,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 1,173 | $47,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 5,043 | $47,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 18,500 | $47,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,261 | $46,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 126 | $46,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,015 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 510 | $46,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 6,499 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,900 | $46,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $46,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 11,089 | $46,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,800 | $46,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 5,100 | $46,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 33,333 | $45,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 500 | $45,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 7,410 | $45,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,485 | $45,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,500 | $45,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,900 | $45,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 722 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 387 | $44,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 2,427 | $44,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $44,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,715 | $43,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 827 | $43,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 1,300 | $43,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,739 | $43,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 885 | $43,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 900 | $43,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 15,500 | $43,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 30,784 | $43,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 545 | $42,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 3,147 | $42,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $42,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 500 | $42,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 1,350 | $42,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 1,218 | $42,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,100 | $42,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 17,595 | $42,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 165 | $41,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 722 | $41,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 432 | $41,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 300 | $41,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,101 | $41,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 4,793 | $41,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 6,901 | $41,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 149,964 | $41,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 498 | $40,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $40,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $40,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 2,000 | $40,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,288 | $40,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $39,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $39,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,430 | $39,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,541 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,324 | $39,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 796 | $38,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $38,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,462 | $38,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 22,300 | $38,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 22,000 | $38,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 188,634 | $38,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 25,000 | $38,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 347 | $37,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $37,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $37,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 4,500 | $37,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 12,227 | $37,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,447 | $37,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $37,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 1,094 | $36,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,237 | $36,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 2,598 | $36,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 300 | $35,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,718 | $35,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 6,550 | $35,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $35,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 356 | $35,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 950 | $34,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,236 | $34,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 3,000 | $34,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 400 | $34,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 33,775 | $34,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 5,870 | $34,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 678 | $33,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 289 | $33,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 300 | $33,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $33,000 | thousands by filing date | call |
| EMERSON RADIO CORP | 291087203 | COM NEW | 22,910 | $33,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,610 | $33,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 23,300 | $33,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,818 | $33,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,067 | $33,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 368 | $32,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 384 | $32,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 380 | $32,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 2,184 | $32,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 369 | $31,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 1,850 | $31,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 200 | $31,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 1,000 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 668 | $31,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 18,812 | $31,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2,786 | $31,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $30,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 724 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,072 | $30,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 22,300 | $30,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 14,831 | $30,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,517 | $30,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 14,000 | $30,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $30,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 429 | $29,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 240 | $29,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 519 | $29,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 371 | $29,000 | thousands by filing date | put |
| SPAR GROUP INC | 784933103 | COM | 29,600 | $29,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 24,000 | $29,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,600 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 955 | $29,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 18,974 | $29,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 182 | $28,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 133 | $28,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 246 | $28,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 156 | $28,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,295 | $28,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $28,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 1,240 | $28,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 534 | $28,000 | thousands by filing date | call |
| FLEXSHOPPER INC | 33939J303 | COM | 32,600 | $28,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 6,600 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,750 | $28,000 | thousands by filing date | put |
| DYNASIL CORP AMER | 268102100 | COM | 21,791 | $28,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 250,001 | $28,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 440 | $27,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 2,352 | $27,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 471 | $27,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 264 | $27,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 802 | $27,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $27,000 | thousands by filing date | put |
| AIR T INC | 009207101 | COM | 800 | $27,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,465 | $27,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $27,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,500 | $27,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 103,997 | $27,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 158 | $26,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 500 | $26,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $26,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 292 | $26,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 420 | $26,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 38,379 | $26,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,255 | $26,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,514 | $26,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,075 | $26,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,548 | $26,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 27,000 | $26,000 | thousands by filing date | principal |
| EVINE LIVE INC | 300487105 | CL A | 22,900 | $26,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 150 | $25,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 110 | $25,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 727 | $25,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 400 | $25,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,737 | $25,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,337 | $25,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 424 | $25,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 122 | $25,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 500 | $25,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 1,547 | $25,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 24,400 | $25,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 14,783 | $25,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 8,000 | $25,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 64,700 | $25,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 150 | $24,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 967 | $24,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $24,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 369 | $24,000 | thousands by filing date | call |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 3,100 | $24,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,564 | $24,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 7,554 | $24,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 1,419 | $24,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 4,215 | $24,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $23,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $22,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 172 | $22,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 603 | $22,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 500 | $22,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 800 | $22,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 542 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 626 | $22,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 193 | $21,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 540 | $21,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 637 | $21,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $21,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 484 | $21,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $21,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 153 | $21,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 300 | $21,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,584 | $21,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 368 | $21,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 912 | $21,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 7,199 | $21,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 1,880 | $21,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 325 | $20,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 300 | $20,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $20,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 610 | $20,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 2,264 | $20,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,006 | $20,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 826 | $20,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $20,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 17,000 | $20,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 179 | $19,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 108 | $19,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 673 | $19,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $19,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $19,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 516 | $19,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 3,546 | $19,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 3,718 | $19,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $19,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,255 | $19,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 1,400 | $19,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 11,825 | $19,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,280 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 121 | $18,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 223 | $18,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 650 | $18,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,077 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $18,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,150 | $18,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,196 | $18,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 8,000 | $18,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 11,424 | $18,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 5,520 | $18,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $18,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 500 | $17,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $17,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 470 | $17,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 330 | $17,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 500 | $17,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 518 | $17,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 200 | $17,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 141 | $17,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $17,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 300 | $17,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,295 | $17,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 17,796 | $17,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 2,300 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 891 | $17,000 | thousands by filing date | call |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 4,205 | $17,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,623 | $17,000 | thousands by filing date | call |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,021 | $17,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 29,581 | $17,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $16,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 160 | $16,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 800 | $16,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $16,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 876 | $16,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $16,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 160 | $16,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 600 | $16,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,000 | $16,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $16,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,548 | $16,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 17,300 | $16,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 160 | $16,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 4,809 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 459 | $15,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $15,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 266 | $15,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 607 | $15,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,600 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |