13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 29,744 | $299,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,406 | $299,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 10,900 | $299,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $299,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,281 | $298,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,822 | $298,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,963 | $297,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,298 | $295,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 160 | $294,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 25,927 | $294,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,183 | $294,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,879 | $293,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 11,294 | $293,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,593 | $291,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,194 | $290,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,342 | $290,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 5,173 | $290,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 597 | $289,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,044 | $289,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,829 | $289,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 28,668 | $289,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 99,611 | $288,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,382 | $287,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,189 | $286,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 78,144 | $285,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 8,101 | $283,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,141 | $283,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,132 | $283,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,354 | $283,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,511 | $282,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,069 | $282,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 53,172 | $282,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,573 | $280,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,601 | $280,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,529 | $278,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 84,969 | $278,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 59,854 | $277,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 59,022 | $277,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 16,969 | $275,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 72,442 | $275,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 45,651 | $275,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 529,992 | $275,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,678 | $274,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 449,998 | $274,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 57,787 | $273,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,066 | $272,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 24,878 | $272,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,234 | $271,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,688 | $269,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 365,626 | $269,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9,300 | $267,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 46,048 | $267,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,548 | $266,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 35,061 | $266,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 482,466 | $265,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,765 | $264,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,116 | $264,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,091 | $262,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,585 | $262,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,453 | $261,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 23,612 | $261,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,582 | $261,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $260,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,090 | $260,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,220 | $259,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $259,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,659 | $259,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,479 | $259,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 4,325 | $259,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,362 | $258,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,604 | $258,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,736 | $257,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,479 | $257,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 11,951 | $257,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,995 | $256,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 56,708 | $255,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 13,211 | $254,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 275,000 | $254,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 10,282 | $253,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 13,286 | $253,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 31,990 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,385 | $252,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,315 | $252,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,761 | $252,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 23,179 | $251,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,612 | $251,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 23,023 | $250,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 39,411 | $250,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,392 | $250,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 9,621 | $250,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 12,323 | $249,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,737 | $249,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 11,297 | $248,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 106,515 | $248,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,449 | $245,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $245,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 3,522 | $245,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 25,917 | $245,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,369 | $244,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 23,077 | $244,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,788 | $242,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,974 | $242,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,182 | $241,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 21,490 | $240,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,875 | $239,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,941 | $239,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 6,360 | $239,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 14,519 | $238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,767 | $238,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,573 | $238,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,747 | $238,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 10,217 | $238,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 5,524 | $237,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 169,131 | $237,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 172,500 | $237,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,965 | $236,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,022 | $235,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 15,114 | $235,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 10,556 | $235,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,757 | $235,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 31,771 | $235,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 25,161 | $235,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,985 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,722 | $234,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 4,184 | $234,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,650 | $233,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,925 | $233,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,855 | $233,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,306 | $233,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,455 | $233,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 99,369 | $232,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 166,256 | $232,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,054 | $231,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,448 | $231,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,760 | $230,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 13,992 | $230,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 30,392 | $230,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,817 | $230,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 401 | $229,000 | thousands by filing date | call |
| DATADOGINCCLASSA | 23804L103 | STOK | 6,081 | $229,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 333,333 | $229,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,493 | $228,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 44,421 | $228,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 11,464 | $228,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,890 | $227,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 15,642 | $227,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,758 | $227,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,500 | $226,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 25,460 | $226,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 24,136 | $226,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,965 | $226,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,063 | $225,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,039 | $225,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,069 | $224,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 21,091 | $223,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,724 | $223,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $222,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 18,966 | $222,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,844 | $222,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 351 | $222,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 9,692 | $222,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 11,360 | $221,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,511 | $221,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 250,000 | $221,000 | thousands by filing date | principal |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $220,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,199 | $220,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,452 | $219,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 164,954 | $218,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,412 | $217,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,498 | $216,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 6,764 | $216,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 73,617 | $216,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 51 | $215,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 28,889 | $215,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,411 | $215,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 167,161 | $215,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 4,714 | $214,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,444 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,000 | $213,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,354 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,785 | $213,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,480 | $213,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,986 | $213,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,359 | $212,000 | thousands by filing date | call |
| ACNB CORP | 000868109 | COMMON STOCK | 5,631 | $212,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,864 | $212,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,941 | $212,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,854 | $211,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,785 | $211,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,535 | $211,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,497 | $210,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 125,000 | $210,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 5,862 | $209,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 299,860 | $209,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 1,412 | $208,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,784 | $208,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 28,862 | $208,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,656 | $208,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,529 | $208,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,183 | $208,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,923 | $208,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,082 | $207,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,664 | $207,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,589 | $207,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 880 | $206,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 6,846 | $206,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 50,175 | $206,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 21,091 | $206,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 26,413 | $206,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,107 | $206,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,767 | $206,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,263 | $206,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 39,600 | $206,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 25,416 | $206,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,064 | $205,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 18,796 | $205,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,344 | $204,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,853 | $204,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,160 | $204,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,087 | $203,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,215 | $203,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 8,627 | $203,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 24,016 | $203,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,013 | $201,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 860 | $200,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 64,397 | $200,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,822 | $200,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 46,409 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,490 | $200,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,051 | $200,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,073 | $200,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,277 | $199,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,114 | $198,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 23,363 | $198,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 28,231 | $197,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 285,541 | $197,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,652 | $196,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 11,441 | $196,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 22,352 | $196,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 33,902 | $195,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 11,606 | $195,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,658 | $194,000 | thousands by filing date | call |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 8,594 | $194,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,442 | $193,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 15,727 | $193,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 7,798 | $193,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 4,680 | $192,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,445 | $192,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 5,926 | $192,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,037 | $192,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,379 | $192,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,963 | $192,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,373 | $191,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,386 | $190,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,000 | $190,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 11,122 | $190,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 7,625 | $190,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 34,598 | $190,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 77,700 | $190,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 11,734 | $189,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 129,189 | $189,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 19,340 | $189,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 4,807 | $189,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 9,665 | $188,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 9,144 | $188,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 8,191 | $188,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 145,705 | $187,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $187,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 44,600 | $187,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,129 | $187,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,283 | $187,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 51,599 | $187,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 3,609 | $186,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,053 | $186,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 905 | $185,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 676 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,900 | $184,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 25,758 | $184,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,285 | $184,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 330,000 | $184,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 30,239 | $183,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 41,168 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 9,524 | $183,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 8,403 | $183,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,186 | $182,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,615 | $182,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,819 | $182,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,308 | $182,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 43,659 | $182,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,181 | $181,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,841 | $181,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 19,384 | $180,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,466 | $180,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,519 | $180,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,987 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,342 | $179,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,972 | $178,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,489 | $178,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,567 | $178,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,647 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 4,000 | $177,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,390 | $177,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,793 | $177,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 385,023 | $177,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 25,029 | $176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 7,488 | $175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,955 | $174,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 16,619 | $174,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 15,999 | $174,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,185 | $173,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,927 | $173,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 18,611 | $173,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,341 | $172,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,423 | $172,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 9,803 | $172,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 7,924 | $172,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $171,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,261 | $170,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,388 | $170,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,097 | $170,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 117,133 | $169,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,784 | $169,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 37,551 | $169,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,842 | $169,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 41,787 | $169,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,962 | $168,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,064 | $168,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,760 | $167,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 12,232 | $167,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,581 | $167,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,925 | $167,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 6,618 | $167,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,539 | $166,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 7,840 | $166,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,665 | $166,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 35,038 | $166,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 7,830 | $165,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 3,530 | $165,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 8,978 | $165,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 14,592 | $164,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,509 | $164,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 65,667 | $164,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,254 | $164,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,006 | $163,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 9,872 | $163,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 34,335 | $162,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 4,104 | $162,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,545 | $162,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,976 | $162,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 32,079 | $162,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 9,317 | $162,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,769 | $161,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,263 | $161,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 6,405 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,255 | $159,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,616 | $159,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 197,000 | $159,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 1,137 | $158,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 34,185 | $158,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,479 | $158,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 32,705 | $158,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 9,078 | $158,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 25,021 | $157,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,695 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,215 | $156,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,105 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,938 | $155,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,710 | $155,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 46,367 | $155,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,322 | $154,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,972 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,343 | $153,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,958 | $153,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 44,348 | $153,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 31,220 | $153,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 24,635 | $151,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,641 | $151,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 107,000 | $151,000 | thousands by filing date | principal |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 5,314 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,155 | $149,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 15,995 | $149,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 11,404 | $149,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,884 | $149,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,569 | $149,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 58,516 | $149,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,482 | $148,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,013 | $148,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,120 | $147,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,178 | $147,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 16,023 | $147,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,837 | $147,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 53,472 | $147,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $147,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 196,800 | $147,000 | thousands by filing date | call |
| SAFEHOLD INC | 78645L100 | COM | 3,634 | $146,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,047 | $146,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,928 | $146,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 32,433 | $146,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 166,566 | $146,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,650 | $144,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,705 | $144,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 207,000 | $144,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 16,102 | $144,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 445 | $143,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,219 | $143,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 53,669 | $143,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,347 | $143,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,878 | $143,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,959 | $143,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 4,968 | $143,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,830 | $143,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 134,360 | $141,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,798 | $140,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 9,736 | $140,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 14,375 | $140,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,452 | $140,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,355 | $140,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 116,122 | $140,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,589 | $140,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $139,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 6,995 | $139,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 158,653 | $139,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 6,604 | $138,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,279 | $138,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,030 | $138,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,341 | $138,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,300 | $137,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 1,840 | $137,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,250 | $137,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6,264 | $137,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 59,596 | $137,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 8,302 | $137,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 7,854 | $137,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,448 | $136,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,214 | $136,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 69,167 | $136,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,584 | $135,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,194 | $135,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 6,000 | $134,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,264 | $133,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 7,718 | $133,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 20,008 | $133,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 142,000 | $133,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,624 | $132,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,059 | $132,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 8,620 | $132,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 5,307 | $132,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 33,288 | $132,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,527 | $131,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 7,676 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,543 | $131,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 19,145 | $131,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 28,451 | $131,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,198 | $130,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,487 | $130,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 1,841 | $130,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 29,329 | $130,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,206 | $130,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 443 | $129,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,952 | $129,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 97 | $128,000 | thousands by filing date | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,407 | $128,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,957 | $128,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 76,479 | $128,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,078 | $127,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 400,000 | $127,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 8,053 | $126,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 7,495 | $126,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,061 | $126,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 8,898 | $126,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 5,848 | $126,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,356 | $125,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,283 | $125,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,333 | $124,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,252 | $124,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,931 | $124,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 25,196 | $124,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,379 | $124,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 24,757 | $124,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 11,797 | $124,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,239 | $123,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 8,455 | $123,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,333 | $123,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,301 | $123,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 21,115 | $123,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 11,180 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $122,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 5,033 | $122,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 26,188 | $122,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 213 | $121,000 | thousands by filing date | put |
| PHREESIA INC | 71944F106 | COM | 4,605 | $121,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,374 | $121,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,926 | $121,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,804 | $121,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 148,370 | $121,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 30,491 | $121,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 109,321 | $121,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 10,007 | $121,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 12,100 | $121,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 170,000 | $120,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |