13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHPOINT RES CORP | 43114K108 | COM | 83,493 | $150,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,775 | $149,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 43,400 | $149,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,081 | $149,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,883 | $149,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 30,800 | $149,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 516 | $148,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,673 | $148,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,222 | $148,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,430 | $148,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,867 | $148,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,695 | $148,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 9,863 | $148,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 85,923 | $148,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,000 | $147,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 13,879 | $147,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,247 | $147,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,963 | $146,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,374 | $146,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,269 | $145,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 38,800 | $145,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 30,222 | $145,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 42,039 | $145,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 26,115 | $144,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 25,018 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,936 | $143,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 6,002 | $143,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 22,419 | $143,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,639 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,060 | $143,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 12,721 | $143,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 11,069 | $143,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 54,795 | $143,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 32,376 | $142,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,391 | $142,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,183 | $142,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 22,697 | $142,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 73,787 | $142,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 12,748 | $141,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 12,041 | $141,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 56,432 | $141,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 36,171 | $139,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,941 | $139,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 14,223 | $139,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 26,658 | $139,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,000 | $138,000 | thousands by filing date | put |
| FTS INTERNATIONAL INC | 30283W104 | COM | 24,862 | $138,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 33,907 | $138,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,966 | $137,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60,287 | $137,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 5,991 | $136,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,032 | $135,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,534 | $135,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 5,000 | $135,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 135,000 | $135,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 1,734 | $134,000 | thousands by filing date | call |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 6,129 | $134,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 35,594 | $134,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,428 | $133,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,263 | $132,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,070 | $132,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,580 | $132,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,346 | $132,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $131,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 7,788 | $131,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 127,618 | $131,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 251 | $131,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,760 | $130,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,369 | $130,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,107 | $130,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 36,456 | $130,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 52,500 | $130,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,326 | $129,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,355 | $129,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,603 | $128,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,536 | $128,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,042 | $128,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 21,277 | $127,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 19,028 | $127,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 9,559 | $127,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 125,900 | $127,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 29,386 | $127,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,272 | $126,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,223 | $126,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,900 | $126,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 9,056 | $126,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 33,522 | $126,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,950 | $126,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 724 | $125,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 23,931 | $125,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500,000 | $125,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 39,342 | $125,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 3,283 | $124,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,174 | $124,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 121,394 | $124,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 114,000 | $124,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,275 | $124,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 106,200 | $124,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,798 | $124,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,960 | $123,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,573 | $123,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,809 | $123,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,464 | $123,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,457 | $122,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,415 | $122,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 7,328 | $122,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 195,302 | $122,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 108,530 | $122,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,683 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,759 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $121,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,312 | $121,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 4,973 | $121,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 27,795 | $120,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 39,923 | $120,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,665 | $119,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,150 | $119,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 849 | $119,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 4,298 | $119,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 21,285 | $119,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 61,199 | $119,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 150,566 | $119,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $118,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 9,347 | $118,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,470 | $118,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,338 | $118,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,023 | $117,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 21,500 | $117,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 8,442 | $117,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 92,246 | $117,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,042 | $116,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,868 | $116,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 11,730 | $116,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 11,501 | $116,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,290 | $115,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 12,856 | $115,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 76,546 | $115,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 16,942 | $115,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,489 | $115,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,631 | $114,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,377 | $114,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,279 | $114,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,780 | $114,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 3,475 | $114,000 | thousands by filing date | call |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 9,901 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,528 | $113,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,891 | $113,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 4,593 | $112,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,101 | $112,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 26,260 | $112,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,698 | $111,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 41,728 | $111,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 12,853 | $111,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 22,000 | $111,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 400,000 | $111,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 4,930 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,939 | $111,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 7,944 | $110,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 7,741 | $110,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 16,747 | $110,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 77,980 | $110,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 7,132 | $109,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,234 | $109,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 26,402 | $109,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,792 | $109,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 100,000 | $109,000 | thousands by filing date | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 32,289 | $108,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 6,100 | $108,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,516 | $108,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 55,953 | $108,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,809 | $108,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 10,500 | $108,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 116,665 | $108,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 443 | $107,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 3,660 | $107,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 36,358 | $107,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 26,596 | $107,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 65,200 | $107,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,659 | $107,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,407 | $106,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 38,588 | $106,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,694 | $106,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 27,639 | $106,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 5,222 | $106,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 9,318 | $105,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 156,319 | $105,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,434 | $104,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 600 | $104,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 30,702 | $104,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,183 | $104,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 13,252 | $104,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,386 | $103,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 4,343 | $103,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,335 | $103,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 10,758 | $103,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 47,859 | $103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,800 | $102,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,509 | $102,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 46,612 | $102,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,544 | $102,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 20,624 | $102,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 6,730 | $102,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 813 | $101,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 690 | $101,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 24,813 | $101,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 39,766 | $101,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 5,095 | $100,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,395 | $100,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 8,906 | $100,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 41,062 | $100,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 24,679 | $100,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,046 | $100,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,803 | $99,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 336 | $98,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 1,368 | $98,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 4,651 | $98,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 6,402 | $98,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 6,742 | $98,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 10,304 | $98,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 99,000 | $98,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $98,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 535 | $97,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 12,866 | $97,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,490 | $97,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 20,791 | $97,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,500 | $96,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 262 | $96,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,752 | $96,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 5,513 | $96,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 25,693 | $96,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 18,753 | $95,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,446 | $95,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,019 | $95,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,807 | $95,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 10,647 | $95,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 13,100 | $95,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 635 | $94,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,687 | $94,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,350 | $94,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,559 | $94,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,408 | $94,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 23,135 | $94,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,050 | $93,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 175,900 | $93,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,143 | $93,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 12,481 | $93,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,638 | $92,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 2,000 | $92,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 2,000 | $92,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 8,827 | $92,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 15,259 | $92,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 2,235 | $92,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,000 | $92,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 61,905 | $92,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 6,870 | $91,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,829 | $91,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,200 | $90,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 24,945 | $90,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 14,990 | $90,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 47,563 | $90,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,843 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 734 | $89,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 16,983 | $89,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 6,971 | $89,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 5,322 | $88,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,500 | $88,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 7,737 | $88,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 8,071 | $88,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,608 | $88,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,131 | $87,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,912 | $87,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 214,360 | $87,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 300 | $86,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 418 | $86,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,773 | $86,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,671 | $86,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 16,998 | $86,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 16,718 | $85,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 7,323 | $85,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,301 | $85,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 70,001 | $85,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 39,680 | $85,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 738 | $84,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 1,793 | $84,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 739 | $84,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 628 | $84,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,020 | $84,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 24,472 | $84,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 49,000 | $84,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 65,162 | $84,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 400,000 | $84,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 504 | $83,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 400 | $83,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 320 | $83,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,461 | $83,000 | thousands by filing date | put |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 6,943 | $83,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,702 | $83,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,814 | $83,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,603 | $83,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,526 | $83,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 66,665 | $83,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 6,385 | $82,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 17,061 | $82,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 16,339 | $82,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 3,635 | $82,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 8,314 | $82,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 729,830 | $82,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 543,400 | $82,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 400 | $81,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,278 | $81,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,319 | $81,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 14,650 | $81,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,500 | $81,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,426 | $81,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 13,422 | $81,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,862 | $80,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,420 | $80,000 | thousands by filing date | call |
| Emmis Communications Corp | 291525400 | COM | 17,000 | $80,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 23,762 | $80,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 959 | $79,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,279 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,747 | $79,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 53,303 | $79,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,500 | $78,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 337 | $78,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 5,500 | $78,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 24,394 | $78,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 5,272 | $78,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 17,500 | $78,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 187,300 | $78,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,833 | $77,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 4,050 | $77,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 582 | $76,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $76,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,994 | $76,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,570 | $76,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,823 | $76,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 71,000 | $76,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 37,302 | $76,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,595 | $75,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,447 | $75,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 8,063 | $75,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 29,381 | $75,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,500 | $74,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 996 | $74,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,322 | $74,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,421 | $74,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 20,871 | $74,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 48,282 | $74,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,121 | $74,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 122,844 | $74,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 83,015 | $74,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 5,968 | $74,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 23,500 | $73,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,500 | $73,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,653 | $72,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 63,767 | $72,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,871 | $72,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $72,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 239 | $71,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,500 | $71,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 22,235 | $71,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 5,976 | $71,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 380 | $70,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 465 | $70,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3,400 | $70,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,263 | $70,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 62,281 | $70,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,551 | $70,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 8,534 | $70,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 42,277 | $70,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,253 | $69,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 828 | $69,000 | thousands by filing date | put |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,464 | $69,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,373 | $69,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,647 | $69,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $69,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,657 | $69,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,261 | $68,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 6,183 | $68,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,410 | $68,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,235 | $67,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,405 | $67,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,741 | $67,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 7,928 | $67,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $67,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,644 | $67,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 580 | $67,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 683 | $66,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 663 | $66,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,525 | $66,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,647 | $66,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 140,817 | $66,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 13,226 | $66,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 16,279 | $66,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 18,348 | $66,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,600 | $65,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 1,504 | $65,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 47,140 | $65,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 748 | $65,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 850 | $65,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,745 | $65,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 17,011 | $65,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 7,200 | $65,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 67,000 | $65,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,328 | $65,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 70,000 | $65,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 5,628 | $65,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,500 | $64,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 3,699 | $64,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 720 | $64,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 4,554 | $64,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 7,648 | $64,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,261 | $64,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,075 | $64,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 21,866 | $64,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 104,100 | $64,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,435 | $63,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $63,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,205 | $63,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 31,239 | $63,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 6,354 | $63,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 43,393 | $63,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 425,356 | $63,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 3,853 | $62,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,205 | $62,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 70,015 | $62,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 37,346 | $62,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 92,605 | $62,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 906 | $61,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,422 | $61,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,881 | $61,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 420 | $61,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 4,348 | $61,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 8,315 | $61,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 15,653 | $61,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 1,900 | $61,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,525 | $60,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 550 | $60,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $60,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 438 | $60,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 1,548 | $60,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,146 | $60,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 3,050 | $60,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,350 | $60,000 | thousands by filing date | call |
| CSP INC | 126389105 | CMN | 3,948 | $60,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,990 | $60,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 9,267 | $60,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,200 | $59,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,400 | $59,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,546 | $59,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 27,751 | $59,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 4,617 | $59,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 62,000 | $58,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,691 | $58,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,283 | $58,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 4,732 | $58,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 69,735 | $58,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 4,591 | $58,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 16,017 | $58,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,731 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,564 | $57,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 500 | $57,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,000 | $57,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 6,927 | $57,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,546 | $57,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 6,936 | $57,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,876 | $56,000 | thousands by filing date | call |
| XCEL BRANDS INC | 98400M101 | COM NEW | 39,300 | $56,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 152,600 | $56,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 25,226 | $56,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 300 | $55,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 105 | $55,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,803 | $55,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 30,467 | $55,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,559 | $55,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 8,611 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 485 | $54,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,776 | $54,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,150 | $54,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,388 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 995 | $54,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,007 | $54,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 16,428 | $54,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,191 | $54,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 538 | $53,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,936 | $53,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 6,016 | $53,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 14,400 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 8,259 | $53,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 112 | $52,000 | thousands by filing date | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 406 | $52,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 13,440 | $52,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10,274 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,312 | $52,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 9,710 | $52,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 4,600 | $52,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 7,558 | $52,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 14,000 | $52,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 2,772 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |