13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,066 holding rows worth $153,480,734,000.
- Accession
- 0000948046-20-000042
- Filer
- CIK 948046
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 19,698 entries on the cover page, a total value of $153,480,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,480,734,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AARONS INC | 002535300 | COM PAR $0.50 | 33,105 | $1,890,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,785 | $1,888,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 57,894 | $1,887,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 53,143 | $1,885,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 197,853 | $1,884,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 49,950 | $1,881,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,903 | $1,877,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 80,339 | $1,874,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 27,602 | $1,873,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 82,372 | $1,872,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 112,576 | $1,866,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 120,396 | $1,857,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 35,262 | $1,856,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 110,865 | $1,854,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 118,303 | $1,845,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 98,295 | $1,838,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 489,579 | $1,835,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 21,197 | $1,834,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 198,130 | $1,832,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 60,978 | $1,824,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 17,897 | $1,822,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 67,735 | $1,822,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 73,016 | $1,819,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,629 | $1,801,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 104,032 | $1,801,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 270,325 | $1,798,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 221,541 | $1,794,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 48,691 | $1,791,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,268,000 | $1,785,000 | thousands by filing date | principal |
| iShares Global Tech ETF | 464287291 | SHS | 8,483 | $1,784,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 121,334 | $1,779,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 23,607 | $1,779,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 57,526 | $1,778,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,671,000 | $1,776,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,882 | $1,774,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 54,295 | $1,773,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 233,586 | $1,772,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 31,953 | $1,770,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 54,265 | $1,768,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 59,362 | $1,766,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 55,588 | $1,765,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 23,768 | $1,762,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 26,749 | $1,762,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 41,179 | $1,761,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,685,000 | $1,759,000 | thousands by filing date | principal |
| IAA INC | 449253103 | COM | 37,347 | $1,756,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 46,272 | $1,755,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 21,156 | $1,751,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 27,122 | $1,751,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 43,113 | $1,748,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 39,506 | $1,748,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,230 | $1,743,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,337,000 | $1,734,000 | thousands by filing date | principal |
| EVERFORTH INC COM | 00191U102 | Stock | 24,340 | $1,727,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 21,302 | $1,727,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 203,846 | $1,719,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 18,583 | $1,718,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 70,310 | $1,717,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 200,395 | $1,717,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 22,454 | $1,715,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 29,108 | $1,715,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 361,027 | $1,712,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 41,574 | $1,703,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,597,000 | $1,703,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,234 | $1,702,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 567,153 | $1,701,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 122,252 | $1,699,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 83,239 | $1,699,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 42,526 | $1,698,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 126,863 | $1,696,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 10,475 | $1,692,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 56,568 | $1,689,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 83,470 | $1,682,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,292 | $1,674,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 98,855 | $1,673,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,235 | $1,669,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 37,129 | $1,660,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 133,998 | $1,659,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 48,141 | $1,658,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,550,000 | $1,657,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 164,860 | $1,657,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,813 | $1,656,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 52,189 | $1,653,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 61,625 | $1,649,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 23,950 | $1,644,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 42,712 | $1,642,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 138,154 | $1,642,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 141,534 | $1,637,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 76,725 | $1,637,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 644,609 | $1,636,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 37,694 | $1,629,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 28,277 | $1,627,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 23,527 | $1,622,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 75,148 | $1,620,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 37,608 | $1,616,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 72,571 | $1,616,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 257,606 | $1,613,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 277,064 | $1,608,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 107,806 | $1,606,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 29,215 | $1,600,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,543,000 | $1,600,000 | thousands by filing date | principal |
| ENPRO INC | 29355X107 | COM | 23,929 | $1,599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 31,772 | $1,595,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 95,706 | $1,595,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 554,463 | $1,595,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 109,862 | $1,592,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 28,919 | $1,589,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,367 | $1,584,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 159,212 | $1,584,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 34,361 | $1,580,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 85,107 | $1,578,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 9,913 | $1,568,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 44,885 | $1,567,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 48,228 | $1,563,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 24,219 | $1,556,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 93,289 | $1,556,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 20,195 | $1,552,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 34,110 | $1,549,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,915 | $1,546,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 117,380 | $1,545,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 105,092 | $1,543,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 22,076 | $1,542,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 55,688 | $1,538,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 27,313 | $1,537,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 216,991 | $1,537,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 150,000 | $1,537,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 20,193 | $1,531,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 38,669 | $1,530,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 144,837 | $1,527,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 49,490 | $1,526,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 56,470 | $1,526,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,550,000 | $1,526,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 31,130 | $1,522,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 32,728 | $1,521,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 54,166 | $1,515,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 25,396 | $1,514,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24,970 | $1,513,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 84,647 | $1,511,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 45,993 | $1,508,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,508,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,380,000 | $1,504,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 67,976 | $1,496,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,160 | $1,493,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 239,266 | $1,490,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 26,300 | $1,489,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 102,967 | $1,489,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,848 | $1,488,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 35,337 | $1,487,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 28,029 | $1,484,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 69,981 | $1,477,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 126,396 | $1,476,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 177,799 | $1,476,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,396,000 | $1,473,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 123,794 | $1,472,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 31,781 | $1,470,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 32,865 | $1,468,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 84,206 | $1,465,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,417 | $1,464,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 80,148 | $1,464,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 172,837 | $1,463,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 507,868 | $1,457,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 74,503 | $1,455,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 225,964 | $1,445,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 25,880 | $1,441,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 49,191 | $1,440,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 65,787 | $1,434,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 294,717 | $1,425,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 36,987 | $1,423,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 90,507 | $1,423,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 23,695 | $1,420,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 18,563 | $1,419,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 85,288 | $1,418,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 15,424 | $1,412,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 19,910 | $1,411,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 29,432 | $1,411,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 136,229 | $1,409,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 63,704 | $1,407,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 52,612 | $1,406,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 58,359 | $1,405,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 38,646 | $1,405,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,924 | $1,403,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 79,665 | $1,399,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 42,724 | $1,397,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 30,279 | $1,391,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 67,933 | $1,389,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 83,615 | $1,386,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 103,134 | $1,386,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 17,019 | $1,385,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 62,284 | $1,384,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 32,921 | $1,380,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 42,495 | $1,380,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 186,026 | $1,379,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,209,000 | $1,379,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,114 | $1,378,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 28,512 | $1,370,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 239,767 | $1,370,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,499,000 | $1,368,000 | thousands by filing date | principal |
| AXT INC | 00246W103 | COM | 314,423 | $1,366,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 257,037 | $1,366,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 120,702 | $1,366,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,129 | $1,365,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 169,904 | $1,361,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 52,463 | $1,360,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 132,893 | $1,358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 69,148 | $1,355,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 82,906 | $1,350,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 91,682 | $1,348,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 411,779 | $1,345,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 78,179 | $1,342,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,658 | $1,340,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 53,581 | $1,340,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 90,237 | $1,338,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 20,494 | $1,337,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 47,749 | $1,337,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 72,294 | $1,335,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 276,161 | $1,326,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 130,001 | $1,326,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 91,990 | $1,325,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,298,000 | $1,322,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 10,591 | $1,320,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 15,698 | $1,319,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,291,000 | $1,319,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 106,880 | $1,317,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 82,984 | $1,313,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 75,573 | $1,313,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,716 | $1,307,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 463,231 | $1,305,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 73,158 | $1,305,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48,043 | $1,304,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 33,630 | $1,299,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 33,995 | $1,299,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 24,981 | $1,297,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 12,642 | $1,284,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,979 | $1,284,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 37,160 | $1,282,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 38,805 | $1,278,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 69,797 | $1,276,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 119,116 | $1,274,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 33,554 | $1,271,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 64,838 | $1,267,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42,676 | $1,265,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 843,705 | $1,264,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,828 | $1,263,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,286,000 | $1,251,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 25,810 | $1,249,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 838,000 | $1,248,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 44,715 | $1,247,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 30,694 | $1,247,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 7,841 | $1,245,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 45,939 | $1,244,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 850 | $1,231,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 72,990 | $1,231,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 450,673 | $1,230,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 574,569 | $1,228,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 100,400 | $1,225,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,150,000 | $1,224,000 | thousands by filing date | principal |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 92,195 | $1,222,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,533 | $1,221,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,175,000 | $1,221,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 26,671 | $1,216,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 164,963 | $1,214,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 32,896 | $1,211,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 256,971 | $1,209,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 27,285 | $1,206,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 48,300 | $1,206,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 66,318 | $1,205,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 232,629 | $1,202,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 179,713 | $1,202,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 420,965 | $1,201,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 47,293 | $1,196,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 56,324 | $1,193,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 54,034 | $1,189,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 35,000 | $1,185,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 237,069 | $1,184,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,237,000 | $1,183,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 153,440 | $1,179,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 70,895 | $1,178,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 26,039 | $1,178,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 130,036 | $1,172,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 262,983 | $1,169,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 37,548 | $1,166,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 23,382 | $1,165,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 69,086 | $1,165,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 117,937 | $1,164,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 48,168 | $1,153,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 68,298 | $1,152,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 36,672 | $1,151,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 47,708 | $1,147,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $1,146,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 43,882 | $1,145,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,900 | $1,144,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 35,432 | $1,144,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 30,426 | $1,142,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,125,000 | $1,140,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 42,432 | $1,137,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 51,968 | $1,134,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 77,690 | $1,134,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 57,107 | $1,131,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 128,392 | $1,131,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 177,859 | $1,131,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,528 | $1,128,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 62,593 | $1,128,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 56,926 | $1,127,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 26,901 | $1,124,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 144,107 | $1,123,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 26,277 | $1,122,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,099,000 | $1,122,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 26,017 | $1,122,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 278,507 | $1,121,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 48,618 | $1,119,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 76,068 | $1,117,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 700,000 | $1,106,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14,684 | $1,101,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,687 | $1,100,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 189,611 | $1,099,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 99,115 | $1,099,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 14,889 | $1,098,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,067 | $1,098,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 12,394 | $1,095,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 29,133 | $1,090,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 22,579 | $1,087,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 91,056 | $1,084,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 16,009 | $1,083,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 18,045 | $1,083,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,241 | $1,081,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 89,204 | $1,081,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 53,259 | $1,078,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 77,549 | $1,077,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 61,768 | $1,076,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 549,419 | $1,075,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 450,000 | $1,075,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 262,254 | $1,071,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,170 | $1,070,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 41,448 | $1,070,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 59,656 | $1,065,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 29,183 | $1,064,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 58,158 | $1,063,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,727 | $1,062,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 700,000 | $1,062,000 | thousands by filing date | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 25,042 | $1,060,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 33,388 | $1,060,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 25,958 | $1,057,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 67,962 | $1,056,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,377 | $1,055,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 13,861 | $1,050,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 30,469 | $1,050,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 16,130 | $1,045,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,000,000 | $1,045,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 19,628 | $1,044,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,016 | $1,042,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 27,611 | $1,042,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 32,632 | $1,041,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 36,590 | $1,035,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 47,019 | $1,035,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 127,715 | $1,033,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,050,000 | $1,032,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 59,312 | $1,030,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 27,325 | $1,030,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 50,413 | $1,029,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 74,810 | $1,028,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 79,915 | $1,026,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 42,282 | $1,022,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 11,947 | $1,017,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 135,643 | $1,012,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 9,124 | $1,011,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 240,317 | $1,010,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 24,599 | $1,009,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 127,605 | $1,004,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 43,075 | $1,002,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 23,524 | $1,000,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 17,472 | $999,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 22,006 | $998,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 41,516 | $997,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 26,296 | $996,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 29,294 | $995,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 53,840 | $994,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 23,660 | $992,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,688 | $991,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 37,095 | $991,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 19,291 | $988,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 14,371 | $986,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 14,946 | $986,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 51,896 | $985,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 26,920 | $985,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 112,368 | $983,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 775,000 | $983,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 23,628 | $982,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 44,571 | $981,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 36,748 | $980,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 625,000 | $977,000 | thousands by filing date | principal |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 53,337 | $976,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 34,137 | $975,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 43,666 | $975,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 751,567 | $969,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 16,794 | $968,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 9,021 | $965,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 67,124 | $963,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 12,329 | $963,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,023,000 | $962,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 19,350 | $961,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 63,995 | $960,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 14,973 | $959,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 98,029 | $959,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 19,521 | $959,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 77,603 | $955,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 140,123 | $954,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 111,399 | $951,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 44,658 | $950,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 74,710 | $950,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 26,586 | $948,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 21,719 | $938,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 843 | $937,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 22,708 | $937,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 58,764 | $937,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 7,379 | $934,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 16,494 | $933,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 398,665 | $932,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 51,555 | $931,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 52,810 | $928,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 32,061 | $927,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 28,552 | $924,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 219,091 | $923,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 194,795 | $923,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 427,400 | $921,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 58,719 | $917,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 82,282 | $914,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 575,000 | $913,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 185,510 | $912,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 21,947 | $911,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,750,000 | $910,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 45,448 | $908,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,157 | $902,000 | thousands by filing date | put |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 14,505 | $901,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 100,603 | $899,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 161,420 | $898,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 64,018 | $896,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 868,000 | $896,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 888,000 | $895,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 20,739 | $892,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,230 | $887,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 48,658 | $882,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,807 | $882,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 290,089 | $881,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 82,662 | $879,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 181,868 | $875,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 268,646 | $870,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,591 | $868,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 76,721 | $868,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 16,220 | $867,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 80,913 | $865,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,592 | $864,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 248,146 | $864,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 17,679 | $863,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 20,486 | $858,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 66,941 | $857,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,050 | $856,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 11,801 | $853,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 712,000 | $852,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 59,688 | $849,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,600 | $848,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 36,219 | $848,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 23,580 | $846,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 33,324 | $846,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $846,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,244 | $841,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 633,000 | $840,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 14,912 | $836,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 17,829 | $833,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 16,522 | $831,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 108,729 | $831,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 750,000 | $831,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 36,515 | $828,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 59,254 | $827,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 199,013 | $823,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 61,620 | $820,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,256 | $817,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 14,335 | $817,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 182,919 | $817,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 199,384 | $812,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,091 | $810,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 38,642 | $810,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,477 | $802,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 32,652 | $799,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,773 | $799,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 1,000,563 | $799,000 | thousands by filing date | call |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 700,000 | $798,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 214,804 | $796,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,842 | $796,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,569 | $794,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 88,813 | $792,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 18,484 | $791,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,000,000 | $790,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 31,793 | $788,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 176,775 | $786,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,994 | $784,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 77,340 | $782,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,556 | $781,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 13,820 | $780,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 20,712 | $779,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 45,098 | $777,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000042 | this filing | 2020-02-14 | acceptance time not in the bulk data set |