13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 84,337 | $785,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 59,816 | $784,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 880,000 | $782,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 158,034 | $781,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,710 | $780,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 9,598 | $778,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 20,102 | $778,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 146,636 | $778,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 29,564 | $777,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 33,856 | $777,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 36,070 | $775,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,392 | $774,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 153,325 | $770,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 85,305 | $768,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 27,942 | $761,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,630 | $760,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 23,371 | $759,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,817 | $758,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 97,315 | $758,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 8,708 | $757,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,876 | $755,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 122,592 | $754,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 8,740 | $753,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 24,490 | $753,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,596 | $750,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 52,687 | $750,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 92,324 | $749,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 35,742 | $748,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 66,303 | $748,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 30,091 | $744,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,746 | $742,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,148 | $741,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 228,596 | $740,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 33,829 | $738,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 21,258 | $738,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 84,795 | $732,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 30,194 | $732,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,114 | $730,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 102,217 | $730,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 121,000 | $729,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 11,706 | $728,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 76,975 | $727,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 47,021 | $727,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 49,461 | $726,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17,933 | $726,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 21,780 | $724,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $724,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 149,633 | $723,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 119,627 | $722,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 71,168 | $717,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,307 | $717,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 42,645 | $717,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $716,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 90,214 | $714,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 14,305 | $714,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 12,245 | $713,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,363 | $713,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $713,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 92,295 | $713,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,105 | $712,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 69,400 | $712,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 758,000 | $711,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 167,934 | $711,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 115,553 | $710,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,878 | $710,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 30,315 | $709,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 31,597 | $708,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 86,887 | $708,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 35,835 | $707,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 111,800 | $706,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $704,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 288,913 | $703,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,503 | $702,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 53,628 | $702,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 33,630 | $698,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 27,377 | $698,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 18,520 | $698,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,298 | $697,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 575,208 | $696,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 20,057 | $693,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 18,618 | $693,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 33,799 | $691,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $691,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 16,464 | $689,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 96,611 | $689,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 7,598 | $682,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 13,761 | $682,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,846 | $681,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 16,744 | $678,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 44,605 | $677,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 251,100 | $677,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 37,857 | $675,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 79,116 | $673,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,434 | $672,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 57,867 | $670,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,532 | $670,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,733 | $669,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,387 | $668,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 54,430 | $668,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 169,032 | $666,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 24,193 | $666,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 101,553 | $665,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 18,312 | $662,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 48,964 | $662,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 60,870 | $661,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 22,047 | $657,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 21,909 | $653,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 40,297 | $652,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 32,746 | $651,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 37,810 | $648,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 42,431 | $646,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 34,519 | $644,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 18,818 | $642,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 255,614 | $642,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 89,774 | $641,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 63,358 | $640,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 13,667 | $640,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 70,300 | $639,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,961 | $639,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 124,770 | $638,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 23,298 | $638,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,294 | $636,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 34,658 | $636,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 71,012 | $635,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 76,409 | $635,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 25,474 | $634,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 14,965 | $633,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,572 | $631,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,464 | $629,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 42,022 | $629,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 625,000 | $628,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 234,449 | $626,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 51,118 | $624,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 577 | $623,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 31,310 | $623,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 32,431 | $621,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,067 | $621,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,721 | $620,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 21,067 | $620,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,224 | $618,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 686,000 | $618,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 7,139 | $617,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,204 | $616,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 52,585 | $615,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 487,318 | $614,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 15,602 | $614,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,144 | $613,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 48,170 | $611,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,998 | $609,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 139,571 | $606,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 25,941 | $605,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10,549 | $604,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,554 | $600,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,664 | $600,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 1,000,563 | $599,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 60,971 | $599,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 34,873 | $597,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 89,055 | $597,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,250 | $596,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 174,587 | $596,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,483 | $595,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,000 | $595,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 29,486 | $595,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 48,138 | $595,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 34,020 | $594,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 43,264 | $590,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 55,300 | $590,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 175,323 | $589,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 10,900 | $588,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 16,872 | $588,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 16,809 | $586,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,474 | $586,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 61,203 | $586,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 84,545 | $584,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 583,000 | $583,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 55,553 | $583,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 21,764 | $582,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 24,563 | $581,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 38,528 | $581,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 20,010 | $580,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,032 | $579,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,521 | $577,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 20,989 | $577,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,030 | $577,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 104,311 | $576,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 22,252 | $575,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 57,736 | $575,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 32,935 | $574,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 137,172 | $574,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 44,087 | $574,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 25,220 | $571,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,363 | $569,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 19,263 | $569,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 115,151 | $569,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 361,020 | $569,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 42,008 | $567,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 60,724 | $567,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 12,906 | $566,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 14,685 | $565,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 74,419 | $565,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 43,521 | $565,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 31,131 | $565,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 29,934 | $563,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,278 | $563,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 92,401 | $562,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 55,337 | $562,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 19,149 | $561,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 11,237 | $560,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 39,634 | $560,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,664 | $559,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 28,414 | $559,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 17,137 | $557,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 18,636 | $557,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,536 | $557,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 36,610 | $557,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 35,809 | $556,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 32,611 | $556,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,881 | $555,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 16,374 | $555,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 34,476 | $555,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 66,665 | $555,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 16,748 | $554,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 29,787 | $552,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 15,810 | $550,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 111,918 | $550,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 45,327 | $548,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 166,701 | $548,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 34,090 | $547,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,040 | $546,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,800 | $545,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 458,461 | $545,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 8,424 | $543,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 46,386 | $541,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 489,000 | $541,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,650 | $540,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 15,450 | $540,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,933 | $538,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 182,624 | $538,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 30,394 | $538,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,059,370 | $534,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 32,190 | $533,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,928 | $533,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 33,690 | $532,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,359 | $530,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 12,273 | $530,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 257,056 | $530,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 41,424 | $530,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 25,515 | $529,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,064 | $529,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 94,379 | $527,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,906 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,345 | $525,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 53,925 | $522,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 21,984 | $519,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 32,132 | $518,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 27,425 | $518,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 17,682 | $517,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 17,012 | $517,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,294 | $516,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,842 | $515,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 476,900 | $515,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,205 | $515,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,211 | $514,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 75,123 | $513,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 44,356 | $512,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 473,000 | $512,000 | thousands by filing date | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 190,907 | $511,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 85,632 | $511,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,695 | $510,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 20,167 | $510,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $510,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 10,961 | $509,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 106,151 | $509,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 31,186 | $508,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,694 | $508,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 25,223 | $508,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 152,652 | $508,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,049 | $506,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 10,000 | $504,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,846 | $504,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 31,941 | $503,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 264 | $499,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 10,568 | $499,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,540 | $499,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 13,457 | $496,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,527 | $495,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,452 | $493,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 12,086 | $493,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,052 | $490,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 40,562 | $489,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 41,736 | $488,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,300 | $486,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 33,710 | $484,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 241,180 | $481,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,015 | $480,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 443 | $479,000 | thousands by filing date | put |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 11,708 | $478,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 114,665 | $478,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,186 | $477,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 29,600 | $477,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,534 | $477,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 353,865 | $477,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 81,061 | $474,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 36,313 | $473,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 15,427 | $472,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,895 | $471,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 47,640 | $471,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 19,628 | $470,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,569 | $469,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 69,819 | $468,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 104,188 | $468,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,205 | $466,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,234 | $465,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $465,000 | thousands by filing date | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,070 | $464,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 84,384 | $464,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 27,199 | $462,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 49,444 | $461,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 15,000 | $461,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,253 | $460,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,043 | $460,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 49,841 | $460,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 26,207 | $459,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 19,206 | $459,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,489 | $458,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 17,141 | $458,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,457 | $457,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 17,410 | $457,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,369 | $456,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,161 | $456,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 146,089 | $456,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 48,914 | $455,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 39,557 | $454,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 44,390 | $453,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 42,831 | $452,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 26,171 | $452,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 144,859 | $450,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 56,770 | $450,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 189,511 | $450,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 56,262 | $449,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 30,414 | $449,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 19,653 | $449,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 42,000 | $448,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,000 | $447,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 27,443 | $446,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 100,594 | $445,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 108,571 | $445,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 117,003 | $444,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 21,205 | $443,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 21,848 | $442,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,545 | $442,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 118,636 | $442,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 44,528 | $442,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 55,195 | $442,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 25,677 | $441,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 131,805 | $441,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 15,999 | $440,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 20,873 | $439,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,875 | $437,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 53,958 | $437,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 23,439 | $437,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 24,455 | $436,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,563 | $435,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,505 | $434,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 29,179 | $433,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 85,368 | $433,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 457,000 | $433,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 39,070 | $433,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 19,567 | $431,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 21,102 | $431,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 27,236 | $431,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 121,800 | $431,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,445,067 | $431,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 443,000 | $431,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,387 | $430,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,768 | $429,000 | thousands by filing date | call |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 19,800 | $429,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 25,390 | $426,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,212 | $426,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 11,696 | $426,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 42,228 | $426,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 327,365 | $424,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 248,300 | $424,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,695 | $423,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 23,063 | $422,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 8,859 | $422,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 15,493 | $422,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,113 | $421,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 13,776 | $421,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,615 | $420,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 28,050 | $419,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,174 | $418,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 12,200 | $418,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,098 | $418,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 129,672 | $418,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 27,362 | $417,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 39,542 | $416,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 13,537 | $416,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 52,243 | $416,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,132 | $415,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 63,103 | $415,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,712 | $414,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 40,132 | $413,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 480,000 | $413,000 | thousands by filing date | principal |
| SI BONE INC | 825704109 | COM | 20,355 | $412,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,512 | $412,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 21,160 | $410,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 41,471 | $409,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,490 | $408,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 83,491 | $408,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 73,311 | $407,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 476,322 | $407,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 49,619 | $407,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,046 | $406,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,092 | $406,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 44,662 | $406,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 59,554 | $406,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 23,928 | $404,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,010 | $403,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,614 | $403,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,146 | $403,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 26,326 | $401,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 35,525 | $401,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 37,973 | $400,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 19,776 | $400,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,629 | $399,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,066 | $398,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 23,795 | $397,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 34,328 | $397,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 33,508 | $397,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 120,428 | $396,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 41,231 | $396,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,138 | $394,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $394,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 13,667 | $394,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 25,940 | $394,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,390 | $393,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 14,663 | $393,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,250 | $392,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 15,842 | $392,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 28,000 | $392,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 26,144 | $391,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,580 | $391,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 146,830 | $390,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 27,526 | $390,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,259 | $389,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 11,182 | $389,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,893 | $387,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 188,554 | $387,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 278,533 | $387,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 228,263 | $386,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 46,381 | $385,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 277,483 | $385,000 | thousands by filing date | call |
| AUBURN NATL BANCORP | 050473107 | COM | 11,523 | $384,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,572 | $383,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 40,746 | $382,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 81,350 | $382,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 128,252 | $381,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 96,253 | $381,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,043 | $379,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,887 | $378,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 17,227 | $378,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 37,622 | $376,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 40,387 | $374,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 19,879 | $373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 16,914 | $373,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,402 | $373,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 123,086 | $373,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 350,000 | $373,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 2,732 | $372,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 40,717 | $371,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 104,433 | $371,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,314 | $370,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,508 | $369,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 17,403 | $369,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,865 | $368,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 16,122 | $368,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 148,184 | $368,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 23,507 | $367,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 49,113 | $366,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 7,500 | $365,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 25,478 | $365,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,561 | $365,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 102,800 | $364,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 30,373 | $363,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 27,082 | $362,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,224 | $362,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 55,724 | $361,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 32,569 | $361,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,311 | $360,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 43,320 | $359,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 9,764 | $358,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,170 | $358,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,089 | $358,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,399 | $358,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 21,014 | $358,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 32,064 | $356,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 246,130 | $356,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,209 | $355,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,248 | $353,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |