13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 532 | $10,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,013 | $10,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,634 | $10,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 400 | $10,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 4,586 | $10,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,613 | $10,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 1,185 | $10,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,374 | $10,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 588 | $10,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 21,353 | $10,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 6,399 | $10,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7 | $9,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 230 | $9,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 186 | $9,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11 | $9,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 102 | $9,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 8 | $9,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 92 | $9,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 384 | $9,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 399 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $9,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 726 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $9,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,393 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 747 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 429 | $9,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 861 | $9,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,578 | $9,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,767 | $9,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,429 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,713 | $9,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 614 | $9,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,707 | $9,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,337 | $9,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 443 | $9,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 4,000 | $9,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 675 | $9,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 3,066 | $9,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 2,198 | $9,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 14,000 | $9,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,921 | $9,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,064 | $9,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 693 | $9,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 3,081 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25 | $8,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 112 | $8,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 133 | $8,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 122 | $8,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 345 | $8,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,799 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 55 | $8,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 2,273 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 55 | $8,000 | thousands by filing date | put |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,321 | $8,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 337 | $8,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,027 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $8,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,911 | $8,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,568 | $8,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 4,508 | $8,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,767 | $8,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 2,771 | $8,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,000 | $8,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 6,911 | $8,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 8,802 | $8,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 10,057 | $8,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 2,858 | $8,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 592 | $8,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 4,543 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 60 | $7,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 288 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 62 | $7,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 67 | $7,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 634 | $7,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 181 | $7,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $7,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 76 | $7,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $7,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 250 | $7,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 93 | $7,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 8,857 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $7,000 | thousands by filing date | call |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 478 | $7,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 3,870 | $7,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 150 | $7,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 768 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 828 | $7,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 1,450 | $7,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 2,187 | $7,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,630 | $7,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,038 | $7,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 115 | $7,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 4,292 | $7,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 563 | $7,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 3,422 | $7,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 5,424 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 858 | $7,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 300 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,636 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,715 | $7,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 713 | $7,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,137 | $7,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 9,732 | $7,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 1,968 | $7,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,802 | $7,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 9,071 | $7,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $6,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 131 | $6,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 177 | $6,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,865 | $6,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220 | $6,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 40 | $6,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 300 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 40 | $6,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,078 | $6,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 646 | $6,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $6,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,783 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,816 | $6,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 806 | $6,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 622 | $6,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,500 | $6,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $6,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,195 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 8,562 | $6,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 628 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,570 | $6,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,712 | $6,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,691 | $6,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,560 | $6,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 66 | $6,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 17,524 | $6,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 7,672 | $6,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 5,075 | $6,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 2,472 | $6,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 23,979 | $6,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 5,379 | $6,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 7,539 | $6,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 5,880 | $6,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,655 | $6,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,302 | $6,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 1,903 | $6,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 9,482 | $6,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 30 | $5,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 150 | $5,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 100 | $5,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 110 | $5,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 37 | $5,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 44 | $5,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 308 | $5,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $5,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 224 | $5,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 66 | $5,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 699 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40 | $5,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 400 | $5,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 75 | $5,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,366 | $5,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,004 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 881 | $5,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 845 | $5,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 490 | $5,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,091 | $5,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 429 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,250 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 200 | $5,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 550 | $5,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,584 | $5,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 225 | $5,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,874 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 13,736 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,500 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 976 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 1,265 | $5,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 6,515 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 1,080 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 602 | $5,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 326 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 8,118 | $5,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 500 | $5,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,784 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 200 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,577 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 2,690 | $5,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 9,133 | $5,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,742 | $4,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 70 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 28 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 640 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 80 | $4,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 205 | $4,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 155 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 196 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 141 | $4,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 79 | $4,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 387 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 220 | $4,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 24 | $4,000 | thousands by filing date | put |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 572 | $4,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,188 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $4,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,107 | $4,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 767 | $4,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 7,700 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 8,285 | $4,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,828 | $4,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,065 | $4,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,468 | $4,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,299 | $4,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 5,351 | $4,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 799 | $4,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 700 | $4,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 2,151 | $4,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,045 | $4,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 8,872 | $4,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 965 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,017 | $4,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 2,441 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 82 | $4,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 850 | $4,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 300 | $4,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 3,270 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 4,500 | $4,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 4,602 | $4,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 3,412 | $4,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 536 | $4,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 6,712 | $4,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 4,221 | $4,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 6,218 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $3,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 11 | $3,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 55 | $3,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 27 | $3,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 70 | $3,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 81 | $3,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 123 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 103 | $3,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 38 | $3,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 314 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 77 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 48 | $3,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,188 | $3,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 45 | $3,000 | thousands by filing date | put |
| MEXCO ENERGY CORP | 592770101 | COM | 785 | $3,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 193 | $3,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 126 | $3,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 171 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 195 | $3,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 3,492 | $3,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 613 | $3,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 321 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 1,174 | $3,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,000 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 732 | $3,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 10,844 | $3,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 3,011 | $3,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 259 | $3,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 751 | $3,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 250 | $3,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 418 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,558 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 3,164 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 533 | $3,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 230 | $3,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 2,140 | $3,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 281 | $3,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 1,419 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,978 | $3,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 1,500 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,287 | $3,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 398 | $3,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 402 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,042 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 2,946 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 8,877 | $3,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 4,000 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,431 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 807 | $3,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,433 | $3,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 248 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,861 | $3,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,961 | $3,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 200 | $3,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 1,500 | $3,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2,481 | $3,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 4,700 | $3,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 700 | $3,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 7,323 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 8,820 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,202 | $3,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 430 | $3,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 302 | $3,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,798 | $3,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 5,923 | $3,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 699 | $3,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 8,900 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30 | $2,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 55 | $2,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12 | $2,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 107 | $2,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 380 | $2,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 70 | $2,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 116 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 48 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 5,492 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 150 | $2,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 20 | $2,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 2,173 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 178 | $2,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,544 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,580 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 2,170 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,127 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 803 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 412 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 701 | $2,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 442 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 496 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,360 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 355 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 671 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 90 | $2,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 600 | $2,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 746 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 200 | $2,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1,031 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 783 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,100 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,517 | $2,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 4,451 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 8,332 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,300 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,321 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 503 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,342 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,331 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $2,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1,040 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,229 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 400 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,928 | $2,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 696 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,000 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,560 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 19,944 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,424 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 879 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 800 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 1,045 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,870 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 3,368 | $2,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 4,347 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1,536 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 500 | $2,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 4,268 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 4,125 | $2,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 1,309 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,189 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,764 | $2,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 2,154 | $2,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,379 | $2,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 2,505 | $2,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 502 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,073 | $2,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 737 | $2,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 5,593 | $2,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 545 | $2,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 200 | $2,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 1,855 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 1,500 | $2,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 8,850 | $2,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 4,067 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 6,709 | $2,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 400 | $2,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 1,102 | $2,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 3,169 | $2,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 2,300 | $2,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 2,272 | $2,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5 | $1,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 25 | $1,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 20 | $1,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 87 | $1,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 152 | $1,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50 | $1,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 138 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 70 | $1,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 782 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 120 | $1,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 100 | $1,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 10 | $1,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 51 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 131 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 6 | $1,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 203 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 160 | $1,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 200 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 808 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 166 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 1,991 | $1,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 859 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 600 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 418 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 442 | $1,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 800 | $1,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 228 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 568 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 260 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 600 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 550 | $1,000 | thousands by filing date | put |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 82 | $1,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 394 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 194 | $1,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 866 | $1,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 174 | $1,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,031 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 638 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 4,799 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 156 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,400 | $1,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 100 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,474 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,400 | $1,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 6,255 | $1,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 1,217 | $1,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,600 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 300 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 1,000 | $1,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 78 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 417 | $1,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 590 | $1,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 626 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 678 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 300 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 1,871 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 341 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 10,777 | $1,000 | thousands by filing date | principal |
| STEEL CONNECT INC | 858098106 | CMN | 1,281 | $1,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,027 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 4,000 | $1,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 325 | $1,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 2,500 | $1,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 900 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,100 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 200 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 72 | $1,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 1,300 | $1,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 7,261 | $1,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 100 | $1,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 2,156 | $1,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 143 | $1,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 719 | $1,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 1,037 | $1,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053406 | SPONSORED ADS | 350 | $1,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 2,100 | $1,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 1,300 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WENDYS CO COM | 95058W100 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 70 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 120 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 12,494 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLUS CAP INVT CORP | 858568108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS KKR CAPITAL CORP | 302635107 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARROW INC | 415858109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |