13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARWATER PAPER CORP | 18538R103 | COM | 53,234 | $1,581,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 28,358 | $1,581,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 32,956 | $1,580,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 348,990 | $1,573,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 39,987 | $1,572,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 129,441 | $1,570,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 57,390 | $1,568,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 25,991 | $1,566,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 206,292 | $1,562,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 347,957 | $1,556,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 55,983 | $1,551,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16,722 | $1,551,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 47,163 | $1,548,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 66,016 | $1,541,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,550,000 | $1,541,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 162,605 | $1,536,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 480,150 | $1,536,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 171,323 | $1,533,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 34,609 | $1,532,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 72,058 | $1,531,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 51,997 | $1,521,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 46,494 | $1,520,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 83,512 | $1,518,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 40,208 | $1,514,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 83,738 | $1,507,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,017,605 | $1,506,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 363,327 | $1,503,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 66,970 | $1,503,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 79,780 | $1,500,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 49,117 | $1,500,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 83,941 | $1,498,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 50,296 | $1,496,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,500,000 | $1,496,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,601,000 | $1,490,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 88,598 | $1,489,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 75,646 | $1,487,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 46,275 | $1,485,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 57,680 | $1,485,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 205,881 | $1,482,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 68,290 | $1,479,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 26,519 | $1,478,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,363 | $1,477,000 | thousands by filing date | call |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 34,492 | $1,476,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 55,022 | $1,474,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 42,069 | $1,474,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 48,398 | $1,472,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 96,579 | $1,472,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 98,897 | $1,468,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 66,417 | $1,468,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 144,900 | $1,468,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 299,776 | $1,463,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 37,379 | $1,462,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 126,577 | $1,458,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 87,716 | $1,456,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 36,371 | $1,453,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 89,956 | $1,453,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 83,202 | $1,453,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,767 | $1,450,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 68,666 | $1,449,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 87,192 | $1,447,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 36,670 | $1,444,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 31,686 | $1,440,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,440,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 39,099 | $1,438,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 60,389 | $1,428,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,200,000 | $1,428,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 196,722 | $1,426,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 45,115 | $1,425,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 66,766 | $1,425,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 140,287 | $1,425,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 42,016 | $1,424,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 71,633 | $1,424,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 75,058 | $1,418,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 57,190 | $1,417,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 31,178 | $1,416,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 51,461 | $1,413,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 41,096 | $1,410,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 18,030 | $1,410,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 61,459 | $1,410,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 145,232 | $1,410,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 111,333 | $1,408,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 248,452 | $1,408,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 188,862 | $1,408,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 46,033 | $1,408,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 34,002 | $1,407,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 55,100 | $1,402,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 60,091 | $1,400,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 26,985 | $1,396,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 36,150 | $1,395,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 50,581 | $1,382,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 921,000 | $1,382,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 48,622 | $1,373,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 119,795 | $1,369,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 29,779 | $1,367,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 83,637 | $1,367,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 89,113 | $1,359,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 140,300 | $1,354,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 23,038 | $1,353,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 161,030 | $1,353,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 84,234 | $1,352,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 77,369 | $1,348,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 242,806 | $1,348,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 26,793 | $1,346,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 52,749 | $1,345,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 298,576 | $1,344,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 42,566 | $1,339,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 135,971 | $1,339,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 760,018 | $1,338,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 44,252 | $1,338,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 65,762 | $1,331,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 56,386 | $1,325,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 86,652 | $1,324,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 152,625 | $1,323,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 54,651 | $1,322,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 33,905 | $1,322,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 46,618 | $1,320,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 82,536 | $1,316,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 75,247 | $1,315,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 89,182 | $1,315,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 28,875 | $1,313,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,425,000 | $1,312,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 55,023 | $1,310,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 96,262 | $1,310,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 27,781 | $1,310,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 119,677 | $1,309,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 528,769 | $1,306,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 112,030 | $1,305,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 20,499 | $1,304,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 17,174 | $1,303,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 83,368 | $1,302,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 116,500 | $1,299,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 48,321 | $1,298,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 41,514 | $1,296,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 64,582 | $1,293,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 76,573 | $1,291,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 99,620 | $1,290,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 69,281 | $1,285,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,200,000 | $1,284,000 | thousands by filing date | principal |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 31,108 | $1,279,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 136,585 | $1,279,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 20,828 | $1,276,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 18,128 | $1,274,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 100,934 | $1,273,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 55,059 | $1,267,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 71,052 | $1,267,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 214,754 | $1,267,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 975,000 | $1,266,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 60,537 | $1,264,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 43,759 | $1,262,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 69,615 | $1,260,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 88,268 | $1,256,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 362,429 | $1,255,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 52,566 | $1,255,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 64,283 | $1,253,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 77,871 | $1,252,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 66,111 | $1,249,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 53,869 | $1,249,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 92,654 | $1,247,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 42,795 | $1,246,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 43,168 | $1,245,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 36,070 | $1,244,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 34,291 | $1,243,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 225,351 | $1,239,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 327,634 | $1,238,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,599 | $1,238,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 265,397 | $1,236,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,066 | $1,233,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 116,546 | $1,232,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 58,212 | $1,232,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 209,930 | $1,231,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 68,105 | $1,231,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 61,723 | $1,227,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 236,229 | $1,226,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 83,059 | $1,226,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 31,496 | $1,225,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 121,566 | $1,225,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 815,247 | $1,223,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 73,689 | $1,222,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 108,298 | $1,222,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 138,062 | $1,221,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,927 | $1,220,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 41,239 | $1,218,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 166,288 | $1,215,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,044 | $1,213,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 51,653 | $1,213,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 129,740 | $1,212,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 35,640 | $1,207,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 32,916 | $1,206,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 42,754 | $1,206,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 101,777 | $1,205,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 243,893 | $1,205,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 22,100 | $1,203,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 48,700 | $1,201,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 35,236 | $1,201,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 91,014 | $1,201,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 99,620 | $1,200,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 238,814 | $1,197,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 265,896 | $1,197,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 197,234 | $1,193,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 71,149 | $1,193,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 11,260 | $1,192,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 15,053 | $1,189,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 24,980 | $1,186,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 53,561 | $1,185,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 82,721 | $1,184,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23,820 | $1,181,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 33,224 | $1,179,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 53,307 | $1,178,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 12,837 | $1,169,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 33,432 | $1,167,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 49,612 | $1,164,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 84,044 | $1,163,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 162,599 | $1,162,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 417,533 | $1,161,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 32,075 | $1,159,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 47,275 | $1,158,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 44,111 | $1,158,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 157,537 | $1,158,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 35,780 | $1,156,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 29,232 | $1,149,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,252 | $1,148,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 33,517 | $1,148,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 77,550 | $1,148,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 42,072 | $1,146,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 74,317 | $1,145,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 78,181 | $1,145,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 105,222 | $1,143,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 77,445 | $1,142,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 91,372 | $1,142,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 54,800 | $1,141,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 35,630 | $1,137,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 60,675 | $1,137,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 26,177 | $1,135,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 49,496 | $1,132,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 29,059 | $1,131,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 36,183 | $1,131,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 61,194 | $1,131,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 88,257 | $1,129,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 149,559 | $1,129,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 4,227,737 | $1,128,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 89,510 | $1,124,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,625 | $1,123,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 45,055 | $1,122,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 71,352 | $1,121,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 29,717 | $1,120,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 87,443 | $1,119,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 80,215 | $1,119,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 431,813 | $1,118,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 43,875 | $1,115,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 232,914 | $1,113,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 17,901 | $1,112,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 788,792 | $1,112,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 41,142 | $1,112,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 72,550 | $1,110,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $1,110,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 675,000 | $1,109,000 | thousands by filing date | principal |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 48,359 | $1,108,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 38,538 | $1,107,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 33,861 | $1,104,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 30,287 | $1,103,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 328,102 | $1,103,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 33,268 | $1,102,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 44,329 | $1,101,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 42,170 | $1,101,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 23,428 | $1,100,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 61,558 | $1,099,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 139,861 | $1,096,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,575 | $1,095,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 92,014 | $1,095,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,974 | $1,093,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,263 | $1,093,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 62,812 | $1,089,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 17,462 | $1,087,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 108,366 | $1,087,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 259,989 | $1,087,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 29,486 | $1,086,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 25,000 | $1,085,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 34,010 | $1,081,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 47,533 | $1,077,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 159,708 | $1,076,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 84,730 | $1,076,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 78,655 | $1,073,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 106,271 | $1,069,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,431 | $1,067,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 106,690 | $1,067,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 22,579 | $1,066,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 31,509 | $1,065,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 73,868 | $1,064,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,060 | $1,062,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 48,968 | $1,062,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 45,728 | $1,061,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 30,804 | $1,060,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 597,000 | $1,060,000 | thousands by filing date | principal |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 28,598 | $1,058,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 89,721 | $1,058,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 25,469 | $1,055,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 36,429 | $1,055,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,053,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 95,012 | $1,050,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 62,159 | $1,049,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 85,895 | $1,048,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,216 | $1,046,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 225,970 | $1,046,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 63,441 | $1,046,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 79,248 | $1,044,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 106,836 | $1,044,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 48,031 | $1,043,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 32,382 | $1,042,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 70,509 | $1,040,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 56,032 | $1,039,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 27,647 | $1,039,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $1,039,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 9,155 | $1,034,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,031,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 119,617 | $1,031,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 65,215 | $1,030,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 156,874 | $1,028,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 100,000 | $1,028,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 278,400 | $1,025,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 90,086 | $1,019,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 16,619 | $1,018,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 100,000 | $1,015,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 25,411 | $1,014,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 23,250 | $1,010,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 81,782 | $1,010,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 186,535 | $1,007,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 64,403 | $1,004,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 111,765 | $1,003,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 71,950 | $1,003,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 167,778 | $1,001,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 45,507 | $1,000,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 38,553 | $998,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 140,012 | $998,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 476,750 | $997,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 37,154 | $997,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 38,048 | $995,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,359 | $993,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 107,809 | $988,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 150,670 | $988,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 38,129 | $988,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 36,348 | $986,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 41,017 | $985,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 206,397 | $984,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 120,236 | $981,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 81,263 | $979,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 39,532 | $978,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $975,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 131,820 | $975,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 81,817 | $973,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 82,569 | $971,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 251,688 | $969,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 46,808 | $969,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 29,382 | $968,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 18,794 | $967,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 213,900 | $965,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 98,523 | $965,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 35,843 | $964,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 129,740 | $963,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 62,969 | $961,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 197,977 | $960,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 164,347 | $960,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 24,475 | $959,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 184,345 | $958,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 127,633 | $956,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 77,706 | $955,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 113,627 | $954,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 99,970 | $954,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 800,000 | $952,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 43,365 | $949,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 19,882 | $948,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 53,873 | $945,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 66,371 | $943,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 490,236 | $942,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 75,111 | $942,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 27,780 | $939,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 285,995 | $938,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,355 | $936,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 24,998 | $936,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $935,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 15,962 | $933,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 19,294 | $931,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 889,000 | $930,000 | thousands by filing date | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 24,019 | $928,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 40,010 | $928,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 108,482 | $927,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 175,974 | $927,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $926,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 419,922 | $925,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 73,727 | $922,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 92,237 | $922,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 964,000 | $922,000 | thousands by filing date | principal |
| JERNIGAN CAP INC | 476405105 | COM | 47,656 | $920,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 45,563 | $918,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 42,895 | $917,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 143,767 | $917,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 157,786 | $916,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 90,759 | $915,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 26,801 | $914,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 147,722 | $910,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 50,500 | $906,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 47,858 | $904,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7,103 | $903,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,587 | $903,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 61,160 | $903,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,483 | $902,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 76,971 | $901,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 21,121 | $900,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $899,000 | thousands by filing date | principal |
| DOMO INC | 257554105 | COM CL B | 41,829 | $897,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 123,628 | $896,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 82,789 | $894,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 37,409 | $894,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 75,083 | $894,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,981,327 | $893,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 63,597 | $891,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 33,500 | $888,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 143,701 | $888,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 81,424 | $887,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 103,088 | $883,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 88,268 | $883,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 26,301 | $882,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 238 | $882,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 77,879 | $880,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 9,784 | $880,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 263,033 | $879,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 78,339 | $878,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 45,970 | $875,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 375,396 | $875,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 261,900 | $875,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 92,832 | $874,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 51,809 | $874,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 212,080 | $874,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 30,160 | $873,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,885 | $872,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,481 | $872,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 67,664 | $872,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 70,218 | $871,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 51,065 | $869,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 30,104 | $868,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,159 | $866,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 33,851 | $866,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,349 | $865,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,187 | $864,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,610 | $864,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 216,519 | $864,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 220,681 | $859,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 18,608 | $858,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 152,662 | $858,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 206,675 | $852,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,295 | $851,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 327,235 | $851,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 294,967 | $850,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,513 | $850,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 71,584 | $845,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 37,228 | $845,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 18,795 | $845,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 104,032 | $843,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 29,643 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,292 | $840,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 54,982 | $838,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 88,077 | $837,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,712 | $835,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 75,879 | $835,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 65,047 | $833,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 33,973 | $832,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 39,305 | $831,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 80,553 | $831,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 147,873 | $828,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 26,334 | $826,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 28,446 | $826,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 106,428 | $824,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 747,518 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 16,946 | $820,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 120,100 | $820,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 132,139 | $820,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,007 | $819,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 118,508 | $817,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,546 | $816,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 71,854 | $812,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,186 | $812,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 25,787 | $811,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 215,942 | $811,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 26,452 | $808,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,058 | $807,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 18,561 | $807,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,805 | $806,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 101,775 | $806,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,420 | $805,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 51,628 | $805,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,515 | $803,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 35,069 | $803,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 186,078 | $802,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 72,416 | $801,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 73,275 | $800,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 71,600 | $799,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 115,729 | $795,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 90,537 | $795,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 161,466 | $791,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,829 | $786,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 109,942 | $786,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |