13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2021-12-21, with 5,427 holding rows worth $197,754,787,000.
- Accession
- 0000948046-21-000195
- Filer
- CIK 948046
- Filed
- 2021-12-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type new holdings, 22,632 entries on the cover page, a total value of $197,754,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,754,787,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORWARD AIR CORP | 349853101 | COM | 88,314 | $6,333,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 322,675 | $6,321,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 192,892 | $6,301,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 36,523 | $6,286,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 30,966 | $6,283,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,959,949 | $6,275,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 243,213 | $6,274,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 141,370 | $6,272,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 225,960 | $6,254,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 178,174 | $6,241,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 240,507 | $6,240,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 714,372 | $6,236,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 583,247 | $6,235,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,570,980 | $6,205,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 296,170 | $6,204,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 297,634 | $6,203,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 289,205 | $6,184,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 61,519 | $6,166,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 214,130 | $6,156,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 160,418 | $6,146,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 264,366 | $6,139,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 494,925 | $6,137,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 177,626 | $6,124,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 270,336 | $6,110,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 125,782 | $6,110,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,397,351 | $6,106,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 601,773 | $6,084,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 167,607 | $6,083,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 74,789 | $6,080,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 87,337 | $6,079,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 305,591 | $6,075,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 73,378 | $6,050,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 360,857 | $6,026,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 996,073 | $6,007,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 72,637 | $5,999,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 110,874 | $5,999,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 125,224 | $5,997,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 189,910 | $5,989,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 97,301 | $5,989,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 518,492 | $5,973,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,850,000 | $5,967,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 266,875 | $5,957,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 44,000 | $5,954,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 39,441 | $5,951,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 211,757 | $5,941,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 61,003 | $5,934,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 462,894 | $5,933,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 111,773 | $5,930,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 202,873 | $5,924,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 284,859 | $5,911,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 293,742 | $5,904,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 346,570 | $5,901,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 669,960 | $5,896,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 166,389 | $5,882,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 46,737 | $5,867,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 129,808 | $5,859,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 309,014 | $5,841,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 181,039 | $5,839,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,534,000 | $5,836,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 233,563 | $5,804,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 327,592 | $5,802,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 144,460 | $5,801,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 64,705 | $5,799,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 286,107 | $5,790,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 257,333 | $5,790,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 131,175 | $5,787,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 321,994 | $5,786,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 42,979 | $5,783,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,490 | $5,754,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 28,032 | $5,750,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 235,035 | $5,746,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 568,612 | $5,743,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 22,697 | $5,742,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 274,897 | $5,731,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 148,492 | $5,721,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 153,744 | $5,720,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 343,001 | $5,711,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 373,944 | $5,710,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 351,487 | $5,683,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,250,000 | $5,677,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 220,709 | $5,670,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 68,893 | $5,667,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 144,040 | $5,662,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 48,872 | $5,660,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 119,971 | $5,657,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 72,362 | $5,647,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 98,251 | $5,640,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 264,918 | $5,630,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 580,000 | $5,620,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 324,114 | $5,613,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 215,970 | $5,613,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 386,412 | $5,611,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 113,990 | $5,606,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 339,265 | $5,601,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 124,735 | $5,600,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 316,064 | $5,599,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 233,667 | $5,597,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 72,581 | $5,583,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 623,488 | $5,579,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 256,931 | $5,576,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 364,907 | $5,569,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 4,390,000 | $5,566,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 87,902 | $5,556,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 67,982 | $5,551,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 163,760 | $5,549,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 508,599 | $5,544,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 50,000 | $5,540,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 394,976 | $5,538,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 4,584,000 | $5,533,000 | thousands by filing date | principal |
| FTAI AVIATION LTD | 34960P101 | COM | 304,088 | $5,529,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 569,700 | $5,529,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 108,291 | $5,528,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 142,756 | $5,527,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200,000 | $5,516,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 442,184 | $5,505,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 77,883 | $5,499,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 250,988 | $5,499,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 282,710 | $5,477,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 567,110 | $5,463,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $5,462,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,525,000 | $5,460,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 351,070 | $5,459,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 449,972 | $5,458,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 242,443 | $5,445,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 81,086 | $5,436,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 163,960 | $5,422,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 399,981 | $5,420,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,463,294 | $5,419,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 555,964 | $5,415,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 79,114 | $5,412,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 276,205 | $5,408,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 111,980 | $5,407,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 555,788 | $5,407,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 138,740 | $5,406,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 525,666 | $5,404,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 186,389 | $5,401,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 669,713 | $5,397,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,247,000 | $5,397,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 103,241 | $5,385,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 160,666 | $5,375,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 146,740 | $5,367,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 130,192 | $5,366,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 192,347 | $5,366,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 169,761 | $5,352,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 278,288 | $5,351,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 713,308 | $5,350,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 104,211 | $5,335,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 121,261 | $5,334,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 135,583 | $5,330,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 81,701 | $5,324,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 5,000,000 | $5,317,000 | thousands by filing date | principal |
| NORBORD INC | 65548P403 | COM NEW | 160,179 | $5,313,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 126,044 | $5,312,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 97,260 | $5,305,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 900,000 | $5,292,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 271,802 | $5,289,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 297,254 | $5,273,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 139,008 | $5,270,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,323 | $5,265,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58,329 | $5,265,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 257,181 | $5,255,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,630,369 | $5,233,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 309,042 | $5,224,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 5,225,000 | $5,202,000 | thousands by filing date | principal |
| INNOSPEC INC | 45768S105 | COM | 67,731 | $5,198,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 174,179 | $5,197,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 208,525 | $5,192,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 110,054 | $5,184,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 943,964 | $5,174,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6,175,000 | $5,166,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,805,000 | $5,163,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 48,865 | $5,157,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 133,590 | $5,134,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 216,845 | $5,126,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 710,834 | $5,117,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 899,352 | $5,108,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 255,300 | $5,106,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 839,390 | $5,103,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 111,517 | $5,096,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 279,167 | $5,095,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 119,542 | $5,093,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 136,311 | $5,084,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 106,838 | $5,073,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 64,569 | $5,062,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 255,863 | $5,054,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 40,652 | $5,050,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,393 | $5,048,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,696,000 | $5,048,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 128,703 | $5,039,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 45,290 | $5,034,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 254,467 | $5,026,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 219,553 | $5,008,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 63,842 | $5,008,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 109,822 | $4,991,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,264 | $4,986,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 644,779 | $4,984,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 164,920 | $4,977,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 108,585 | $4,968,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 181,995 | $4,966,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 404,381 | $4,953,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 109,951 | $4,948,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 306,589 | $4,948,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 64,776 | $4,945,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 162,625 | $4,945,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 70,486 | $4,944,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 71,100 | $4,929,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 253,378 | $4,928,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 255,941 | $4,927,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 486,347 | $4,927,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 199,647 | $4,915,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 259,951 | $4,913,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 154,685 | $4,894,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 292,449 | $4,890,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 70,747 | $4,865,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 238,364 | $4,863,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 122,691 | $4,857,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 213,712 | $4,849,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 490,799 | $4,839,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 4,820,000 | $4,839,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 204,472 | $4,836,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 76,424 | $4,830,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 175,078 | $4,807,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 780,231 | $4,806,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 91,267 | $4,802,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 223,010 | $4,796,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 155,338 | $4,791,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 113,380 | $4,789,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 450,444 | $4,770,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 109,538 | $4,754,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 43,557 | $4,751,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 547,035 | $4,748,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 117,261 | $4,743,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 31,673 | $4,742,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 64,295 | $4,742,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 102,446 | $4,726,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 267,563 | $4,723,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 54,030 | $4,701,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 323,581 | $4,698,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 218,282 | $4,693,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 103,508 | $4,688,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 141,878 | $4,684,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 610,031 | $4,678,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 344,789 | $4,664,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 166,966 | $4,659,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 286,339 | $4,653,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,157,620 | $4,642,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 87,261 | $4,634,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 70,044 | $4,625,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 188,228 | $4,622,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 306,863 | $4,618,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,400,000 | $4,618,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 77,995 | $4,608,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 108,447 | $4,607,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 71,504 | $4,602,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 573,008 | $4,585,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 60,598 | $4,579,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 341,952 | $4,578,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 95,516 | $4,575,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 127,416 | $4,570,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 612,867 | $4,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 80,161 | $4,547,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 129,355 | $4,544,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 84,678 | $4,536,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 2,471,000 | $4,536,000 | thousands by filing date | principal |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 620,368 | $4,528,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 117,578 | $4,527,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 74,480 | $4,514,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 106,912 | $4,503,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 286,063 | $4,488,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 222,346 | $4,485,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 225,389 | $4,478,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 407,239 | $4,476,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 270,788 | $4,474,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 223,380 | $4,468,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 156,435 | $4,467,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 301,836 | $4,467,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 133,729 | $4,453,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 229,050 | $4,448,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 54,780 | $4,447,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 269,367 | $4,443,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 105,295 | $4,433,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 425,000 | $4,412,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 96,567 | $4,408,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 391,781 | $4,407,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 187,769 | $4,404,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 120,962 | $4,397,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 87,592 | $4,395,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 937,619 | $4,388,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 130,248 | $4,385,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 54,100 | $4,379,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,000,000 | $4,375,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 113,943 | $4,374,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 572,463 | $4,368,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 110,154 | $4,367,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 196,703 | $4,365,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 119,492 | $4,362,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 100,513 | $4,358,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 120,744 | $4,346,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 34,453 | $4,338,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 280,590 | $4,335,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,381,496 | $4,328,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 109,535 | $4,328,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 114,376 | $4,323,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 201,085 | $4,319,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 386,532 | $4,317,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 41,358 | $4,311,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 32,396 | $4,309,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 445,616 | $4,309,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 608,431 | $4,307,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 212,661 | $4,307,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,711 | $4,296,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 407,927 | $4,296,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 100,053 | $4,292,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 123,961 | $4,292,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 230,026 | $4,290,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 232,123 | $4,289,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 71,257 | $4,287,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 116,736 | $4,284,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 286,466 | $4,283,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 103,063 | $4,282,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 412,526 | $4,282,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 164,032 | $4,280,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 92,955 | $4,276,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 156,475 | $4,260,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 105,064 | $4,257,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 193,353 | $4,251,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 43,309 | $4,241,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 108,806 | $4,215,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 49,941 | $4,210,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 285,417 | $4,210,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 264,537 | $4,193,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 3,325,000 | $4,190,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 93,482 | $4,187,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 230,634 | $4,186,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 176,078 | $4,182,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 32,225 | $4,169,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 102,403 | $4,168,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 106,548 | $4,155,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 255,709 | $4,153,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 224,857 | $4,149,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 671,295 | $4,148,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 82,814 | $4,148,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 81,644 | $4,146,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 47,947 | $4,137,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 68,755 | $4,135,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 126,550 | $4,131,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 59,296 | $4,128,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 406,043 | $4,126,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 398,049 | $4,120,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 400,000 | $4,108,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 34,539 | $4,097,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 67,671 | $4,094,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 84,043 | $4,087,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,857 | $4,070,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 319,626 | $4,069,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 100,897 | $4,069,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 298,739 | $4,063,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 101,664 | $4,058,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 179,074 | $4,056,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 325,239 | $4,056,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 400,000 | $4,048,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 58,358 | $4,047,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 99,503 | $4,044,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 126,291 | $4,039,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 41,818 | $4,039,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 125,773 | $4,038,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 152,750 | $4,038,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 270,310 | $4,028,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,000,000 | $4,024,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 76,768 | $4,014,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 85,885 | $4,000,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 117,101 | $3,992,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 169,408 | $3,986,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,011,463 | $3,985,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 230,560 | $3,978,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 256,238 | $3,977,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,619,000 | $3,977,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 107,634 | $3,972,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,750,000 | $3,972,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 311,614 | $3,969,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 151,854 | $3,966,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 28,434 | $3,949,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 265,506 | $3,943,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 125,518 | $3,941,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 328,800 | $3,935,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 132,970 | $3,933,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,650,000 | $3,925,000 | thousands by filing date | principal |
| CACTUS INC | 127203107 | CL A | 102,395 | $3,920,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 78,062 | $3,918,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 73,800 | $3,916,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 4,107,000 | $3,903,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 280,700 | $3,902,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 147,447 | $3,900,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 51,767 | $3,895,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 144,743 | $3,885,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 185,676 | $3,877,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 105,354 | $3,875,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 189,285 | $3,870,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 262,957 | $3,870,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 236,745 | $3,866,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 59,535 | $3,864,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 12,104 | $3,864,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 71,910 | $3,859,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 575,828 | $3,858,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 84,175 | $3,839,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 201,365 | $3,835,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,309,812 | $3,834,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 126,288 | $3,828,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 127,129 | $3,827,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 56,141 | $3,824,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 189,866 | $3,813,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 380,717 | $3,811,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 80,526 | $3,808,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 66,815 | $3,805,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 468,974 | $3,803,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 678,710 | $3,801,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 508,091 | $3,785,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,500,000 | $3,775,000 | thousands by filing date | principal |
| TIER REIT COM | 88650V208 | COM NEW | 156,101 | $3,762,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 238,982 | $3,756,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 40,366 | $3,742,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 132,075 | $3,738,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 91,477 | $3,737,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 64,241 | $3,728,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 66,444 | $3,725,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 201,308 | $3,725,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 251,531 | $3,717,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 119,567 | $3,712,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 370,134 | $3,705,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,400,000 | $3,704,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 664,933 | $3,697,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 239,012 | $3,693,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 179,237 | $3,689,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,681,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 374,558 | $3,671,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 260,233 | $3,669,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 518,932 | $3,658,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 106,626 | $3,646,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 81,050 | $3,642,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 135,982 | $3,641,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 53,399 | $3,634,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 81,502 | $3,632,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 518,846 | $3,632,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 136,224 | $3,629,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 100,513 | $3,620,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 101,595 | $3,616,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 65,924 | $3,612,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 165,816 | $3,608,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 102,784 | $3,600,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 192,453 | $3,600,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 191,109 | $3,591,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 204,794 | $3,583,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 33,218 | $3,582,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 239,650 | $3,576,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 154,914 | $3,573,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 280,223 | $3,565,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 75,970 | $3,563,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 316,071 | $3,556,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 80,335 | $3,551,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,728,000 | $3,548,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 78,825 | $3,532,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 67,750 | $3,528,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 169,266 | $3,521,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 345,000 | $3,519,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,850,000 | $3,515,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 270,862 | $3,513,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 78,473 | $3,505,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 48,430 | $3,504,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 584,454 | $3,495,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 179,368 | $3,488,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 69,625 | $3,481,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 229,383 | $3,466,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 56,547 | $3,459,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 84,766 | $3,459,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 116,313 | $3,456,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 63,078 | $3,452,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 350,000 | $3,437,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 32,132 | $3,431,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 55,390 | $3,431,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 210,572 | $3,430,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 425,250 | $3,428,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 97,335 | $3,427,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 94,621 | $3,426,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,464,355 | $3,425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 200,000 | $3,416,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 54,529 | $3,413,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 777,089 | $3,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 168,335 | $3,407,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 25,554 | $3,406,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 40,688 | $3,406,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 3,232,000 | $3,406,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,852,937 | $3,402,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 369,920 | $3,392,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 274,579 | $3,391,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 141,653 | $3,390,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,799,316 | $3,383,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 95,458 | $3,379,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 142,950 | $3,378,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 40,348 | $3,370,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 116,768 | $3,360,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | this filing | 2021-12-21 | acceptance time not in the bulk data set |