13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 24,867 | $119,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,990 | $119,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,129 | $119,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 9,941 | $119,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,444 | $119,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 15,121 | $119,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,682 | $118,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,012 | $118,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,955 | $118,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,831 | $118,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 14,400 | $117,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,966 | $117,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,443 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,832 | $116,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,824 | $116,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 17,859 | $116,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 930 | $115,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,894 | $115,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,649 | $115,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,602 | $115,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,977 | $114,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,982 | $114,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,626 | $114,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 7,244 | $114,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 32,549 | $114,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,456 | $113,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,928 | $113,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,443 | $113,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 4,110 | $112,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,369 | $112,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,258 | $112,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5,444 | $112,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,934 | $112,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,255 | $111,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 500 | $111,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,186 | $111,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,089 | $111,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,488 | $111,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 150,000 | $111,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 2,904 | $110,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 380 | $110,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,921 | $110,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 20,757 | $110,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,593 | $109,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 17,289 | $109,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,000 | $109,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 38,439 | $109,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 3,598 | $108,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,553 | $108,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,371 | $108,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 9,030 | $107,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,480 | $106,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,200 | $106,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 52,619 | $106,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,844 | $105,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,503 | $105,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 7,024 | $105,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,604 | $105,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 5,639 | $104,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 37,853 | $104,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,123 | $104,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,261 | $103,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,108 | $103,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,901 | $103,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,279 | $102,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,939 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 633 | $102,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,968 | $102,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,827 | $102,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,001 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,683 | $101,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,354 | $101,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,403 | $101,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 24,945 | $101,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 15,026 | $101,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 12,567 | $101,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 74,106 | $100,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 4,020 | $100,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 5,986 | $100,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,441 | $100,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,211 | $100,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,322 | $100,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,698 | $100,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 15,175 | $100,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 609 | $99,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,554 | $99,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,677 | $98,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,624 | $98,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,914 | $98,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 25,314 | $98,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,535 | $98,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 99,000 | $98,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 100,302 | $98,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 8,852 | $97,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 7,528 | $97,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,483 | $97,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 302 | $96,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,799 | $96,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,165 | $96,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,097 | $96,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,558 | $96,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 8,440 | $96,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 239 | $95,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 16,225 | $95,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,114 | $94,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 5,573 | $94,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,235 | $94,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,678 | $94,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,841 | $94,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,478 | $94,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,035 | $94,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,861 | $93,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 9,790 | $93,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 5,359 | $93,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,973 | $93,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 24,574 | $93,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,641 | $93,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 608 | $92,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 7,585 | $92,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,646 | $92,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,113 | $92,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,398 | $92,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,967 | $92,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,458 | $92,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 4,176 | $92,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,071 | $92,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,455 | $92,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 380 | $91,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 3,600 | $91,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,254 | $91,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,862 | $91,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,251 | $91,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 460 | $90,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,482 | $89,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,532 | $89,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,857 | $89,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,732 | $89,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,343 | $88,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,521 | $88,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,357 | $88,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 3,038 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 10,353 | $88,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $87,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 464 | $87,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,634 | $87,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,255 | $87,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,496 | $87,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,510 | $87,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 38,227 | $87,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,026 | $87,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,242 | $86,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 31,782 | $86,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 9,473 | $86,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,752 | $86,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,844 | $85,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,424 | $85,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 6,235 | $85,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 4,931 | $85,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 10,662 | $85,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 72,995 | $85,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 4,164 | $85,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,451 | $84,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 6,994 | $84,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,747 | $84,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,002 | $84,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,264 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,385 | $84,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,044 | $84,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,399 | $84,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 39,708 | $84,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 320 | $83,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,850 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 845 | $83,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 74,000 | $83,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 817 | $82,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,293 | $82,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 7,735 | $82,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 7,559 | $82,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 24,509 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,528 | $81,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,576 | $81,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,586 | $81,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 89,780 | $81,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,598 | $81,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,864 | $81,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 32,174 | $81,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 23,374 | $81,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 5,044 | $80,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 274 | $80,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 4,720 | $80,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 20,435 | $80,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 9,608 | $80,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,646 | $80,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,253 | $79,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,538 | $79,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,906 | $79,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 7,584 | $79,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 21,740 | $79,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,920 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $78,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 4,055 | $78,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 6,545 | $78,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 7,426 | $78,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 4,558 | $78,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 7,186 | $78,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 6,441 | $78,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,766 | $78,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 8,464 | $78,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 6,864 | $78,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 650 | $77,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,017 | $77,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 9,216 | $77,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,508 | $77,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 17,605 | $77,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 57,069 | $77,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,329 | $77,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 13,204 | $77,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 44,203 | $77,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,220 | $76,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $76,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,340 | $76,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 7,930 | $76,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,716 | $76,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 61,919 | $76,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,811 | $76,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 56 | $75,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 1,479 | $75,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,629 | $75,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,107 | $75,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,681 | $75,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,640 | $75,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,479 | $75,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,108 | $74,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 5,506 | $74,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,432 | $74,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,612 | $74,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,535 | $74,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,358 | $74,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $74,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,620 | $73,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 39,651 | $73,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,664 | $73,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,327 | $73,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,144 | $73,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,615 | $73,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 17,259 | $72,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 6,934 | $72,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 400,000 | $72,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 6,962 | $72,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,481 | $71,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 307 | $71,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 600 | $71,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 8,825 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,875 | $71,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,867 | $71,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,737 | $71,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,983 | $71,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 19,025 | $71,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 26,255 | $71,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,278 | $71,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 484 | $70,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 9,354 | $70,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 3,390 | $70,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 3,701 | $70,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,148 | $70,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,195 | $70,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,383 | $70,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,985 | $70,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 6,914 | $70,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $70,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 172,168 | $70,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,788 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,971 | $69,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 236 | $69,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 985 | $69,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,761 | $69,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,384 | $69,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,522 | $69,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,830 | $69,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,449 | $69,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,167 | $69,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $69,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 4,165 | $69,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 16,229 | $69,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 33,513 | $69,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 3,087 | $69,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 500 | $68,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,098 | $68,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,197 | $68,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,912 | $68,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 17,287 | $68,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,291 | $68,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 8,352 | $67,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,425 | $67,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 6,421 | $67,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,273 | $67,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 7,754 | $67,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 7,853 | $67,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,959 | $67,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,780 | $67,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,895 | $67,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,106 | $67,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,684 | $67,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 27,454 | $67,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,672 | $67,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 7,856 | $67,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,675 | $67,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,245 | $66,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 2,101 | $66,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,376 | $66,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 438 | $66,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,022 | $66,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 6,497 | $66,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 37,455 | $66,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,927 | $66,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 50,000 | $66,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 50,186 | $66,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 9,357 | $66,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 6,446 | $66,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 748 | $65,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 539 | $65,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,009 | $65,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 3,340 | $65,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 21,131 | $65,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 8,629 | $65,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,010 | $65,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 41,619 | $65,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,996 | $65,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 44,215 | $65,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 4,348 | $65,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,422 | $64,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 48 | $64,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 1,061 | $64,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,330 | $64,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,728 | $64,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,366 | $64,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 5,198 | $64,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,060 | $64,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 34,598 | $64,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 6,826 | $64,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,367 | $63,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 761 | $63,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 996 | $63,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,826 | $63,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,059 | $63,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $63,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,995 | $63,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 4,122 | $63,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 82,328 | $63,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 21,015 | $63,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,162 | $63,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 36,305 | $63,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,865 | $63,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 31,398 | $63,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 7,160 | $63,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,129 | $62,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 105 | $62,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,693 | $62,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,670 | $62,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,759 | $62,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,826 | $62,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,438 | $62,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,259 | $62,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,823 | $62,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 513 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 425 | $61,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 716 | $61,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,201 | $61,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,499 | $61,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,452 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 834 | $61,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,016 | $61,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 119,826 | $61,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 9,038 | $61,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 3,421 | $61,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,990 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 2,001 | $60,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,556 | $60,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 671 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,747 | $60,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 5,279 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 7,635 | $60,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,290 | $60,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,964 | $60,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,209 | $60,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 2,325 | $60,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 8,787 | $60,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 37,562 | $60,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,000 | $59,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,348 | $59,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 962 | $59,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 28,222 | $59,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 906 | $58,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 64,133 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,216 | $58,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,620 | $58,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,477 | $58,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 9,210 | $58,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 7,972 | $58,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,519 | $58,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 8,427 | $58,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,866 | $58,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,182 | $58,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 10,138 | $58,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 3,047 | $57,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,586 | $57,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,972 | $57,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,955 | $57,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,094 | $57,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 12,696 | $57,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 22,567 | $57,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 634 | $56,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,896 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 485 | $56,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 112 | $56,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,805 | $56,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,685 | $56,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,050 | $56,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,225 | $56,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 3,539 | $56,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,269 | $56,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,130 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $55,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 720 | $55,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 1,837 | $55,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 6,930 | $55,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,329 | $55,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 21,224 | $55,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,902 | $55,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,165 | $55,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 26,539 | $55,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 173 | $54,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 1,841 | $54,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,042 | $54,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 8,800 | $54,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 4,069 | $54,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,765 | $54,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,365 | $54,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 4,973 | $54,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,977 | $54,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 772 | $53,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,317 | $53,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,390 | $53,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,644 | $53,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,991 | $53,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,755 | $53,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 19,716 | $53,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,903 | $53,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 2,006 | $53,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 5,000 | $53,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,310 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 813 | $52,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,291 | $52,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,351 | $52,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,341 | $52,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,200 | $52,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,085 | $51,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 324 | $51,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 5,069 | $51,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,306 | $51,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,672 | $51,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,647 | $51,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 16,963 | $51,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,706 | $51,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 3,948 | $51,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,198 | $51,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 37,695 | $51,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,168 | $51,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,083 | $51,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 44,012 | $51,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,213 | $50,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 9,272 | $50,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,146 | $50,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,026 | $50,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,009 | $50,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,235 | $50,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,163 | $50,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,500 | $50,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 771 | $50,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 8,087 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 37,583 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 6,500 | $50,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,104 | $49,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 459 | $49,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 4,478 | $49,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 8,428 | $49,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,790 | $49,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 27,456 | $49,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 12,568 | $49,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 48,481 | $49,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,924 | $49,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,396 | $48,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,751 | $48,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,298 | $48,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 298 | $47,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 111,990 | $47,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,508 | $47,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,000 | $47,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,341 | $47,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,406 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |