13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 76,377 | $3,353,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 380,181 | $3,350,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 114,553 | $3,341,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,500,000 | $3,339,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 253,457 | $3,335,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 235,152 | $3,327,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 65,969 | $3,313,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 219,906 | $3,285,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 211,827 | $3,282,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 745,525 | $3,281,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 66,398 | $3,280,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 196,395 | $3,280,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 306,542 | $3,271,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 42,589 | $3,271,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 81,626 | $3,270,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 174,212 | $3,260,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 12,307 | $3,258,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 64,888 | $3,254,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 194,209 | $3,253,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,250,000 | $3,250,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,398,000 | $3,249,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 238,285 | $3,241,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,169,000 | $3,240,000 | thousands by filing date | principal |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 416,963 | $3,236,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 235,134 | $3,234,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 48,742 | $3,233,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 87,854 | $3,233,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 233,169 | $3,229,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 43,380 | $3,228,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,362 | $3,226,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 54,406 | $3,223,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 72,501 | $3,219,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 62,088 | $3,216,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 105,350 | $3,213,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 38,201 | $3,207,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 135,020 | $3,200,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,926,647 | $3,198,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 317,330 | $3,189,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 103,217 | $3,188,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 439,543 | $3,187,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 373,173 | $3,172,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 84,148 | $3,168,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 87,302 | $3,166,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 358,520 | $3,165,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 502,987 | $3,154,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,000,000 | $3,150,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 154,274 | $3,148,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 33,825 | $3,146,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 425,118 | $3,141,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 45,465 | $3,139,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 118,163 | $3,128,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 48,964 | $3,127,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 148,318 | $3,127,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,146,000 | $3,122,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 152,947 | $3,120,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 88,755 | $3,120,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 47,242 | $3,113,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 680,813 | $3,112,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 48,174 | $3,102,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 36,937 | $3,099,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 199,618 | $3,094,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 61,332 | $3,092,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 114,572 | $3,088,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 147,732 | $3,087,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 85,603 | $3,081,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 265,364 | $3,078,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,076,000 | thousands by filing date | principal |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 142,900 | $3,069,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 66,870 | $3,069,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 30,991 | $3,064,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 219,456 | $3,054,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,196,000 | $3,046,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 141,811 | $3,043,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 358,458 | $3,040,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 86,713 | $3,038,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 251,670 | $3,035,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,950,000 | $3,033,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 461,382 | $3,026,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 821,863 | $3,024,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 142,943 | $3,023,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16,573 | $3,021,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 46,831 | $3,019,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 73,021 | $3,018,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 38,154 | $3,013,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 106,171 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 60,580 | $3,008,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 599,011 | $3,007,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 258,081 | $3,002,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 229,335 | $3,001,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 36,089 | $2,999,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 37,225 | $2,996,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 267,139 | $2,989,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58,636 | $2,985,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 92,164 | $2,980,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 78,000 | $2,980,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 68,547 | $2,978,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 62,951 | $2,977,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 69,812 | $2,976,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 13,798 | $2,975,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 94,219 | $2,972,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 208,204 | $2,971,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 283,663 | $2,967,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 128,418 | $2,967,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,082 | $2,943,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 275,374 | $2,940,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,515,179 | $2,939,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 165,447 | $2,938,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 23,162 | $2,933,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 452,294 | $2,933,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,909,000 | $2,932,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 145,895 | $2,910,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 83,355 | $2,900,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 199,118 | $2,897,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 50,010 | $2,890,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 86,384 | $2,883,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 72,178 | $2,880,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 115,482 | $2,867,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 84,241 | $2,861,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,951 | $2,856,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 14,414 | $2,848,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 217,848 | $2,842,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 161,580 | $2,840,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 136,195 | $2,839,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 43,532 | $2,834,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,797,000 | $2,834,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 292,699 | $2,833,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 85,308 | $2,832,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 27,382 | $2,829,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 130,869 | $2,827,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 195,366 | $2,821,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 67,046 | $2,820,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 157,988 | $2,818,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 278,357 | $2,812,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 137,563 | $2,805,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 139,921 | $2,801,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,905 | $2,800,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 46,710 | $2,800,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 128,735 | $2,761,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 279,789 | $2,755,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 283,725 | $2,752,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 73,471 | $2,749,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 55,769 | $2,745,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 123,881 | $2,743,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 135,521 | $2,738,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 344,540 | $2,735,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 49,444 | $2,734,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 190,886 | $2,732,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 341,498 | $2,729,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 175,450 | $2,728,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 514,784 | $2,728,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 120,097 | $2,723,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 344,005 | $2,722,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 60,000 | $2,719,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 49,615 | $2,716,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 99,573 | $2,713,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 124,648 | $2,712,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 281,217 | $2,706,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 110,648 | $2,701,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 367,269 | $2,700,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 78,250 | $2,698,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 374,200 | $2,697,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 264,116 | $2,694,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 22,281 | $2,677,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 276,662 | $2,653,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 172,735 | $2,653,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 107,004 | $2,652,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 126,805 | $2,649,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 54,731 | $2,644,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 139,396 | $2,638,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 7,660 | $2,631,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 63,278 | $2,617,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 63,782 | $2,615,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 160,437 | $2,615,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 105,770 | $2,608,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 58,674 | $2,602,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 53,200 | $2,597,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 79,621 | $2,592,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 224,297 | $2,591,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 72,488 | $2,590,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 160,889 | $2,584,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 327,038 | $2,584,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 150,606 | $2,582,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 130,713 | $2,578,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 87,113 | $2,574,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 115,300 | $2,568,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 452,834 | $2,563,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 516,479 | $2,562,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 88,658 | $2,562,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 214,391 | $2,561,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 170,500 | $2,559,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 125,024 | $2,557,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 207,130 | $2,556,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 250,000 | $2,553,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 53,719 | $2,544,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 71,595 | $2,544,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 525,640 | $2,539,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 167,543 | $2,538,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 48,833 | $2,532,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,559 | $2,531,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 70,537 | $2,531,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 250,000 | $2,525,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 466,161 | $2,522,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 91,964 | $2,522,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 57,867 | $2,518,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 374,078 | $2,518,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 55,357 | $2,515,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 80,590 | $2,514,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 133,657 | $2,506,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 85,572 | $2,494,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 93,911 | $2,491,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 409,570 | $2,489,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 141,810 | $2,482,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 223,827 | $2,477,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14,368 | $2,474,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 122,837 | $2,472,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 195,483 | $2,468,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 227,879 | $2,468,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 66,418 | $2,467,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 19,335 | $2,465,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,500,000 | $2,459,000 | thousands by filing date | principal |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 127,586 | $2,455,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 126,855 | $2,454,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,222 | $2,447,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 222,899 | $2,447,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 449,588 | $2,446,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 157,301 | $2,444,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 128,087 | $2,438,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,815 | $2,437,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 123,900 | $2,431,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 67,599 | $2,423,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 173,356 | $2,421,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 42,347 | $2,420,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 46,037 | $2,411,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 125,994 | $2,407,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,000,000 | $2,406,000 | thousands by filing date | principal |
| WINMARK CORP | 974250102 | COM | 14,451 | $2,398,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 153,154 | $2,395,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,284 | $2,390,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 597,041 | $2,388,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 42,446 | $2,385,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 61,682 | $2,381,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,022,000 | $2,376,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20,817 | $2,367,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 249,399 | $2,359,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20,767 | $2,353,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 33,889 | $2,352,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 41,933 | $2,349,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 188,933 | $2,343,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 92,925 | $2,342,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 38,957 | $2,332,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 57,835 | $2,321,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 25,306 | $2,318,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12,314 | $2,315,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 74,687 | $2,315,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 59,155 | $2,309,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,775,000 | $2,306,000 | thousands by filing date | principal |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 166,712 | $2,306,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 127,027 | $2,304,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 45,798 | $2,298,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 575,913 | $2,298,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 64,019 | $2,297,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 73,943 | $2,292,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 85,615 | $2,290,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 45,500 | $2,289,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 91,662 | $2,282,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 54,941 | $2,282,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 210,434 | $2,282,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 866,377 | $2,279,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 356,435 | $2,277,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 158,988 | $2,274,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 55,615 | $2,268,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 105,063 | $2,266,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 209,828 | $2,266,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 97,404 | $2,265,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 36,378 | $2,265,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 157,097 | $2,263,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 55,704 | $2,262,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 18,443 | $2,261,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 65,021 | $2,257,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 103,396 | $2,248,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 29,724 | $2,241,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 116,209 | $2,241,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 32,825 | $2,240,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 56,546 | $2,236,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 104,916 | $2,230,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,109,375 | $2,230,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 257,067 | $2,226,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 60,821 | $2,220,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 271,742 | $2,220,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 124,918 | $2,220,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 102,345 | $2,216,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 105,367 | $2,215,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 381,954 | $2,215,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,217,000 | $2,212,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 122,175 | $2,206,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 91,886 | $2,205,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 122,035 | $2,203,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 143,391 | $2,202,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 2,600,000 | $2,202,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 130,506 | $2,196,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 47,349 | $2,194,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 101,500 | $2,187,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 137,083 | $2,187,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 89,489 | $2,184,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 100,248 | $2,179,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 82,628 | $2,178,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 29,355 | $2,169,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 204,200 | $2,169,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 94,021 | $2,168,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 86,170 | $2,167,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 126,151 | $2,163,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 102,571 | $2,159,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 120,401 | $2,155,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 112,384 | $2,148,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 59,456 | $2,143,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 94,716 | $2,137,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 201,005 | $2,130,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 127,171 | $2,123,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 67,962 | $2,120,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 330,816 | $2,117,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 192,300 | $2,114,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 205,400 | $2,105,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 156,292 | $2,104,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 43,923 | $2,086,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,634 | $2,083,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 128,599 | $2,083,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 202,210 | $2,081,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 79,211 | $2,080,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 45,398 | $2,080,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 86,121 | $2,074,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 609,809 | $2,074,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24,982 | $2,064,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,236 | $2,063,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 44,603 | $2,056,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 35,078 | $2,052,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 65,882 | $2,052,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 96,336 | $2,052,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 92,799 | $2,051,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 51,674 | $2,047,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 18,199 | $2,046,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 287,700 | $2,043,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $2,039,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 106,179 | $2,033,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 356,611 | $2,033,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 42,674 | $2,025,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 2,008,000 | $2,023,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 68,416 | $2,021,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 37,576 | $2,017,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 47,584 | $2,008,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 85,297 | $2,007,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 121,395 | $2,003,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 50,000 | $2,003,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,000,000 | $2,000,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 100,000 | $1,997,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 48,359 | $1,997,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 188,110 | $1,994,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 46,107 | $1,988,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 341,424 | $1,983,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 40,882 | $1,979,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 97,177 | $1,977,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 202,509 | $1,976,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 334,165 | $1,975,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 247,901 | $1,973,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,971,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,823,000 | $1,971,000 | thousands by filing date | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 219,528 | $1,970,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 107,973 | $1,965,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 50,000 | $1,965,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 132,033 | $1,961,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 131,810 | $1,960,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 51,970 | $1,960,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 34,318 | $1,957,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 82,578 | $1,956,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 81,371 | $1,955,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 100,000 | $1,955,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 47,052 | $1,950,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,843,000 | $1,949,000 | thousands by filing date | principal |
| APERGY CORP | 03755L104 | COM | 44,733 | $1,948,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 135,418 | $1,947,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 166,760 | $1,946,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 114,383 | $1,945,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 29,107 | $1,944,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 44,725 | $1,942,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 83,488 | $1,941,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 156,551 | $1,936,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 165,626 | $1,936,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 96,457 | $1,935,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,921,000 | $1,929,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 176,388 | $1,915,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 51,201 | $1,913,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 182,115 | $1,911,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 82,922 | $1,910,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 134,852 | $1,910,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 26,434 | $1,908,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 49,586 | $1,902,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 66,476 | $1,899,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,495 | $1,894,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 53,794 | $1,894,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 39,093 | $1,892,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 183,032 | $1,877,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 210,667 | $1,877,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 74,737 | $1,876,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 117,675 | $1,873,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 61,812 | $1,870,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 108,591 | $1,868,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 39,408 | $1,867,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 114,923 | $1,866,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 722,720 | $1,865,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 116,930 | $1,863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 77,103 | $1,859,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 48,118 | $1,853,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 21,314 | $1,849,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 49,038 | $1,849,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 29,910 | $1,844,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 66,101 | $1,844,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 37,000 | $1,840,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 72,995 | $1,839,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 160,088 | $1,838,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 390,654 | $1,835,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 53,986 | $1,834,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 92,775 | $1,833,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 110,543 | $1,832,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 193,465 | $1,827,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 34,560 | $1,824,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 63,144 | $1,823,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 63,327 | $1,822,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 170,085 | $1,821,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,200 | $1,810,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 121,526 | $1,807,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 182,383 | $1,797,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 132,331 | $1,796,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 64,139 | $1,793,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 67,640 | $1,793,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 73,802 | $1,791,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 143,735 | $1,789,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 119,991 | $1,788,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 109,867 | $1,783,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 93,870 | $1,779,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 104,104 | $1,775,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 79,093 | $1,771,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 31,963 | $1,769,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 66,762 | $1,768,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 103,003 | $1,767,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 78,391 | $1,763,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 97,263 | $1,760,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,838,000 | $1,759,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 59,644 | $1,758,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 10,798 | $1,758,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 102,913 | $1,749,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 176,295 | $1,747,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,460 | $1,745,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 41,371 | $1,741,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 58,281 | $1,735,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 49,072 | $1,731,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 605,588 | $1,727,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 69,400 | $1,725,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 41,194 | $1,722,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,011,515 | $1,719,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 381,013 | $1,714,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 154,306 | $1,709,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 116,986 | $1,708,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 59,047 | $1,698,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 58,823 | $1,696,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 43,628 | $1,691,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,823 | $1,686,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 52,586 | $1,683,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,601,000 | $1,683,000 | thousands by filing date | principal |
| HEICO CORP NEW | 422806208 | CL A | 22,198 | $1,676,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 119,381 | $1,676,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 56,667 | $1,670,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 50,174 | $1,665,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,961 | $1,664,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,675,000 | $1,664,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 91,157 | $1,659,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 211,069 | $1,659,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 321,850 | $1,658,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 68,671 | $1,655,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 60,337 | $1,653,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 82,486 | $1,652,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 87,428 | $1,643,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,755 | $1,640,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 36,312 | $1,639,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 96,582 | $1,631,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 45,854 | $1,623,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,725 | $1,622,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 41,230 | $1,616,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 80,199 | $1,616,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 161,921 | $1,611,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,625,000 | $1,605,000 | thousands by filing date | principal |
| Allegiance Bancshares | 01748H107 | COM | 38,444 | $1,602,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 96,090 | $1,600,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 100,342 | $1,594,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 72,142 | $1,593,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 143,992 | $1,593,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 88,834 | $1,592,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 20,945 | $1,588,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 56,144 | $1,587,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 9,051 | $1,586,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 180,056 | $1,585,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 114,147 | $1,584,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |