13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAS MED SYS INC | 124769209 | COM | 143,496 | $327,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 40,225 | $326,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 81,299 | $326,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 20,149 | $325,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 38,630 | $325,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 14,087 | $322,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 26,802 | $322,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 52,719 | $321,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 50,492 | $321,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,677 | $320,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 178,679 | $320,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 31,845 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,582 | $319,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 76,200 | $318,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 31,799 | $318,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 153,532 | $318,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 160 | $317,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 31,421 | $317,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,449 | $317,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 18,987 | $317,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 22,007 | $317,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 324,393 | $314,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 67,599 | $314,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 30,300 | $314,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 58,187 | $313,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 13,486 | $312,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 10,029 | $312,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 28,951 | $312,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 78,826 | $311,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 206,191 | $310,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,060 | $309,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,375 | $309,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 39,792 | $309,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,845 | $308,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,159 | $308,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 20,334 | $307,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,285 | $306,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 34,957 | $306,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 13,114 | $306,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 22,022 | $305,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 11,054 | $303,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,832 | $303,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 25,095 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 13,625 | $302,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,522 | $302,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 12,410 | $302,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $301,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 48,580 | $301,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 81,240 | $301,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $301,000 | thousands by filing date | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 175,718 | $300,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,000 | $299,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,329 | $299,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 47,764 | $298,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,120 | $298,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 15,314 | $297,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,939 | $295,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 20,600 | $295,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,681 | $294,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 21,067 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,424 | $293,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 35,536 | $293,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,023 | $291,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,037 | $290,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 9,199 | $290,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 26,140 | $290,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 75,021 | $290,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 18,401 | $289,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 253,000 | $289,000 | thousands by filing date | principal |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,880 | $288,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 33,688 | $288,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 42,024 | $287,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,814 | $285,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,920 | $285,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 124,361 | $284,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 20,513 | $284,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 18,829 | $283,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 39,862 | $283,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 110,275 | $283,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,452 | $282,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $282,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,192 | $281,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,814 | $281,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 753 | $280,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,723 | $279,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 18,212 | $279,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 119,071 | $279,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 233 | $278,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,955 | $278,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 73,200 | $278,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 121,803 | $278,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 75,031 | $278,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 128,098 | $276,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 18,509 | $276,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $276,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 93,455 | $274,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $274,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 16,977 | $273,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 528,778 | $269,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,955 | $267,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 50,979 | $267,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 85,800 | $267,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 17,608 | $267,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,893 | $266,000 | thousands by filing date | put |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 93,397 | $266,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,044 | $265,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,200 | $265,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 263,000 | $265,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 15,002 | $263,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 15,016 | $263,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 33,700 | $263,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 28,461 | $262,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 51,484 | $262,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,100 | $261,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 22,628 | $259,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,700 | $257,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 6,310 | $256,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 5,480 | $255,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 92,702 | $255,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 125,000 | $255,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,700 | $253,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 26,817 | $253,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 32,800 | $253,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,416 | $252,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 20,360 | $252,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 202,014 | $252,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,522 | $251,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,032 | $251,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 70,600 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,665 | $250,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,662 | $249,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 311,240 | $249,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 14,484 | $247,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,529 | $247,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 16,808 | $246,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,024 | $245,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,387 | $244,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,928 | $244,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 36,576 | $244,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 265 | $244,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,196 | $243,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,100 | $243,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,156 | $241,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 8,462 | $241,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 27,612 | $241,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 22,547 | $241,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 854 | $240,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 17,800 | $240,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 229,000 | $240,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 8,481 | $240,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 300,000 | $240,000 | thousands by filing date | call |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,708 | $240,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 88,410 | $240,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 38,823 | $240,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,803 | $239,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 24,336 | $238,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,960 | $236,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 24,039 | $236,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 29,391 | $236,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 198,677 | $236,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,400 | $233,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 50,900 | $233,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 57,256 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,984 | $233,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 44,791 | $233,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 192 | $232,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,637 | $232,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,265 | $231,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 83,101 | $231,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 103,195 | $231,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,499 | $231,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 53,576 | $231,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 70,764 | $230,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,474 | $230,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,066 | $229,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 13,058 | $229,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $229,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,900 | $229,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 608 | $228,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 26,937 | $228,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 64,698 | $228,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 123,663 | $227,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 142,946 | $226,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 13,699 | $226,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,534 | $225,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 39,816 | $225,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 36,090 | $224,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 37,679 | $224,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $224,000 | thousands by filing date | principal |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 10,501 | $223,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 22,225 | $222,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $222,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 61,202 | $221,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 800,992 | $220,000 | thousands by filing date | principal |
| Castle Brands Inc | 148435100 | COM | 204,961 | $220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,600 | $219,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,339 | $218,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 127,009 | $217,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,600 | $217,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 34,263 | $217,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 274,200 | $217,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,989 | $216,000 | thousands by filing date | put |
| UNIQUE FABRICATING INC | 90915J103 | COM | 26,698 | $216,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,150 | $215,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 26,282 | $215,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,604 | $214,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 35,980 | $214,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,175 | $214,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,502 | $213,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,688 | $213,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 49,599 | $213,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 125,000 | $213,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $212,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 38,600 | $211,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 18,940 | $210,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,450 | $209,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 51,782 | $209,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 194,528 | $209,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,269 | $208,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 134,331 | $208,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,529 | $207,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 11,852 | $207,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $207,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 50,289 | $207,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,629 | $205,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,721 | $205,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,685 | $205,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,833 | $204,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 3,000 | $204,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 63,795 | $204,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 19,322 | $203,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 43,647 | $203,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 252,851 | $203,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $203,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 2,618 | $202,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,492 | $202,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,500 | $202,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $202,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,338 | $201,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,738 | $201,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,638 | $200,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 8,008 | $200,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,515 | $200,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 167 | $199,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 4,525 | $198,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 113,059 | $198,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,019 | $197,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 4,000 | $197,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 814 | $196,000 | thousands by filing date | put |
| CVD EQUIP CORP | 126601103 | COM | 31,748 | $195,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,614 | $194,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 13,692 | $192,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 6,000 | $191,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 18,400 | $191,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 79,963 | $191,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,747 | $191,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,278 | $189,000 | thousands by filing date | call |
| LGL GROUP INC | 50186A108 | COM | 26,670 | $189,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,369 | $188,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 18,111 | $188,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 42,310 | $187,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 16,562 | $186,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,426 | $186,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,758 | $185,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $185,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 29,779 | $185,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 16,288 | $185,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 37,692 | $185,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 135,994 | $184,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,066 | $183,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 12,401 | $183,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 151,586 | $182,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 8,964 | $182,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 8,928 | $182,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,083 | $181,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,134 | $181,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,875 | $181,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 110,666 | $181,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,208 | $180,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 17,273 | $180,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 73,132 | $180,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,578 | $180,000 | thousands by filing date | call |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,114 | $180,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,091 | $179,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 23,558 | $179,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 23,781 | $178,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 7,730 | $177,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 5,729 | $176,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $176,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 38,099 | $175,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 54,676 | $175,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $175,000 | thousands by filing date | principal |
| VEONEER INC | 92336X109 | COM | 3,145 | $174,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 93,215 | $174,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 704 | $173,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 22,608 | $173,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,248 | $172,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,509 | $172,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 19,430 | $172,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 480 | $170,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,107 | $170,000 | thousands by filing date | call |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 16,622 | $170,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $169,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 21,000 | $168,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,000 | $168,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 2,000 | $168,000 | thousands by filing date | call |
| CSP INC | 126389105 | CMN | 12,774 | $168,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 5,000 | $167,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,117 | $167,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,202 | $166,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 77,073 | $166,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 103,039 | $166,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 15,100 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,500 | $165,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 16,790 | $165,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 355,005 | $165,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,302 | $164,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,067 | $163,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 30,446 | $163,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 38,588 | $163,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 16,421 | $163,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 24,544 | $162,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,000 | $162,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,655 | $162,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 126,658 | $162,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,616 | $162,000 | thousands by filing date | put |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 21,486 | $162,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 56,130 | $162,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 66,329 | $161,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 26,801 | $161,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 27,876 | $160,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 28,038 | $159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3,284 | $159,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 21,130 | $158,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,257 | $156,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,800 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 16,000 | $156,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,042 | $155,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 11,913 | $155,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,318 | $155,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 35,332 | $155,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,200 | $155,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 5,834 | $155,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,134 | $152,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 35,489 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,856 | $152,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $152,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,696 | $151,000 | thousands by filing date | put |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 9,200 | $151,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,943 | $150,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,290 | $150,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $150,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 127,981 | $150,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 4,276 | $149,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 16,383 | $149,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,152 | $148,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 34,424 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8,424 | $147,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,607 | $146,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 3,116 | $146,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,466 | $146,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $146,000 | thousands by filing date | principal |
| KOSS CORP | 500692108 | COM | 51,800 | $146,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 49,840 | $146,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 68,900 | $146,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 27,515 | $146,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 8,972 | $145,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $145,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 102,800 | $144,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,000 | $143,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,740 | $143,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 175,000 | $143,000 | thousands by filing date | principal |
| STEEL CONNECT INC | 858098106 | CMN | 67,121 | $143,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 36,531 | $143,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,660 | $141,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 2,736 | $141,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 1,424 | $141,000 | thousands by filing date | call |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 9,174 | $141,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 22,900 | $141,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,000 | $140,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 22,187 | $140,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 52,804 | $140,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 39,391 | $140,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 11,688 | $140,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 57,955 | $139,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 27,300 | $139,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,570 | $138,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,784 | $138,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 29,900 | $137,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,950 | $136,000 | thousands by filing date | call |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 78,349 | $136,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,376 | $135,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,865 | $135,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 963 | $135,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,062 | $135,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 5,629 | $135,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 46,400 | $134,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,714 | $133,000 | thousands by filing date | put |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,500 | $133,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,205 | $133,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,252 | $133,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,511 | $132,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 22,800 | $132,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 16,789 | $132,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,893 | $131,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 21,500 | $131,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 8,417 | $131,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,520 | $130,000 | thousands by filing date | call |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 19,047 | $130,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 20,400 | $130,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 55,952 | $130,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 9,558 | $130,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $130,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 18,777 | $129,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 17,241 | $127,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 36,919 | $127,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 18,996 | $127,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,775 | $126,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 911 | $126,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 40,849 | $126,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 8,159 | $126,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 21,313 | $126,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 61,001 | $125,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 820 | $124,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,696 | $124,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 2,821 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,363 | $123,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,430 | $123,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 34,820 | $122,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 42,000 | $122,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 14,312 | $122,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 31,653 | $121,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 80,400 | $121,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 12,400 | $121,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,902 | $120,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 509 | $120,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,985 | $120,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,457 | $120,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 13,325 | $120,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 75,049 | $120,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 45,191 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 5,623 | $119,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 56,396 | $118,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 7,947 | $118,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 625 | $117,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,021 | $117,000 | thousands by filing date | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 19,284 | $116,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 113,900 | $116,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 92,831 | $116,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,258 | $114,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,179 | $114,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,345 | $114,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $114,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,900 | $114,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 9,732 | $114,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 103,403 | $114,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 10,183 | $113,000 | thousands by filing date | put |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,360 | $113,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 21,202 | $113,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 21,600 | $113,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 705 | $112,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 35,401 | $112,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $112,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,500 | $111,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 31,600 | $111,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 481 | $110,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 8,100 | $110,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 9,143 | $110,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 40,746 | $110,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 4,442 | $110,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,161 | $109,000 | thousands by filing date | call |
| PB BANCORP INC | 70454T100 | COM | 9,306 | $109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,574 | $108,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 3,990 | $108,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 1,223 | $108,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 1,826 | $108,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 38,640 | $108,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,520 | $107,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,288 | $107,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 554 | $106,000 | thousands by filing date | put |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 10,500 | $106,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,143 | $105,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 18,471 | $105,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 130,400 | $105,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $104,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,458 | $103,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,812 | $103,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,149 | $103,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,769 | $103,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 78,700 | $102,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 5,100 | $102,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 25,000 | $102,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,784 | $102,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 14,025 | $102,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 687 | $101,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,520 | $101,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 2,433 | $100,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,600 | $100,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 23,775 | $100,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 100,000 | $100,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |