13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DASEKE INC | 23753F107 | COM | 15,169 | $47,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 2,594 | $47,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 5,700 | $47,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 12,018 | $47,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 3,007 | $47,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 100,666 | $47,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,196 | $46,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 297 | $46,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,811 | $46,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,400 | $46,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,885 | $46,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 30,265 | $46,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,843 | $46,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $45,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $45,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,398 | $45,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,204 | $45,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,173 | $45,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,737 | $45,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,383 | $45,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,011 | $45,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 746 | $44,000 | thousands by filing date | call |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,314 | $44,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 128,256 | $44,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,144 | $44,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,143 | $44,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,724 | $44,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 34,926 | $44,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,328 | $43,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,494 | $43,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 771 | $43,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,774 | $43,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,200 | $43,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 5,160 | $43,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,552 | $43,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 287 | $42,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,984 | $42,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $42,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 64,359 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,383 | $42,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,189 | $42,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 32,679 | $42,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 81,236 | $42,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 770 | $41,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,134 | $41,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 3,973 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 915 | $41,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 11,093 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $41,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,026 | $41,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,917 | $41,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,626 | $41,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 5,278 | $41,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 10,008 | $41,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 22,290 | $41,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 427 | $40,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 747 | $40,000 | thousands by filing date | put |
| SPDW | 78463X889 | COM | 1,302 | $40,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,104 | $40,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,706 | $40,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,035 | $40,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,270 | $40,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,153 | $40,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 29,197 | $40,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,570 | $40,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 9,981 | $40,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 6,871 | $40,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 2,575 | $40,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $39,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,116 | $39,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $38,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 4,541 | $38,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,280 | $38,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,579 | $38,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 9,422 | $38,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 15,525 | $38,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,673 | $38,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,514 | $38,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 3,000 | $38,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 5,410 | $38,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 5,503 | $38,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,286 | $38,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,585 | $37,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,691 | $37,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $37,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 7,162 | $37,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 7,034 | $37,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,117 | $37,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 62,300 | $37,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 124 | $36,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $36,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,645 | $36,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 7,254 | $36,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 7,502 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,629 | $36,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 25,441 | $36,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 9,096 | $35,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 3,579 | $35,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,423 | $35,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,767 | $35,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,038 | $35,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 23,613 | $35,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 183,757 | $35,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 142 | $34,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 1,170 | $34,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 1,852 | $34,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,811 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $34,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,414 | $34,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,520 | $34,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 41,065 | $34,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,429 | $34,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,200 | $34,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 2,249 | $34,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,490 | $34,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 16,754 | $34,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 18,000 | $34,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 619 | $33,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 291 | $33,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 240 | $33,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 571 | $33,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 202 | $33,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 350 | $33,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,611 | $33,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,853 | $33,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 5,117 | $33,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,110 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 980 | $33,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 35,549 | $33,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,927 | $33,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,620 | $33,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 21,974 | $33,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 11,921 | $33,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 272 | $32,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 228 | $32,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,125 | $32,000 | thousands by filing date | put |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 3,594 | $32,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,000 | $32,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,784 | $32,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 19,938 | $32,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 520 | $31,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $31,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 458 | $31,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 7,339 | $31,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 152 | $31,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $31,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 3,127 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 531 | $31,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,959 | $31,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,848 | $31,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 35,868 | $31,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 2,210 | $31,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 22,634 | $31,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,214 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $31,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 3,221 | $31,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,285 | $31,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 5,333 | $31,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 57,776 | $31,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 310 | $30,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $30,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,521 | $30,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $30,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 2,183 | $30,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,865 | $30,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 14,886 | $30,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,807 | $30,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 3,802 | $30,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $29,000 | thousands by filing date | put |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,368 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 880 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 756 | $29,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,620 | $29,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,218 | $29,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,954 | $29,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,482 | $29,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 874 | $29,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 8,038 | $29,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 9,083 | $29,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 11,430 | $29,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 8,615 | $29,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $29,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 162 | $28,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 262 | $28,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 678 | $28,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 1,109 | $28,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,151 | $28,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,619 | $28,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 861 | $28,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,346 | $28,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,153 | $28,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 4,338 | $28,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 7,790 | $28,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 7,761 | $28,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,709 | $28,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 7,164 | $28,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $28,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,139 | $28,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 1,720 | $28,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,552 | $28,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 500 | $27,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 723 | $27,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,700 | $27,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 180 | $27,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,327 | $27,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,957 | $27,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 6,489 | $27,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 19,526 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 1,110 | $27,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 5,476 | $27,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 300 | $27,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 264 | $26,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,076 | $26,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 4,479 | $26,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,881 | $26,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 8,445 | $26,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 799 | $26,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 468 | $26,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,342 | $26,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 9,349 | $26,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,439 | $26,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,029 | $26,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 4,629 | $26,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,453 | $26,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,280 | $26,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 175 | $25,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 191 | $25,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 403 | $25,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 865 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 593 | $25,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 755 | $25,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 13,684 | $25,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 508 | $25,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,510 | $25,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,278 | $25,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,699 | $25,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 984 | $25,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,448 | $25,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,742 | $25,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 9,993 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $24,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 264 | $24,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $24,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,012 | $24,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,821 | $24,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,702 | $24,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 56,300 | $24,000 | thousands by filing date | call |
| PYXUS INTL INC | 74737V106 | COM | 2,794 | $24,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 143 | $23,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,113 | $23,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $23,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 650 | $23,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,925 | $23,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,913 | $23,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 7,954 | $23,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,329 | $23,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 2,883 | $23,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 26,330 | $23,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 16,160 | $23,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 8,949 | $23,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 1,531 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 616 | $22,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 513 | $22,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 494 | $22,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,329 | $22,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,000 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 527 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 625 | $22,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,000 | $22,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,621 | $22,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,707 | $22,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,819 | $22,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 5,256 | $22,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,309 | $22,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 5,326 | $22,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,203 | $22,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 4,501 | $22,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 58,953 | $22,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 4,801 | $22,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 2,200 | $22,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 69 | $21,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 596 | $21,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,603 | $21,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 609 | $21,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $21,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,320 | $21,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 897 | $21,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 716 | $21,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,987 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 920 | $21,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 6,714 | $21,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,324 | $21,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 465 | $21,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,053 | $21,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 2,633 | $21,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 2,390 | $21,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 61 | $20,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 318 | $20,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 116 | $20,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,746 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 617 | $20,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 5,489 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,183 | $20,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 2,219 | $20,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 3,122 | $20,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 784 | $20,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 2,666 | $20,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 2,770 | $20,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 384 | $19,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 71 | $19,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 330 | $19,000 | thousands by filing date | put |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,570 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 833 | $19,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 834 | $19,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,878 | $19,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 20,900 | $19,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,835 | $19,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,700 | $19,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 17,617 | $19,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 385 | $18,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 194 | $18,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 102 | $18,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 168 | $18,000 | thousands by filing date | call |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 457 | $18,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 15,871 | $18,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,912 | $18,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 941 | $18,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,217 | $18,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,058 | $18,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,613 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,850 | $18,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 739 | $18,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,000 | $18,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 4,400 | $18,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 35,617 | $18,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 3,078 | $18,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 44,681 | $18,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 18,385 | $18,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 2,807 | $18,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 2,200 | $18,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 3,663 | $18,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 472 | $17,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 283 | $17,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 235 | $17,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,234 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,623 | $17,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,070 | $17,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,918 | $17,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $17,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3,447 | $17,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 6,325 | $17,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,676 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 12,870 | $17,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 11,689 | $17,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,661 | $17,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 15,266 | $17,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 143 | $16,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 230 | $16,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 815 | $16,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,000 | $16,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 500 | $16,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,731 | $16,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,875 | $16,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,346 | $16,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 3,200 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 96,299 | $16,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,337 | $16,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 4,339 | $16,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 9,870 | $16,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 690 | $16,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 7,494 | $16,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 9,175 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $15,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,341 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 105 | $15,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 179 | $15,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,667 | $15,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,248 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,103 | $15,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 5,878 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 7,150 | $15,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 11,116 | $15,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 6,444 | $15,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,155 | $15,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 25,703 | $15,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,526 | $15,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,395 | $15,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,659 | $15,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 5,017 | $15,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 9,261 | $15,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 456 | $15,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 84 | $14,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 140 | $14,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 274 | $14,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $14,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 1,400 | $14,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 820 | $14,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 653 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $14,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 236 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 317 | $14,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,915 | $14,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,700 | $14,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,350 | $14,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,227 | $14,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,080 | $14,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,353 | $14,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 521 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 28,418 | $14,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 26,761 | $14,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 8,626 | $14,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 1,301 | $14,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 158 | $13,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 228 | $13,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 101 | $13,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 180 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 481 | $13,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 823 | $13,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2,030 | $13,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,998 | $13,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,357 | $13,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 782 | $13,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 6,875 | $13,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,944 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 9,515 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,450 | $13,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 7,552 | $13,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 4,049 | $13,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 14,031 | $13,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53 | $12,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 92 | $12,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 101 | $12,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 352 | $12,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 201 | $12,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 388 | $12,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 226 | $12,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 369 | $12,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 370 | $12,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,600 | $12,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 569 | $12,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,385 | $12,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,202 | $12,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,298 | $12,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,503 | $12,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 800 | $12,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 252 | $12,000 | thousands by filing date | call |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 503 | $12,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,483 | $12,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 2,220 | $12,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 404 | $12,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 7,302 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 500 | $12,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,690 | $12,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 7,425 | $12,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6,404 | $12,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 11,461 | $12,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 8,541 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 3,262 | $12,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 22,760 | $12,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 3,333 | $12,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 48,872 | $12,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30 | $11,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 45 | $11,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 19,256 | $11,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,204 | $11,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 666 | $11,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,488 | $11,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 4,620 | $11,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,656 | $11,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 444 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,611 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,155 | $11,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 6,218 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 37,471 | $11,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 5,886 | $11,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 800 | $11,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 900 | $11,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 48 | $10,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 184 | $10,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 260 | $10,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,121 | $10,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,981 | $10,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 334 | $10,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 655 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 70 | $10,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 389 | $10,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 14,369 | $10,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 14,833 | $10,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 202 | $10,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,468 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,386 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,275 | $10,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 6,394 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,162 | $10,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 276 | $10,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 3,212 | $10,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,057 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |