13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,650 | $777,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 902,000 | $777,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,913 | $776,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21,622 | $775,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 36,832 | $773,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 26,757 | $770,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 21,621 | $767,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 800,000 | $767,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,195 | $766,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 510,814 | $765,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 199,540 | $764,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,904 | $762,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 20,102 | $760,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 19,322 | $759,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 18,163 | $757,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 45,723 | $756,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 70,896 | $755,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 103,296 | $752,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,229 | $751,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 23,673 | $751,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,026 | $748,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 61,967 | $748,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 65,520 | $747,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 25,342 | $747,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,109 | $745,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,582 | $745,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $744,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 81,641 | $743,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 40,235 | $741,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $740,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 86,615 | $738,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,500 | $737,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 54,544 | $735,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 23,648 | $735,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,270 | $734,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,329 | $733,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,268 | $733,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 50,452 | $733,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 23,706 | $731,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 39,839 | $729,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 39,804 | $729,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,695 | $728,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 20,551 | $727,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 92,733 | $727,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $727,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 33,795 | $726,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 46,810 | $724,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 17,488 | $720,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,307 | $720,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,200,000 | $719,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 12,497 | $717,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 9,868 | $716,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,741 | $716,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 38,673 | $715,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,315 | $714,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 25,567 | $710,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 24,611 | $706,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 21,754 | $705,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 750,000 | $705,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 23,053 | $704,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 27,939 | $703,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 128,750 | $702,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 12,067 | $701,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 82,689 | $701,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 18,332 | $698,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 22,505 | $697,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 14,455 | $695,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 15,102 | $695,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 43,960 | $690,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 105,600 | $689,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 87,170 | $688,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,722 | $685,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 26,546 | $685,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 475,000 | $685,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 56,958 | $684,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 15,104 | $680,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,979 | $677,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 9,454 | $677,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 18,539 | $676,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 40,615 | $676,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 16,940 | $675,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,458 | $674,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,837 | $673,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 27,253 | $671,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,074 | $669,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 211,766 | $668,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 13,151 | $662,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 15,423 | $661,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 34,362 | $661,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 20,091 | $659,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 71,076 | $658,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 75,944 | $657,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 71,093 | $654,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 93,173 | $654,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 17,139 | $653,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 157,319 | $652,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 28,870 | $651,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 24,522 | $651,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 27,084 | $650,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 16,816 | $649,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 24,934 | $649,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 25,302 | $648,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 19,978 | $648,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 17,867 | $645,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 327,594 | $645,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 12,226 | $643,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 16,365 | $643,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 36,097 | $643,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 21,377 | $637,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 8,870 | $637,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,790 | $636,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 124,411 | $634,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 25,054 | $629,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 21,642 | $629,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,359 | $629,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 604,000 | $629,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 90,279 | $628,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 26,871 | $627,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,187 | $626,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,804 | $626,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 76,327 | $626,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 111,262 | $626,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 46,605 | $626,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 17,060 | $626,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 13,166 | $619,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 256,114 | $618,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 22,281 | $613,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,263 | $612,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 44,525 | $610,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 20,653 | $610,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,262 | $609,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11,814 | $608,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 84,886 | $605,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,963 | $603,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 38,962 | $602,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 79,016 | $602,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 18,746 | $599,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 30,052 | $598,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 57,456 | $598,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 164,004 | $595,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 20,198 | $593,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,023 | $593,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,248 | $589,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,349 | $588,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 74,089 | $587,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 8,287 | $587,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 42,079 | $586,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 27,019 | $584,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,418 | $580,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 18,994 | $580,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12,481 | $579,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,042 | $579,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 25,148 | $573,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 11,255 | $572,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,975 | $572,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 5,852 | $571,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 15,000 | $570,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 157,127 | $570,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 117,668 | $570,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 15,268 | $569,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 57,634 | $568,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 94,276 | $568,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,021 | $566,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,535 | $563,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,612 | $561,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,939 | $557,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 24,191 | $556,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 5,745 | $554,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 17,942 | $554,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 60,975 | $551,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,821 | $550,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,661 | $549,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 46,325 | $547,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,541 | $547,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,659 | $546,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,615 | $544,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 677,866 | $541,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 32,832 | $538,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 15,678 | $537,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 38,834 | $536,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 29,054 | $533,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 17,586 | $532,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 14,436 | $531,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 49,980 | $531,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 55,300 | $530,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 19,865 | $524,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 43,658 | $524,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 388,138 | $523,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 72,247 | $522,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 19,372 | $521,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 158,191 | $519,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 50,000 | $519,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 189,256 | $518,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 15,071 | $515,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 47,593 | $515,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 38,450 | $514,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 23,893 | $514,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 38,227 | $514,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 57,357 | $513,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 25,071 | $512,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 500,000 | $511,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 13,730 | $510,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,060 | $509,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,101 | $508,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,008 | $507,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 177,154 | $505,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 79,952 | $504,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16,393 | $501,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,901 | $501,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 14,961 | $501,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 68,323 | $501,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 500,000 | $501,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 38,718 | $500,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,744 | $498,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 10,788 | $498,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 666 | $498,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 37,505 | $498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,243 | $496,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 17,301 | $496,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 21,619 | $495,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,282 | $495,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,152 | $494,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,728 | $494,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 34,178 | $493,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 6,724 | $492,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,716 | $492,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,525 | $492,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,652 | $490,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 63,882 | $489,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,851 | $488,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 25,114 | $488,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,137 | $487,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,837 | $487,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 18,775 | $486,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 63,769 | $486,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,911 | $485,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 16,880 | $485,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,623 | $484,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 7,842 | $483,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 12,320 | $483,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 44,444 | $483,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,910 | $482,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 53,262 | $481,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,091 | $481,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,842 | $480,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 180,078 | $479,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 123,445 | $478,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 308,172 | $477,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,218 | $476,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,395 | $476,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 5,123 | $476,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,879 | $476,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 66,933 | $476,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,673 | $474,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,111 | $474,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 13,038 | $473,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 118,523 | $473,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,959 | $472,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 31,416 | $471,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 15,655 | $471,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 23,270 | $469,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 450,000 | $468,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,854 | $467,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 29,456 | $465,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 11,509 | $461,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $461,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 200,000 | $461,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,632 | $460,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 12,331 | $458,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 15,032 | $457,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,213 | $457,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 4,446 | $455,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 91,991 | $454,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 5,953 | $453,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 107,494 | $452,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 118,934 | $452,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,818 | $450,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 17,362 | $448,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 11,813 | $447,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,878 | $446,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,663 | $445,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 30,041 | $445,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 20,882 | $444,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 122,724 | $443,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,721 | $442,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 150,000 | $442,000 | thousands by filing date | call |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 35,160 | $441,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 32,477 | $441,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 22,533 | $440,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,370 | $439,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,863 | $438,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,018 | $438,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 38,946 | $437,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,123 | $437,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 14,901 | $437,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,233 | $435,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 43,273 | $434,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,577 | $434,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 8,310 | $433,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 87,159 | $432,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53,901 | $432,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 21,414 | $432,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 16,748 | $430,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,528 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 16,180 | $428,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 31,704 | $427,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 25,704 | $427,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 10,379 | $426,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,035 | $424,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $423,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 121,843 | $422,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 123,483 | $421,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 101,456 | $420,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 561,866 | $420,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,775 | $419,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 104,491 | $417,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 12,401 | $415,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 21,513 | $414,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 31,769 | $414,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,304 | $413,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,350 | $413,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 51,363 | $411,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 9,389 | $411,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 87,873 | $410,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,067 | $409,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,133 | $408,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 13,514 | $407,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 233,052 | $407,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 9,220 | $406,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,440 | $403,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,964 | $402,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,857 | $402,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 8,200 | $401,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,470 | $399,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10,766 | $399,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 35,562 | $398,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,218 | $398,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 19,562 | $398,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,172 | $396,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,573 | $396,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,415 | $395,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 10,566 | $395,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,792 | $395,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 45,721 | $395,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 16,266 | $395,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,107 | $393,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 25,500 | $391,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 24,851 | $391,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,159 | $391,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17,997 | $390,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,270 | $389,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,317 | $389,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15,230 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 16,198 | $387,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,838 | $386,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 7,266 | $386,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 15,249 | $386,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 20,482 | $385,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,337 | $385,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 21,469 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,540 | $383,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,001 | $383,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,308 | $382,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 25,042 | $382,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 16,672 | $381,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 24,758 | $381,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,801 | $380,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,508 | $380,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 15,332 | $379,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,294 | $377,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,633 | $377,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 18,631 | $377,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,072 | $376,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 400,000 | $376,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 23,907 | $373,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 17,235 | $373,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 103,256 | $373,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 20,885 | $372,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 82,495 | $372,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 386,000 | $371,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 7,257 | $370,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 50,916 | $369,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,701 | $367,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 20,062 | $366,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,508 | $365,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,292 | $364,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 16,847 | $363,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $363,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 275,000 | $363,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,379 | $362,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,737 | $362,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 12,814 | $362,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24,018 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,198 | $360,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 742 | $360,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,069 | $360,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 40,874 | $359,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,925 | $358,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,512 | $357,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 27,157 | $357,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 30,388 | $357,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 15,937 | $354,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 41,716 | $353,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 126,941 | $353,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,574 | $352,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,053 | $352,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,201 | $350,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 33,365 | $350,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 22,304 | $349,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,711 | $349,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,228 | $348,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 18,252 | $348,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,738 | $348,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 40,070 | $348,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 91,978 | $348,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 13,167 | $347,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 15,417 | $346,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 38,506 | $346,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 55,287 | $344,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 15,578 | $343,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,323 | $343,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 8,996 | $340,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 45,347 | $339,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,567 | $338,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,139 | $338,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,764 | $337,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 55,598 | $336,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 21,217 | $336,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 18,483 | $336,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 81,569 | $335,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 305,000 | $334,000 | thousands by filing date | principal |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 34,385 | $333,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,833 | $333,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,682 | $333,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,332 | $332,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 233,333 | $332,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $331,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 11,043 | $331,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $330,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 64,065 | $329,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 17,364 | $329,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 17,444 | $329,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 27,018 | $329,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,136 | $328,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 400,000 | $328,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 15,880 | $327,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,365 | $327,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 10,889 | $326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $326,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,464 | $326,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,640 | $325,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 19,325 | $325,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,084 | $324,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,494 | $323,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,639 | $323,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 57,769 | $322,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 19,685 | $322,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 20,137 | $322,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 13,476 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,000 | $321,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 9,952 | $321,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,307 | $318,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 31,574 | $318,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,485 | $317,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,686 | $317,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,986 | $316,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 16,564 | $316,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 38,806 | $315,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,295 | $314,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,484 | $314,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 8,498 | $314,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,112 | $314,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 18,487 | $314,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 229,501 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,686 | $310,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,875 | $310,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,387 | $309,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,065 | $309,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,768 | $308,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,085 | $307,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 9,316 | $307,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 8,898 | $307,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 14,366 | $307,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,106 | $307,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 166 | $306,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,502 | $306,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 200,000 | $306,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 3,518 | $305,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 13,180 | $305,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 49,730 | $305,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 27,988 | $305,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,012 | $304,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 304,000 | $304,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 238,122 | $304,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 6,541 | $302,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,908 | $302,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,758 | $301,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,586 | $301,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,972 | $300,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 14,130 | $300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |